Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2018/10/01?limit=200®isters=between&mode=atom2024-11-05T11:56:03-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2018/10/01/2018-21236.htmlNotice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate the Exchange's Schedule of Fees2018-10-01T00:00:00-07:002018-10-01T00:00:00-07:002018-21236Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-10-01/pdf/2018-21236.pdfhttps://regulations.justia.com/regulations/fedreg/2018/10/01/2018-21235.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change To Correct Certain References and Provide Transparency to Existing Processes in the Mortgage-Backed Securities Division Electronic Pool Notification Rules2018-10-01T00:00:00-07:002018-10-01T00:00:00-07:002018-21235Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-10-01/pdf/2018-21235.pdfhttps://regulations.justia.com/regulations/fedreg/2018/10/01/2018-21234.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To Amend NYSE Arca Rule 5.2-E(j)(6) Relating to Equity Index-Linked Securities Listing Standards Set Forth in NYSE Arca Rule 5.2-E(j)(6)(B)(I)2018-10-01T00:00:00-07:002018-10-01T00:00:00-07:002018-21234Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-10-01/pdf/2018-21234.pdfhttps://regulations.justia.com/regulations/fedreg/2018/10/01/2018-21233.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing of Proposed Rule Change To Modify Rule 961 Regarding the Give Up of a Clearing Member by ATP Holders and Conforming Changes to Rule 933NY2018-10-01T00:00:00-07:002018-10-01T00:00:00-07:002018-21233Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-10-01/pdf/2018-21233.pdfhttps://regulations.justia.com/regulations/fedreg/2018/10/01/2018-21232.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend a Representation Relating to the Redemption Procedures Applicable to the Sprott Physical Gold and Silver Trust2018-10-01T00:00:00-07:002018-10-01T00:00:00-07:002018-21232Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-10-01/pdf/2018-21232.pdfhttps://regulations.justia.com/regulations/fedreg/2018/10/01/2018-21231.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To Modify Rule 6.15-O Regarding the Give Up of a Clearing Member by OTP Holders and OTP Firms and Conforming Changes to Rule 6.46-O2018-10-01T00:00:00-07:002018-10-01T00:00:00-07:002018-21231Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-10-01/pdf/2018-21231.pdf