Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2018/08/29?limit=200&registers=between&mode=atom 2024-12-30T08:17:59-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2018/08/29/2018-18762.html Notice - Order Making Fiscal Year 2019 Annual Adjustments to Registration Fee Rates 2018-08-29T00:00:00-07:00 2018-08-29T00:00:00-07:00 2018-18762 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-29/pdf/2018-18762.pdf https://regulations.justia.com/regulations/fedreg/2018/08/29/2018-18678.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its Price List 2018-08-29T00:00:00-07:00 2018-08-29T00:00:00-07:00 2018-18678 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-29/pdf/2018-18678.pdf https://regulations.justia.com/regulations/fedreg/2018/08/29/2018-18677.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending the Fee Schedule To Eliminate Fee Code IX on Cboe BZX Exchange, Inc. 2018-08-29T00:00:00-07:00 2018-08-29T00:00:00-07:00 2018-18677 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-29/pdf/2018-18677.pdf https://regulations.justia.com/regulations/fedreg/2018/08/29/2018-18676.html Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on Cboe BYX Exchange, Inc. 2018-08-29T00:00:00-07:00 2018-08-29T00:00:00-07:00 2018-18676 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-29/pdf/2018-18676.pdf https://regulations.justia.com/regulations/fedreg/2018/08/29/2018-18675.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Delay the Implementation Date of Changes to Cboe Options Rule 24A.4, Interpretation and Policy .02, Concerning FLEX Options 2018-08-29T00:00:00-07:00 2018-08-29T00:00:00-07:00 2018-18675 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-29/pdf/2018-18675.pdf https://regulations.justia.com/regulations/fedreg/2018/08/29/2018-18674.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Regarding BZX Rule 14.11(c) (Index Fund Shares) 2018-08-29T00:00:00-07:00 2018-08-29T00:00:00-07:00 2018-18674 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-29/pdf/2018-18674.pdf https://regulations.justia.com/regulations/fedreg/2018/08/29/2018-18673.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change, as Modified by Partial Amendment No. 2, Concerning Updates to and Formalization of OCC's Recovery and Orderly Wind-Down Plan 2018-08-29T00:00:00-07:00 2018-08-29T00:00:00-07:00 2018-18673 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-29/pdf/2018-18673.pdf https://regulations.justia.com/regulations/fedreg/2018/08/29/2018-18672.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change, as Modified by Amendment No. 2, Concerning Enhanced and New Tools for Recovery Scenarios 2018-08-29T00:00:00-07:00 2018-08-29T00:00:00-07:00 2018-18672 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-29/pdf/2018-18672.pdf https://regulations.justia.com/regulations/fedreg/2018/08/29/2018-18656.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of No Objection to Advance Notice, as Modified by Partial Amendment No. 3, Concerning Updates to and Formalization of OCC's Recovery and Orderly Wind-Down Plan 2018-08-29T00:00:00-07:00 2018-08-29T00:00:00-07:00 2018-18656 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-29/pdf/2018-18656.pdf https://regulations.justia.com/regulations/fedreg/2018/08/29/2018-18655.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of No Objection to Advance Notice, as Modified by Amendment No. 2, Concerning Enhanced and New Tools for Recovery Scenarios 2018-08-29T00:00:00-07:00 2018-08-29T00:00:00-07:00 2018-18655 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-29/pdf/2018-18655.pdf