Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2018/07/31?limit=200&registers=between&mode=atom 2024-12-18T00:43:30-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2018/07/31/2018-16277.html Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Rebates 2018-07-31T00:00:00-07:00 2018-07-31T00:00:00-07:00 2018-16277 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-31/pdf/2018-16277.pdf https://regulations.justia.com/regulations/fedreg/2018/07/31/2018-16276.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Options Fees and Charges and the NYSE Arca Equities Fees and Charges 2018-07-31T00:00:00-07:00 2018-07-31T00:00:00-07:00 2018-16276 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-31/pdf/2018-16276.pdf https://regulations.justia.com/regulations/fedreg/2018/07/31/2018-16275.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its NYSE American Equities Price List and the NYSE American Options Fee Schedule 2018-07-31T00:00:00-07:00 2018-07-31T00:00:00-07:00 2018-16275 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-31/pdf/2018-16275.pdf https://regulations.justia.com/regulations/fedreg/2018/07/31/2018-16274.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List Related to Colocation 2018-07-31T00:00:00-07:00 2018-07-31T00:00:00-07:00 2018-16274 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-31/pdf/2018-16274.pdf https://regulations.justia.com/regulations/fedreg/2018/07/31/2018-16273.html Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Align Existing Investigatory and Disciplinary Processes and Related Rules With the Investigatory and Disciplinary Processes and Associated Rules of Nasdaq BX, Inc. 2018-07-31T00:00:00-07:00 2018-07-31T00:00:00-07:00 2018-16273 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-31/pdf/2018-16273.pdf https://regulations.justia.com/regulations/fedreg/2018/07/31/2018-16272.html Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Align Existing Investigatory and Disciplinary Processes and Related Rules With the Investigatory and Disciplinary Processes and Associated Rules of Nasdaq BX, Inc. 2018-07-31T00:00:00-07:00 2018-07-31T00:00:00-07:00 2018-16272 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-31/pdf/2018-16272.pdf https://regulations.justia.com/regulations/fedreg/2018/07/31/2018-16271.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Align Existing Investigatory and Disciplinary Processes and Related Rules With the Investigatory and Disciplinary Processes and Associated Rules of Nasdaq BX, Inc. 2018-07-31T00:00:00-07:00 2018-07-31T00:00:00-07:00 2018-16271 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-31/pdf/2018-16271.pdf https://regulations.justia.com/regulations/fedreg/2018/07/31/2018-16270.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Fees and Credits Under Rule 7018(a) 2018-07-31T00:00:00-07:00 2018-07-31T00:00:00-07:00 2018-16270 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-31/pdf/2018-16270.pdf https://regulations.justia.com/regulations/fedreg/2018/07/31/2018-14370.html Proposed Rule - Exchange-Traded Funds 2018-07-31T00:00:00-07:00 2018-07-31T00:00:00-07:00 2018-14370 Proposed Rule https://www.gpo.gov/fdsys/pkg/FR-2018-07-31/pdf/2018-14370.pdf