<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2018/08/09?registers=between Sat, 21 Dec 2024 04:13:35 -0800 Sat, 21 Dec 2024 04:13:35 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2018/08/09?registers=between Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the Principal Morley Short Duration Index ETF Under Rule 14.11(c)(4) https://regulations.justia.com/regulations/fedreg/2018/08/09/2018-17008.html https://regulations.justia.com/regulations/fedreg/2018/08/09/2018-17008.html Thu, 09 Aug 2018 00:00:00 -0700 2018-17008 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-09/pdf/2018-17008.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide for the Delivery of Certain Transaction Data Relating to Variable Annuity and Variable Life Insurance Subaccounts and Implement Fees Associated With This Proposed Feature https://regulations.justia.com/regulations/fedreg/2018/08/09/2018-17007.html https://regulations.justia.com/regulations/fedreg/2018/08/09/2018-17007.html Thu, 09 Aug 2018 00:00:00 -0700 2018-17007 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-09/pdf/2018-17007.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Certain Terms Under Chapter I, Section 1 of the Options Rules https://regulations.justia.com/regulations/fedreg/2018/08/09/2018-17006.html https://regulations.justia.com/regulations/fedreg/2018/08/09/2018-17006.html Thu, 09 Aug 2018 00:00:00 -0700 2018-17006 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-09/pdf/2018-17006.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BX Options Rules at Chapter I, Section 1 To Define Certain Terms https://regulations.justia.com/regulations/fedreg/2018/08/09/2018-17005.html https://regulations.justia.com/regulations/fedreg/2018/08/09/2018-17005.html Thu, 09 Aug 2018 00:00:00 -0700 2018-17005 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-09/pdf/2018-17005.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Amending the Exchange's Rules Relating to Reserve Orders, Primary Pegged Orders, and Setter Priority for UTP Securities Trading on the Exchange's Pillar Platform https://regulations.justia.com/regulations/fedreg/2018/08/09/2018-17004.html https://regulations.justia.com/regulations/fedreg/2018/08/09/2018-17004.html Thu, 09 Aug 2018 00:00:00 -0700 2018-17004 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-09/pdf/2018-17004.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2018/08/09/2018-17000.html https://regulations.justia.com/regulations/fedreg/2018/08/09/2018-17000.html Thu, 09 Aug 2018 00:00:00 -0700 2018-17000 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-09/pdf/2018-17000.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2018/08/09/2018-16999.html https://regulations.justia.com/regulations/fedreg/2018/08/09/2018-16999.html Thu, 09 Aug 2018 00:00:00 -0700 2018-16999 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-09/pdf/2018-16999.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2018/08/09/2018-16998.html https://regulations.justia.com/regulations/fedreg/2018/08/09/2018-16998.html Thu, 09 Aug 2018 00:00:00 -0700 2018-16998 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-09/pdf/2018-16998.pdf