<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2018/08/07?registers=between Sat, 23 Nov 2024 23:35:44 -0800 Sat, 23 Nov 2024 23:35:44 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2018/08/07?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2018/08/07/2018-16903.html https://regulations.justia.com/regulations/fedreg/2018/08/07/2018-16903.html Tue, 07 Aug 2018 00:00:00 -0700 2018-16903 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-07/pdf/2018-16903.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Amendments No. 1 and 2 To Advance Notice Concerning Enhanced and New Tools for Recovery Scenarios https://regulations.justia.com/regulations/fedreg/2018/08/07/2018-16824.html https://regulations.justia.com/regulations/fedreg/2018/08/07/2018-16824.html Tue, 07 Aug 2018 00:00:00 -0700 2018-16824 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-07/pdf/2018-16824.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Partial Amendments No. 1, 2, and 3 to Advance Notice Concerning Updates to and Formalization of OCC's Recovery and Orderly Wind-Down Plan https://regulations.justia.com/regulations/fedreg/2018/08/07/2018-16823.html https://regulations.justia.com/regulations/fedreg/2018/08/07/2018-16823.html Tue, 07 Aug 2018 00:00:00 -0700 2018-16823 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-07/pdf/2018-16823.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To Amend Commentary .01 to NYSE Arca Rule 8.600-E Relating to Certain Generic Listing Standards for Managed Fund Shares https://regulations.justia.com/regulations/fedreg/2018/08/07/2018-16803.html https://regulations.justia.com/regulations/fedreg/2018/08/07/2018-16803.html Tue, 07 Aug 2018 00:00:00 -0700 2018-16803 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-07/pdf/2018-16803.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Period for the Exchange's Retail Price Improvement Program https://regulations.justia.com/regulations/fedreg/2018/08/07/2018-16802.html https://regulations.justia.com/regulations/fedreg/2018/08/07/2018-16802.html Tue, 07 Aug 2018 00:00:00 -0700 2018-16802 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-07/pdf/2018-16802.pdf Notice - Order Granting Applications by Nasdaq BX, Inc., Nasdaq GEMX, LLC, Nasdaq ISE, LLC, Nasdaq MRX, LLC, and Nasdaq PHLX LLC for Exemption Pursuant to Section 36(a) of the Exchange Act From the Rule Filing Requirements of Section 19(b) of the Exchange Act With Respect to Certain CAT Rules Incorporated by Reference https://regulations.justia.com/regulations/fedreg/2018/08/07/2018-16799.html https://regulations.justia.com/regulations/fedreg/2018/08/07/2018-16799.html Tue, 07 Aug 2018 00:00:00 -0700 2018-16799 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-07/pdf/2018-16799.pdf Notice - Self-Regulatory Organization; Cboe BYX Exchange, Inc.; Order Granting an Extension to Limited Exemption From Rule 612(c) of Regulation NMS in Connection With the Exchange's Retail Price Improvement Program https://regulations.justia.com/regulations/fedreg/2018/08/07/2018-16798.html https://regulations.justia.com/regulations/fedreg/2018/08/07/2018-16798.html Tue, 07 Aug 2018 00:00:00 -0700 2018-16798 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-07/pdf/2018-16798.pdf Rule - Regulation of NMS Stock Alternative Trading Systems https://regulations.justia.com/regulations/fedreg/2018/08/07/2018-15896.html https://regulations.justia.com/regulations/fedreg/2018/08/07/2018-15896.html Tue, 07 Aug 2018 00:00:00 -0700 2018-15896 Rule https://www.gpo.gov/fdsys/pkg/FR-2018-08-07/pdf/2018-15896.pdf