Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2018/09/25?limit=200&registers=between&mode=atom 2024-12-30T09:07:21-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2018/09/25/2018-20899.html Notice - Sunshine Act Meetings 2018-09-25T00:00:00-07:00 2018-09-25T00:00:00-07:00 2018-20899 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-09-25/pdf/2018-20899.pdf https://regulations.justia.com/regulations/fedreg/2018/09/25/2018-20898.html Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Equity Rule 6950 Series Concerning the Order Audit Trail System To Make Conforming and Technical Changes 2018-09-25T00:00:00-07:00 2018-09-25T00:00:00-07:00 2018-20898 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-09-25/pdf/2018-20898.pdf https://regulations.justia.com/regulations/fedreg/2018/09/25/2018-20820.html Notice - Variant Alternative Income Fund and Variant Investments, LLC 2018-09-25T00:00:00-07:00 2018-09-25T00:00:00-07:00 2018-20820 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-09-25/pdf/2018-20820.pdf https://regulations.justia.com/regulations/fedreg/2018/09/25/2018-20770.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Fees at Rule 7014 2018-09-25T00:00:00-07:00 2018-09-25T00:00:00-07:00 2018-20770 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-09-25/pdf/2018-20770.pdf https://regulations.justia.com/regulations/fedreg/2018/09/25/2018-20769.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Commentary .01 to NYSE Arca Rule 8.600-E Relating to Certain Generic Listing Standards for Managed Fund Shares 2018-09-25T00:00:00-07:00 2018-09-25T00:00:00-07:00 2018-20769 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-09-25/pdf/2018-20769.pdf https://regulations.justia.com/regulations/fedreg/2018/09/25/2018-20768.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Conform the Exchange's By-Law Provisions Regarding the Chief Regulatory Officer to Those of Its Affiliate, Nasdaq PHLX LLC 2018-09-25T00:00:00-07:00 2018-09-25T00:00:00-07:00 2018-20768 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-09-25/pdf/2018-20768.pdf https://regulations.justia.com/regulations/fedreg/2018/09/25/2018-20762.html Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Conform the Exchange's By-Law Provisions Regarding the Chief Regulatory Officer to Those of Its Affiliate, Nasdaq PHLX LLC 2018-09-25T00:00:00-07:00 2018-09-25T00:00:00-07:00 2018-20762 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-09-25/pdf/2018-20762.pdf https://regulations.justia.com/regulations/fedreg/2018/09/25/2018-20761.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7021 2018-09-25T00:00:00-07:00 2018-09-25T00:00:00-07:00 2018-20761 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-09-25/pdf/2018-20761.pdf https://regulations.justia.com/regulations/fedreg/2018/09/25/2018-20760.html Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Conform By-Law's CRO Provisions To Those of an Affiliate Exchange 2018-09-25T00:00:00-07:00 2018-09-25T00:00:00-07:00 2018-20760 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-09-25/pdf/2018-20760.pdf https://regulations.justia.com/regulations/fedreg/2018/09/25/2018-20759.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Conform By-Law's CRO Provisions to Those of an Affiliate Exchange 2018-09-25T00:00:00-07:00 2018-09-25T00:00:00-07:00 2018-20759 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-09-25/pdf/2018-20759.pdf https://regulations.justia.com/regulations/fedreg/2018/09/25/2018-20758.html Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Conform By-Law's CRO Provisions to Those of an Affiliate Exchange 2018-09-25T00:00:00-07:00 2018-09-25T00:00:00-07:00 2018-20758 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-09-25/pdf/2018-20758.pdf