Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2018/08/30?limit=200&registers=between&mode=atom 2024-12-21T21:22:29-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2018/08/30/2018-18869.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of No Objection to an Advance Notice, as Modified by Amendment No. 1, To Adopt a Recovery & Wind-Down Plan and Related Rules 2018-08-30T00:00:00-07:00 2018-08-30T00:00:00-07:00 2018-18869 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-30/pdf/2018-18869.pdf https://regulations.justia.com/regulations/fedreg/2018/08/30/2018-18868.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of No Objection to an Advance Notice, as Modified by Amendment No. 1, To Adopt a Recovery & Wind-Down Plan and Related Rules 2018-08-30T00:00:00-07:00 2018-08-30T00:00:00-07:00 2018-18868 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-30/pdf/2018-18868.pdf https://regulations.justia.com/regulations/fedreg/2018/08/30/2018-18867.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of No Objection to an Advance Notice, as Modified by Amendment No. 1, To Adopt a Recovery & Wind-Down Plan and Related Rules 2018-08-30T00:00:00-07:00 2018-08-30T00:00:00-07:00 2018-18867 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-30/pdf/2018-18867.pdf https://regulations.justia.com/regulations/fedreg/2018/08/30/2018-18866.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of No Objection to an Advance Notice, as Modified by Amendment No. 1, To Amend the Loss Allocation Rules and Make Other Changes 2018-08-30T00:00:00-07:00 2018-08-30T00:00:00-07:00 2018-18866 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-30/pdf/2018-18866.pdf https://regulations.justia.com/regulations/fedreg/2018/08/30/2018-18865.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of No Objection to an Advance Notice, as Modified by Amendment No. 1, To Amend the Loss Allocation Rules and Make Other Changes 2018-08-30T00:00:00-07:00 2018-08-30T00:00:00-07:00 2018-18865 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-30/pdf/2018-18865.pdf https://regulations.justia.com/regulations/fedreg/2018/08/30/2018-18864.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of No Objection to an Advance Notice, as Modified by Amendment No. 1, To Amend the Loss Allocation Rules and Make Other Changes 2018-08-30T00:00:00-07:00 2018-08-30T00:00:00-07:00 2018-18864 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-30/pdf/2018-18864.pdf https://regulations.justia.com/regulations/fedreg/2018/08/30/2018-18847.html Notice - Proposed Collection; Comment Request 2018-08-30T00:00:00-07:00 2018-08-30T00:00:00-07:00 2018-18847 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-30/pdf/2018-18847.pdf https://regulations.justia.com/regulations/fedreg/2018/08/30/2018-18826.html Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Reflect a Non-Substantive Name Change in the Market's Governing Documents 2018-08-30T00:00:00-07:00 2018-08-30T00:00:00-07:00 2018-18826 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-30/pdf/2018-18826.pdf https://regulations.justia.com/regulations/fedreg/2018/08/30/2018-18785.html Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Reflect in the Exchange's Governing Documents and the Exchange's Rulebook, Changes to the Exchange's Name 2018-08-30T00:00:00-07:00 2018-08-30T00:00:00-07:00 2018-18785 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-30/pdf/2018-18785.pdf https://regulations.justia.com/regulations/fedreg/2018/08/30/2018-18784.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Order Granting Approval of Proposed Rule Change To Amend Rule 35 To Provide for Designated Accounts for Use With Designated Collateral Management Service Providers 2018-08-30T00:00:00-07:00 2018-08-30T00:00:00-07:00 2018-18784 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-30/pdf/2018-18784.pdf https://regulations.justia.com/regulations/fedreg/2018/08/30/2018-18783.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend BZX Rule 14.8, General Listings Requirements-Tier I, To Adopt Listing Standards for Closed-End Funds 2018-08-30T00:00:00-07:00 2018-08-30T00:00:00-07:00 2018-18783 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-30/pdf/2018-18783.pdf https://regulations.justia.com/regulations/fedreg/2018/08/30/2018-18782.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Approving Proposed Rule Change To Terminate the Commission Billing Service and the Commission Billing Limited Membership 2018-08-30T00:00:00-07:00 2018-08-30T00:00:00-07:00 2018-18782 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-30/pdf/2018-18782.pdf https://regulations.justia.com/regulations/fedreg/2018/08/30/2018-18781.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of the First Trust Long Duration Opportunities ETF Under NYSE Arca Rule 8.600-E 2018-08-30T00:00:00-07:00 2018-08-30T00:00:00-07:00 2018-18781 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-30/pdf/2018-18781.pdf https://regulations.justia.com/regulations/fedreg/2018/08/30/2018-18780.html Notice - THL Credit, Inc., et al. 2018-08-30T00:00:00-07:00 2018-08-30T00:00:00-07:00 2018-18780 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-30/pdf/2018-18780.pdf https://regulations.justia.com/regulations/fedreg/2018/08/30/2018-18776.html Notice - Innovator ETFs Trust, et al. 2018-08-30T00:00:00-07:00 2018-08-30T00:00:00-07:00 2018-18776 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-30/pdf/2018-18776.pdf