<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2018/07/23?registers=between Wed, 18 Dec 2024 02:09:53 -0800 Wed, 18 Dec 2024 02:09:53 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2018/07/23?registers=between Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing of Amendment No. 1, and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Extend the Applicability of the Floor Broker Management System and the Snapshot Functionality to Registered Options Traders and Specialists https://regulations.justia.com/regulations/fedreg/2018/07/23/2018-15647.html https://regulations.justia.com/regulations/fedreg/2018/07/23/2018-15647.html Mon, 23 Jul 2018 00:00:00 -0700 2018-15647 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-23/pdf/2018-15647.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of and Immediate Effectiveness of a Proposed Rule Change To Clarify and Enhance Rules Related to the CNS Reorganization Processing System and NSCC's Authority To Reveal the Identity of Counterparties in Certain Circumstances https://regulations.justia.com/regulations/fedreg/2018/07/23/2018-15646.html https://regulations.justia.com/regulations/fedreg/2018/07/23/2018-15646.html Mon, 23 Jul 2018 00:00:00 -0700 2018-15646 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-23/pdf/2018-15646.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend The Nasdaq Options Market LLC (“NOM”) Rules Relating to Market Maker Quotations https://regulations.justia.com/regulations/fedreg/2018/07/23/2018-15645.html https://regulations.justia.com/regulations/fedreg/2018/07/23/2018-15645.html Mon, 23 Jul 2018 00:00:00 -0700 2018-15645 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-23/pdf/2018-15645.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Order Approving Proposed Rule Changes Related to the ICE Clear Europe Recovery and Wind-Down Plans https://regulations.justia.com/regulations/fedreg/2018/07/23/2018-15644.html https://regulations.justia.com/regulations/fedreg/2018/07/23/2018-15644.html Mon, 23 Jul 2018 00:00:00 -0700 2018-15644 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-23/pdf/2018-15644.pdf