<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2018/08/23?registers=between Wed, 27 Nov 2024 18:46:19 -0800 Wed, 27 Nov 2024 18:46:19 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2018/08/23?registers=between Notice - Order Granting Applications by Nasdaq ISE, LLC, Nasdaq GEMX, LLC, and Nasdaq MRX, LLC for Exemption Pursuant to Section 36(a) of the Exchange Act From the Rule Filing Requirements of Section 19(b) of the Exchange Act With Respect to Certain Rules Incorporated by Reference https://regulations.justia.com/regulations/fedreg/2018/08/23/2018-18278.html https://regulations.justia.com/regulations/fedreg/2018/08/23/2018-18278.html Thu, 23 Aug 2018 00:00:00 -0700 2018-18278 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-23/pdf/2018-18278.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend FINRA Rule 6710 To Modify the Dissemination Protocols for Agency Debt Securities https://regulations.justia.com/regulations/fedreg/2018/08/23/2018-18167.html https://regulations.justia.com/regulations/fedreg/2018/08/23/2018-18167.html Thu, 23 Aug 2018 00:00:00 -0700 2018-18167 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-23/pdf/2018-18167.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Options Regulatory Fee https://regulations.justia.com/regulations/fedreg/2018/08/23/2018-18166.html https://regulations.justia.com/regulations/fedreg/2018/08/23/2018-18166.html Thu, 23 Aug 2018 00:00:00 -0700 2018-18166 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-23/pdf/2018-18166.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Options Regulatory Fee https://regulations.justia.com/regulations/fedreg/2018/08/23/2018-18165.html https://regulations.justia.com/regulations/fedreg/2018/08/23/2018-18165.html Thu, 23 Aug 2018 00:00:00 -0700 2018-18165 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-23/pdf/2018-18165.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Options Regulatory Fee https://regulations.justia.com/regulations/fedreg/2018/08/23/2018-18164.html https://regulations.justia.com/regulations/fedreg/2018/08/23/2018-18164.html Thu, 23 Aug 2018 00:00:00 -0700 2018-18164 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-23/pdf/2018-18164.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Options Regulatory Fee https://regulations.justia.com/regulations/fedreg/2018/08/23/2018-18163.html https://regulations.justia.com/regulations/fedreg/2018/08/23/2018-18163.html Thu, 23 Aug 2018 00:00:00 -0700 2018-18163 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-23/pdf/2018-18163.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Options Regulatory Fee https://regulations.justia.com/regulations/fedreg/2018/08/23/2018-18162.html https://regulations.justia.com/regulations/fedreg/2018/08/23/2018-18162.html Thu, 23 Aug 2018 00:00:00 -0700 2018-18162 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-23/pdf/2018-18162.pdf Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Options Regulatory Fee https://regulations.justia.com/regulations/fedreg/2018/08/23/2018-18161.html https://regulations.justia.com/regulations/fedreg/2018/08/23/2018-18161.html Thu, 23 Aug 2018 00:00:00 -0700 2018-18161 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-23/pdf/2018-18161.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of a Proposed Rule Change Relating To Amend Rule 6.21., Give Up of a Clearing Trading Permit Holder https://regulations.justia.com/regulations/fedreg/2018/08/23/2018-18160.html https://regulations.justia.com/regulations/fedreg/2018/08/23/2018-18160.html Thu, 23 Aug 2018 00:00:00 -0700 2018-18160 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-23/pdf/2018-18160.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Process of the Reduction of Dividend or Interest Payments to a Participant on Treasury Shares or Repurchased Debt Securities https://regulations.justia.com/regulations/fedreg/2018/08/23/2018-18159.html https://regulations.justia.com/regulations/fedreg/2018/08/23/2018-18159.html Thu, 23 Aug 2018 00:00:00 -0700 2018-18159 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-23/pdf/2018-18159.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Adopt Exchange Rule 6.57, Risk-Weighted Assets (“RWA”) Transactions https://regulations.justia.com/regulations/fedreg/2018/08/23/2018-18158.html https://regulations.justia.com/regulations/fedreg/2018/08/23/2018-18158.html Thu, 23 Aug 2018 00:00:00 -0700 2018-18158 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-23/pdf/2018-18158.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Codify the Definitions of the Protocols To Enter Quotes and Orders https://regulations.justia.com/regulations/fedreg/2018/08/23/2018-18157.html https://regulations.justia.com/regulations/fedreg/2018/08/23/2018-18157.html Thu, 23 Aug 2018 00:00:00 -0700 2018-18157 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-23/pdf/2018-18157.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend FINRA Rule 7730 (Trade Reporting and Compliance Engine (TRACE)) To Remove Computer-to-Computer Interface as a Technological Option for TRACE Reporting https://regulations.justia.com/regulations/fedreg/2018/08/23/2018-18156.html https://regulations.justia.com/regulations/fedreg/2018/08/23/2018-18156.html Thu, 23 Aug 2018 00:00:00 -0700 2018-18156 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-23/pdf/2018-18156.pdf