<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2018/08/16?registers=between Wed, 18 Dec 2024 00:01:06 -0800 Wed, 18 Dec 2024 00:01:06 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2018/08/16?registers=between Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges To Introduce a New Pricing Tier https://regulations.justia.com/regulations/fedreg/2018/08/16/2018-17636.html https://regulations.justia.com/regulations/fedreg/2018/08/16/2018-17636.html Thu, 16 Aug 2018 00:00:00 -0700 2018-17636 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-16/pdf/2018-17636.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing at Chapter XV, Section 2 Entitled “Nasdaq Options Market-Fees and Rebates” https://regulations.justia.com/regulations/fedreg/2018/08/16/2018-17635.html https://regulations.justia.com/regulations/fedreg/2018/08/16/2018-17635.html Thu, 16 Aug 2018 00:00:00 -0700 2018-17635 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-16/pdf/2018-17635.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Fees Under Rules 7014(e) and 7018(a) https://regulations.justia.com/regulations/fedreg/2018/08/16/2018-17634.html https://regulations.justia.com/regulations/fedreg/2018/08/16/2018-17634.html Thu, 16 Aug 2018 00:00:00 -0700 2018-17634 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-16/pdf/2018-17634.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing of Proposed Rule Change Relating to Anticipatory Hedging https://regulations.justia.com/regulations/fedreg/2018/08/16/2018-17633.html https://regulations.justia.com/regulations/fedreg/2018/08/16/2018-17633.html Thu, 16 Aug 2018 00:00:00 -0700 2018-17633 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-16/pdf/2018-17633.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Withdrawal of a Proposed Rule Change To Amend Exchange Rule 7.35E Relating to the Auction Reference Price for a Trading Halt Auction Following a Regulatory Halt https://regulations.justia.com/regulations/fedreg/2018/08/16/2018-17632.html https://regulations.justia.com/regulations/fedreg/2018/08/16/2018-17632.html Thu, 16 Aug 2018 00:00:00 -0700 2018-17632 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-16/pdf/2018-17632.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Security Futures Risk Disclosure Statement https://regulations.justia.com/regulations/fedreg/2018/08/16/2018-17631.html https://regulations.justia.com/regulations/fedreg/2018/08/16/2018-17631.html Thu, 16 Aug 2018 00:00:00 -0700 2018-17631 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-16/pdf/2018-17631.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Amend NYSE Rule 104 Governing Transactions by Designated Market Makers https://regulations.justia.com/regulations/fedreg/2018/08/16/2018-17630.html https://regulations.justia.com/regulations/fedreg/2018/08/16/2018-17630.html Thu, 16 Aug 2018 00:00:00 -0700 2018-17630 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-16/pdf/2018-17630.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend Section 140 and Section 142 of the NYSE American Company Guide To Eliminate the Initial Application Fee for SPACs Applying To List and Amend the Additional Shares Fee for Shares Issued in Conjunction With a Business Combination if the SPAC Remains Listed After Such Business Combination https://regulations.justia.com/regulations/fedreg/2018/08/16/2018-17629.html https://regulations.justia.com/regulations/fedreg/2018/08/16/2018-17629.html Thu, 16 Aug 2018 00:00:00 -0700 2018-17629 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-16/pdf/2018-17629.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Increase the Spread-Crossing Eligible Remove Fee to $0.0009 Per Share for Executions at or Above $1.00 That Remove Non-Displayed Liquidity https://regulations.justia.com/regulations/fedreg/2018/08/16/2018-17628.html https://regulations.justia.com/regulations/fedreg/2018/08/16/2018-17628.html Thu, 16 Aug 2018 00:00:00 -0700 2018-17628 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-16/pdf/2018-17628.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change Relating to ICC's Treasury Operations Policies and Procedures https://regulations.justia.com/regulations/fedreg/2018/08/16/2018-17627.html https://regulations.justia.com/regulations/fedreg/2018/08/16/2018-17627.html Thu, 16 Aug 2018 00:00:00 -0700 2018-17627 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-16/pdf/2018-17627.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Amend Its Rules Related to Complex Orders https://regulations.justia.com/regulations/fedreg/2018/08/16/2018-17626.html https://regulations.justia.com/regulations/fedreg/2018/08/16/2018-17626.html Thu, 16 Aug 2018 00:00:00 -0700 2018-17626 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-16/pdf/2018-17626.pdf Rule - Inline XBRL Filing of Tagged Data https://regulations.justia.com/regulations/fedreg/2018/08/16/2018-14365.html https://regulations.justia.com/regulations/fedreg/2018/08/16/2018-14365.html Thu, 16 Aug 2018 00:00:00 -0700 2018-14365 Rule https://www.gpo.gov/fdsys/pkg/FR-2018-08-16/pdf/2018-14365.pdf