<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2018/07/30?registers=between Wed, 18 Dec 2024 01:07:34 -0800 Wed, 18 Dec 2024 01:07:34 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2018/07/30?registers=between Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Withdrawal of a Proposed Rule Change To Adopt a New NYSE Arca Rule 8.900-E and To List and Trade Shares of the Royce Pennsylvania ETF, Royce Premier ETF, and Royce Total Return ETF Under Proposed NYSE Arca Equities Rule 8.900-E https://regulations.justia.com/regulations/fedreg/2018/07/30/2018-16169.html https://regulations.justia.com/regulations/fedreg/2018/07/30/2018-16169.html Mon, 30 Jul 2018 00:00:00 -0700 2018-16169 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-30/pdf/2018-16169.pdf Notice - Self-Regulatory Organizations; LCH SA; Order Approving Proposed Rule Change Relating to Liquidity Risk Management https://regulations.justia.com/regulations/fedreg/2018/07/30/2018-16168.html https://regulations.justia.com/regulations/fedreg/2018/07/30/2018-16168.html Mon, 30 Jul 2018 00:00:00 -0700 2018-16168 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-30/pdf/2018-16168.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Listing and Trading of Shares of the Columbia Multi-Sector Municipal Income ETF https://regulations.justia.com/regulations/fedreg/2018/07/30/2018-16167.html https://regulations.justia.com/regulations/fedreg/2018/07/30/2018-16167.html Mon, 30 Jul 2018 00:00:00 -0700 2018-16167 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-30/pdf/2018-16167.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend the Arbitrator Payment Rule To Pay Each Arbitrator a $200 Honorarium To Decide Without a Hearing Session a Contested Subpoena Request or a Contested Order for Production or Appearance https://regulations.justia.com/regulations/fedreg/2018/07/30/2018-16166.html https://regulations.justia.com/regulations/fedreg/2018/07/30/2018-16166.html Mon, 30 Jul 2018 00:00:00 -0700 2018-16166 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-30/pdf/2018-16166.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Rule Concerning Handling of No Bid Options and To Clarify the Operation of Chapter V, Section 3, Entitled “Trading Halts” https://regulations.justia.com/regulations/fedreg/2018/07/30/2018-16165.html https://regulations.justia.com/regulations/fedreg/2018/07/30/2018-16165.html Mon, 30 Jul 2018 00:00:00 -0700 2018-16165 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-30/pdf/2018-16165.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change Relating To Formalization of the ICC Model Validation Framework https://regulations.justia.com/regulations/fedreg/2018/07/30/2018-16164.html https://regulations.justia.com/regulations/fedreg/2018/07/30/2018-16164.html Mon, 30 Jul 2018 00:00:00 -0700 2018-16164 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-30/pdf/2018-16164.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Relating to the Continued Listing Criteria Applicable to the Indexes Underlying the iShares California AMT Free Muni Bond ETF and iShares New York AMT-Free Muni Bond ETF https://regulations.justia.com/regulations/fedreg/2018/07/30/2018-16163.html https://regulations.justia.com/regulations/fedreg/2018/07/30/2018-16163.html Mon, 30 Jul 2018 00:00:00 -0700 2018-16163 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-30/pdf/2018-16163.pdf Notice - Advisors Asset Management, Inc. and ETF Series Solutions; Notice of Application https://regulations.justia.com/regulations/fedreg/2018/07/30/2018-16155.html https://regulations.justia.com/regulations/fedreg/2018/07/30/2018-16155.html Mon, 30 Jul 2018 00:00:00 -0700 2018-16155 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-30/pdf/2018-16155.pdf Notice - OFI Carlyle Private Credit Fund and OC Private Capital, LLC; Notice of Application https://regulations.justia.com/regulations/fedreg/2018/07/30/2018-16154.html https://regulations.justia.com/regulations/fedreg/2018/07/30/2018-16154.html Mon, 30 Jul 2018 00:00:00 -0700 2018-16154 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-30/pdf/2018-16154.pdf