Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2018/09/17?limit=200&registers=between&mode=atom 2024-05-02T01:35:24-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2018/09/17/2018-20192.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Price List 2018-09-17T00:00:00-07:00 2018-09-17T00:00:00-07:00 2018-20192 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-09-17/pdf/2018-20192.pdf https://regulations.justia.com/regulations/fedreg/2018/09/17/2018-20191.html Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 404A, Select Provisions of Options Listing Procedures Plan, and Rule 406, Long-Term Option Contracts 2018-09-17T00:00:00-07:00 2018-09-17T00:00:00-07:00 2018-20191 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-09-17/pdf/2018-20191.pdf https://regulations.justia.com/regulations/fedreg/2018/09/17/2018-20076.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving a Proposed Rule Change To Amend Rule 2 To Remove Requirement That a Registered Broker-Dealer Be a Member of the Financial Industry Regulatory Authority, Inc. or Another National Securities Exchange 2018-09-17T00:00:00-07:00 2018-09-17T00:00:00-07:00 2018-20076 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-09-17/pdf/2018-20076.pdf https://regulations.justia.com/regulations/fedreg/2018/09/17/2018-20075.html Notice - Self-Regulatory Organizations; National Futures Association; Notice of Filing and Immediate Effectiveness of Proposed Change to the Interpretive Notice to National Futures Association Compliance Rule 2-30(b): Risk Disclosure Statement for Security Futures Contracts 2018-09-17T00:00:00-07:00 2018-09-17T00:00:00-07:00 2018-20075 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-09-17/pdf/2018-20075.pdf https://regulations.justia.com/regulations/fedreg/2018/09/17/2018-20073.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To Amend NYSE Arca Rule 1.1 Official Closing Price To Exclude From the TWAP Calculation a Midpoint That Is Based on an NBBO That Is Not Reflective of the Security's True and Current Value 2018-09-17T00:00:00-07:00 2018-09-17T00:00:00-07:00 2018-20073 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-09-17/pdf/2018-20073.pdf https://regulations.justia.com/regulations/fedreg/2018/09/17/2018-20072.html Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Its Fees Schedule 2018-09-17T00:00:00-07:00 2018-09-17T00:00:00-07:00 2018-20072 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-09-17/pdf/2018-20072.pdf