Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2018/07?limit=200®isters=between&min-day=1&max-day=31&mode=atom2024-05-23T18:17:58-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2018/07/31/2018-16277.htmlNotice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Rebates2018-07-31T00:00:00-07:002018-07-31T00:00:00-07:002018-16277Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-07-31/pdf/2018-16277.pdfhttps://regulations.justia.com/regulations/fedreg/2018/07/31/2018-16276.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Options Fees and Charges and the NYSE Arca Equities Fees and Charges2018-07-31T00:00:00-07:002018-07-31T00:00:00-07:002018-16276Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-07-31/pdf/2018-16276.pdfhttps://regulations.justia.com/regulations/fedreg/2018/07/31/2018-16275.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its NYSE American Equities Price List and the NYSE American Options Fee Schedule2018-07-31T00:00:00-07:002018-07-31T00:00:00-07:002018-16275Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-07-31/pdf/2018-16275.pdfhttps://regulations.justia.com/regulations/fedreg/2018/07/31/2018-16274.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List Related to Colocation2018-07-31T00:00:00-07:002018-07-31T00:00:00-07:002018-16274Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-07-31/pdf/2018-16274.pdfhttps://regulations.justia.com/regulations/fedreg/2018/07/31/2018-16273.htmlNotice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Align Existing Investigatory and Disciplinary Processes and Related Rules With the Investigatory and Disciplinary Processes and Associated Rules of Nasdaq BX, Inc.2018-07-31T00:00:00-07:002018-07-31T00:00:00-07:002018-16273Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-07-31/pdf/2018-16273.pdfhttps://regulations.justia.com/regulations/fedreg/2018/07/31/2018-16272.htmlNotice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Align Existing Investigatory and Disciplinary Processes and Related Rules With the Investigatory and Disciplinary Processes and Associated Rules of Nasdaq BX, Inc.2018-07-31T00:00:00-07:002018-07-31T00:00:00-07:002018-16272Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-07-31/pdf/2018-16272.pdfhttps://regulations.justia.com/regulations/fedreg/2018/07/31/2018-16271.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Align Existing Investigatory and Disciplinary Processes and Related Rules With the Investigatory and Disciplinary Processes and Associated Rules of Nasdaq BX, Inc.2018-07-31T00:00:00-07:002018-07-31T00:00:00-07:002018-16271Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-07-31/pdf/2018-16271.pdfhttps://regulations.justia.com/regulations/fedreg/2018/07/31/2018-16270.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Fees and Credits Under Rule 7018(a)2018-07-31T00:00:00-07:002018-07-31T00:00:00-07:002018-16270Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-07-31/pdf/2018-16270.pdfhttps://regulations.justia.com/regulations/fedreg/2018/07/31/2018-14370.htmlProposed Rule - Exchange-Traded Funds2018-07-31T00:00:00-07:002018-07-31T00:00:00-07:002018-14370Proposed Rulehttps://www.gpo.gov/fdsys/pkg/FR-2018-07-31/pdf/2018-14370.pdfhttps://regulations.justia.com/regulations/fedreg/2018/07/30/2018-16169.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Withdrawal of a Proposed Rule Change To Adopt a New NYSE Arca Rule 8.900-E and To List and Trade Shares of the Royce Pennsylvania ETF, Royce Premier ETF, and Royce Total Return ETF Under Proposed NYSE Arca Equities Rule 8.900-E2018-07-30T00:00:00-07:002018-07-30T00:00:00-07:002018-16169Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-07-30/pdf/2018-16169.pdfhttps://regulations.justia.com/regulations/fedreg/2018/07/30/2018-16168.htmlNotice - Self-Regulatory Organizations; LCH SA; Order Approving Proposed Rule Change Relating to Liquidity Risk Management2018-07-30T00:00:00-07:002018-07-30T00:00:00-07:002018-16168Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-07-30/pdf/2018-16168.pdfhttps://regulations.justia.com/regulations/fedreg/2018/07/30/2018-16167.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Listing and Trading of Shares of the Columbia Multi-Sector Municipal Income ETF2018-07-30T00:00:00-07:002018-07-30T00:00:00-07:002018-16167Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-07-30/pdf/2018-16167.pdfhttps://regulations.justia.com/regulations/fedreg/2018/07/30/2018-16166.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend the Arbitrator Payment Rule To Pay Each Arbitrator a $200 Honorarium To Decide Without a Hearing Session a Contested Subpoena Request or a Contested Order for Production or Appearance2018-07-30T00:00:00-07:002018-07-30T00:00:00-07:002018-16166Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-07-30/pdf/2018-16166.pdfhttps://regulations.justia.com/regulations/fedreg/2018/07/30/2018-16165.htmlNotice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Rule Concerning Handling of No Bid Options and To Clarify the Operation of Chapter V, Section 3, Entitled “Trading Halts”2018-07-30T00:00:00-07:002018-07-30T00:00:00-07:002018-16165Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-07-30/pdf/2018-16165.pdfhttps://regulations.justia.com/regulations/fedreg/2018/07/30/2018-16164.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change Relating To Formalization of the ICC Model Validation Framework2018-07-30T00:00:00-07:002018-07-30T00:00:00-07:002018-16164Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-07-30/pdf/2018-16164.pdfhttps://regulations.justia.com/regulations/fedreg/2018/07/30/2018-16163.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Relating to the Continued Listing Criteria Applicable to the Indexes Underlying the iShares California AMT Free Muni Bond ETF and iShares New York AMT-Free Muni Bond ETF2018-07-30T00:00:00-07:002018-07-30T00:00:00-07:002018-16163Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-07-30/pdf/2018-16163.pdfhttps://regulations.justia.com/regulations/fedreg/2018/07/30/2018-16155.htmlNotice - Advisors Asset Management, Inc. and ETF Series Solutions; Notice of Application2018-07-30T00:00:00-07:002018-07-30T00:00:00-07:002018-16155Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-07-30/pdf/2018-16155.pdfhttps://regulations.justia.com/regulations/fedreg/2018/07/30/2018-16154.htmlNotice - OFI Carlyle Private Credit Fund and OC Private Capital, LLC; Notice of Application2018-07-30T00:00:00-07:002018-07-30T00:00:00-07:002018-16154Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-07-30/pdf/2018-16154.pdfhttps://regulations.justia.com/regulations/fedreg/2018/07/27/2018-16110.htmlNotice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule17d-2; Notice of Filing and Order Approving and Declaring Effective an Amended Plan for the Allocation of Regulatory Responsibilities Among the Financial Industry Regulatory Authority, Inc., Miami International Securities Exchange, LLC, and MIAX PEARL, LLC2018-07-27T00:00:00-07:002018-07-27T00:00:00-07:002018-16110Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-07-27/pdf/2018-16110.pdfhttps://regulations.justia.com/regulations/fedreg/2018/07/27/2018-16023.htmlNotice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Rebates To Adopt Two New Adding Tiers and Regulatory Fees in Connection With Use of the Central Registration Depository2018-07-27T00:00:00-07:002018-07-27T00:00:00-07:002018-16023Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-07-27/pdf/2018-16023.pdfhttps://regulations.justia.com/regulations/fedreg/2018/07/25/2018-15926.htmlNotice - Securities Exchange Act of 1934; Order Scheduling Filing of Statements on Review; in the Matter of the Investors Exchange LLC; for an Order Granting the Approval of Proposed Rule Change To Establish a New Optional Listing Category on the Exchange, “LTSE Listings on IEX” (File No. SR-IEX-2018-06)2018-07-25T00:00:00-07:002018-07-25T00:00:00-07:002018-15926Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-07-25/pdf/2018-15926.pdfhttps://regulations.justia.com/regulations/fedreg/2018/07/25/2018-15900.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Adopt a New NYSE Arca Rule 8.900-E and To List and Trade Shares of the Royce Pennsylvania ETF, Royce Premier ETF, and Royce Total Return ETF Under Proposed NYSE Arca Equities Rule 8.900-E2018-07-25T00:00:00-07:002018-07-25T00:00:00-07:002018-15900Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-07-25/pdf/2018-15900.pdfhttps://regulations.justia.com/regulations/fedreg/2018/07/25/2018-15861.htmlNotice - IndexIQ ETF Trust, et al.2018-07-25T00:00:00-07:002018-07-25T00:00:00-07:002018-15861Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-07-25/pdf/2018-15861.pdfhttps://regulations.justia.com/regulations/fedreg/2018/07/25/2018-15857.htmlNotice - Proposed Collection; Comment Request2018-07-25T00:00:00-07:002018-07-25T00:00:00-07:002018-15857Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-07-25/pdf/2018-15857.pdfhttps://regulations.justia.com/regulations/fedreg/2018/07/25/2018-15856.htmlNotice - Submission for OMB Review; Comment Request2018-07-25T00:00:00-07:002018-07-25T00:00:00-07:002018-15856Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-07-25/pdf/2018-15856.pdfhttps://regulations.justia.com/regulations/fedreg/2018/07/25/2018-15855.htmlNotice - Submission for OMB Review; Comment Request2018-07-25T00:00:00-07:002018-07-25T00:00:00-07:002018-15855Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-07-25/pdf/2018-15855.pdfhttps://regulations.justia.com/regulations/fedreg/2018/07/25/2018-15854.htmlNotice - Proposed Collection; Comment Request2018-07-25T00:00:00-07:002018-07-25T00:00:00-07:002018-15854Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-07-25/pdf/2018-15854.pdfhttps://regulations.justia.com/regulations/fedreg/2018/07/25/2018-15853.htmlNotice - Proposed Collection; Comment Request2018-07-25T00:00:00-07:002018-07-25T00:00:00-07:002018-15853Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-07-25/pdf/2018-15853.pdfhttps://regulations.justia.com/regulations/fedreg/2018/07/25/2018-15852.htmlNotice - Submission for OMB Review; Comment Request2018-07-25T00:00:00-07:002018-07-25T00:00:00-07:002018-15852Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-07-25/pdf/2018-15852.pdfhttps://regulations.justia.com/regulations/fedreg/2018/07/25/2018-15851.htmlNotice - Submission for OMB Review; Comment Request2018-07-25T00:00:00-07:002018-07-25T00:00:00-07:002018-15851Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-07-25/pdf/2018-15851.pdfhttps://regulations.justia.com/regulations/fedreg/2018/07/25/2018-15849.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Exchange Rule 11.6, Definitions, To Amend the Operation of the Super Aggressive Order Instruction2018-07-25T00:00:00-07:002018-07-25T00:00:00-07:002018-15849Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-07-25/pdf/2018-15849.pdfhttps://regulations.justia.com/regulations/fedreg/2018/07/25/2018-15848.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Exchange Rule 11.13, Order Execution and Routing, To Amend the Operation of the Super Aggressive Order Instruction2018-07-25T00:00:00-07:002018-07-25T00:00:00-07:002018-15848Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-07-25/pdf/2018-15848.pdfhttps://regulations.justia.com/regulations/fedreg/2018/07/25/2018-15847.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Credit Option Margin Pilot Program Through July 18, 20192018-07-25T00:00:00-07:002018-07-25T00:00:00-07:002018-15847Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-07-25/pdf/2018-15847.pdfhttps://regulations.justia.com/regulations/fedreg/2018/07/25/2018-15846.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7015(b) To Provide for Port Connectivity the FINRA/Nasdaq Trade Reporting Facility Chicago2018-07-25T00:00:00-07:002018-07-25T00:00:00-07:002018-15846Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-07-25/pdf/2018-15846.pdfhttps://regulations.justia.com/regulations/fedreg/2018/07/24/2018-15858.htmlNotice - Sunshine Act Meetings2018-07-24T00:00:00-07:002018-07-24T00:00:00-07:002018-15858Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-07-24/pdf/2018-15858.pdfhttps://regulations.justia.com/regulations/fedreg/2018/07/24/2018-15771.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change Relating to ICC's Risk Management Model Description Document and ICC's Risk Management Framework2018-07-24T00:00:00-07:002018-07-24T00:00:00-07:002018-15771Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-07-24/pdf/2018-15771.pdfhttps://regulations.justia.com/regulations/fedreg/2018/07/24/2018-15770.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change Relating to Amendments to the ICE Clear Europe CDS End-of-Day Price Discovery Policy (“Price Discovery Policy”)2018-07-24T00:00:00-07:002018-07-24T00:00:00-07:002018-15770Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-07-24/pdf/2018-15770.pdfhttps://regulations.justia.com/regulations/fedreg/2018/07/24/2018-15769.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change To Amend Rule 35 To Provide for Designated Accounts for Use With Designated Collateral Management Service Providers2018-07-24T00:00:00-07:002018-07-24T00:00:00-07:002018-15769Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-07-24/pdf/2018-15769.pdfhttps://regulations.justia.com/regulations/fedreg/2018/07/24/2018-15768.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Relating to Listing and Trading of the Direxion Daily Bitcoin Bear 1X Shares, Direxion Daily Bitcoin 1.25X Bull Shares, Direxion Daily Bitcoin 1.5X Bull Shares, Direxion Daily Bitcoin 2X Bull Shares and Direxion Daily Bitcoin 2X Bear Shares Under NYSE Arca Rule 8.200-E2018-07-24T00:00:00-07:002018-07-24T00:00:00-07:002018-15768Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-07-24/pdf/2018-15768.pdfhttps://regulations.justia.com/regulations/fedreg/2018/07/24/2018-15767.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Schedule of Fees To Waive Fees and Rebates for Trades in NQX Options2018-07-24T00:00:00-07:002018-07-24T00:00:00-07:002018-15767Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-07-24/pdf/2018-15767.pdfhttps://regulations.justia.com/regulations/fedreg/2018/07/24/2018-15766.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of a Proposed Rule Change To Terminate the Commission Billing Service and the Commission Billing Limited Membership2018-07-24T00:00:00-07:002018-07-24T00:00:00-07:002018-15766Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-07-24/pdf/2018-15766.pdfhttps://regulations.justia.com/regulations/fedreg/2018/07/24/2018-15765.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Exchange Rule 7.35E Relating to the Auction Reference Price for a Trading Halt Auction Following a Regulatory Halt2018-07-24T00:00:00-07:002018-07-24T00:00:00-07:002018-15765Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-07-24/pdf/2018-15765.pdfhttps://regulations.justia.com/regulations/fedreg/2018/07/24/2018-15731.htmlProposed Rule - Concept Release on Compensatory Securities Offerings and Sales2018-07-24T00:00:00-07:002018-07-24T00:00:00-07:002018-15731Proposed Rulehttps://www.gpo.gov/fdsys/pkg/FR-2018-07-24/pdf/2018-15731.pdfhttps://regulations.justia.com/regulations/fedreg/2018/07/24/2018-15730.htmlRule - Exempt Offerings Pursuant to Compensatory Arrangements2018-07-24T00:00:00-07:002018-07-24T00:00:00-07:002018-15730Rulehttps://www.gpo.gov/fdsys/pkg/FR-2018-07-24/pdf/2018-15730.pdfhttps://regulations.justia.com/regulations/fedreg/2018/07/23/2018-15647.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing of Amendment No. 1, and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Extend the Applicability of the Floor Broker Management System and the Snapshot Functionality to Registered Options Traders and Specialists2018-07-23T00:00:00-07:002018-07-23T00:00:00-07:002018-15647Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-07-23/pdf/2018-15647.pdfhttps://regulations.justia.com/regulations/fedreg/2018/07/23/2018-15646.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of and Immediate Effectiveness of a Proposed Rule Change To Clarify and Enhance Rules Related to the CNS Reorganization Processing System and NSCC's Authority To Reveal the Identity of Counterparties in Certain Circumstances2018-07-23T00:00:00-07:002018-07-23T00:00:00-07:002018-15646Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-07-23/pdf/2018-15646.pdfhttps://regulations.justia.com/regulations/fedreg/2018/07/23/2018-15645.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend The Nasdaq Options Market LLC (“NOM”) Rules Relating to Market Maker Quotations2018-07-23T00:00:00-07:002018-07-23T00:00:00-07:002018-15645Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-07-23/pdf/2018-15645.pdfhttps://regulations.justia.com/regulations/fedreg/2018/07/23/2018-15644.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Order Approving Proposed Rule Changes Related to the ICE Clear Europe Recovery and Wind-Down Plans2018-07-23T00:00:00-07:002018-07-23T00:00:00-07:002018-15644Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-07-23/pdf/2018-15644.pdfhttps://regulations.justia.com/regulations/fedreg/2018/07/20/2018-15673.htmlNotice - Sunshine Act Meetings2018-07-20T00:00:00-07:002018-07-20T00:00:00-07:002018-15673Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-07-20/pdf/2018-15673.pdfhttps://regulations.justia.com/regulations/fedreg/2018/07/20/2018-15507.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Adopt Rules Governing the Trading of Complex Qualified Contingent Cross and Complex Customer Cross Orders2018-07-20T00:00:00-07:002018-07-20T00:00:00-07:002018-15507Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-07-20/pdf/2018-15507.pdf