<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2018/09/17?registers=between Thu, 02 May 2024 05:58:28 -0700 Thu, 02 May 2024 05:58:28 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2018/09/17?registers=between Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Price List https://regulations.justia.com/regulations/fedreg/2018/09/17/2018-20192.html https://regulations.justia.com/regulations/fedreg/2018/09/17/2018-20192.html Mon, 17 Sep 2018 00:00:00 -0700 2018-20192 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-09-17/pdf/2018-20192.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 404A, Select Provisions of Options Listing Procedures Plan, and Rule 406, Long-Term Option Contracts https://regulations.justia.com/regulations/fedreg/2018/09/17/2018-20191.html https://regulations.justia.com/regulations/fedreg/2018/09/17/2018-20191.html Mon, 17 Sep 2018 00:00:00 -0700 2018-20191 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-09-17/pdf/2018-20191.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving a Proposed Rule Change To Amend Rule 2 To Remove Requirement That a Registered Broker-Dealer Be a Member of the Financial Industry Regulatory Authority, Inc. or Another National Securities Exchange https://regulations.justia.com/regulations/fedreg/2018/09/17/2018-20076.html https://regulations.justia.com/regulations/fedreg/2018/09/17/2018-20076.html Mon, 17 Sep 2018 00:00:00 -0700 2018-20076 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-09-17/pdf/2018-20076.pdf Notice - Self-Regulatory Organizations; National Futures Association; Notice of Filing and Immediate Effectiveness of Proposed Change to the Interpretive Notice to National Futures Association Compliance Rule 2-30(b): Risk Disclosure Statement for Security Futures Contracts https://regulations.justia.com/regulations/fedreg/2018/09/17/2018-20075.html https://regulations.justia.com/regulations/fedreg/2018/09/17/2018-20075.html Mon, 17 Sep 2018 00:00:00 -0700 2018-20075 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-09-17/pdf/2018-20075.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To Amend NYSE Arca Rule 1.1 Official Closing Price To Exclude From the TWAP Calculation a Midpoint That Is Based on an NBBO That Is Not Reflective of the Security's True and Current Value https://regulations.justia.com/regulations/fedreg/2018/09/17/2018-20073.html https://regulations.justia.com/regulations/fedreg/2018/09/17/2018-20073.html Mon, 17 Sep 2018 00:00:00 -0700 2018-20073 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-09-17/pdf/2018-20073.pdf Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Its Fees Schedule https://regulations.justia.com/regulations/fedreg/2018/09/17/2018-20072.html https://regulations.justia.com/regulations/fedreg/2018/09/17/2018-20072.html Mon, 17 Sep 2018 00:00:00 -0700 2018-20072 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-09-17/pdf/2018-20072.pdf