Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2018/10/01?limit=200&registers=between&mode=atom 2024-11-05T11:56:03-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2018/10/01/2018-21236.html Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate the Exchange's Schedule of Fees 2018-10-01T00:00:00-07:00 2018-10-01T00:00:00-07:00 2018-21236 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-01/pdf/2018-21236.pdf https://regulations.justia.com/regulations/fedreg/2018/10/01/2018-21235.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change To Correct Certain References and Provide Transparency to Existing Processes in the Mortgage-Backed Securities Division Electronic Pool Notification Rules 2018-10-01T00:00:00-07:00 2018-10-01T00:00:00-07:00 2018-21235 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-01/pdf/2018-21235.pdf https://regulations.justia.com/regulations/fedreg/2018/10/01/2018-21234.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To Amend NYSE Arca Rule 5.2-E(j)(6) Relating to Equity Index-Linked Securities Listing Standards Set Forth in NYSE Arca Rule 5.2-E(j)(6)(B)(I) 2018-10-01T00:00:00-07:00 2018-10-01T00:00:00-07:00 2018-21234 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-01/pdf/2018-21234.pdf https://regulations.justia.com/regulations/fedreg/2018/10/01/2018-21233.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing of Proposed Rule Change To Modify Rule 961 Regarding the Give Up of a Clearing Member by ATP Holders and Conforming Changes to Rule 933NY 2018-10-01T00:00:00-07:00 2018-10-01T00:00:00-07:00 2018-21233 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-01/pdf/2018-21233.pdf https://regulations.justia.com/regulations/fedreg/2018/10/01/2018-21232.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend a Representation Relating to the Redemption Procedures Applicable to the Sprott Physical Gold and Silver Trust 2018-10-01T00:00:00-07:00 2018-10-01T00:00:00-07:00 2018-21232 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-01/pdf/2018-21232.pdf https://regulations.justia.com/regulations/fedreg/2018/10/01/2018-21231.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To Modify Rule 6.15-O Regarding the Give Up of a Clearing Member by OTP Holders and OTP Firms and Conforming Changes to Rule 6.46-O 2018-10-01T00:00:00-07:00 2018-10-01T00:00:00-07:00 2018-21231 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-01/pdf/2018-21231.pdf