Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2018/07/06?limit=200&registers=between&mode=atom 2024-04-19T14:15:01-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2018/07/06/2018-14469.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise the Content Outline and Selection Specifications for the Series 52 Examination and To Revise the Content Outlines for the Series 50, Series 51 and Series 53 Examinations 2018-07-06T00:00:00-07:00 2018-07-06T00:00:00-07:00 2018-14469 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-06/pdf/2018-14469.pdf https://regulations.justia.com/regulations/fedreg/2018/07/06/2018-14468.html Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Penny Pilot Program 2018-07-06T00:00:00-07:00 2018-07-06T00:00:00-07:00 2018-14468 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-06/pdf/2018-14468.pdf https://regulations.justia.com/regulations/fedreg/2018/07/06/2018-14467.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Penny Pilot Program 2018-07-06T00:00:00-07:00 2018-07-06T00:00:00-07:00 2018-14467 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-06/pdf/2018-14467.pdf https://regulations.justia.com/regulations/fedreg/2018/07/06/2018-14466.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 21.5, Minimum Increments, To Extend the Penny Pilot Program 2018-07-06T00:00:00-07:00 2018-07-06T00:00:00-07:00 2018-14466 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-06/pdf/2018-14466.pdf https://regulations.justia.com/regulations/fedreg/2018/07/06/2018-14465.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Provide for the Listing of Exchange Traded Products With No Component NMS Stock Listed on the Exchange, Amend Its Rules Regarding Unlisted Trading Privileges, and Make Corresponding Changes 2018-07-06T00:00:00-07:00 2018-07-06T00:00:00-07:00 2018-14465 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-06/pdf/2018-14465.pdf https://regulations.justia.com/regulations/fedreg/2018/07/06/2018-14464.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Withdrawal of Proposed Rule Change To Amend the Listed Company Manual for Special Purpose Acquisition Companies To Lower the Initial Holders Requirement From 300 to 150 Round Lot Holders and To Eliminate Completely the Public Stockholders Continued Listing Requirement, To Require at Least $5 Million in Net Tangible Assets for Initial and Continued Listing, and To Impose a 30-Day Deadline To Demonstrate Compliance With Certain Initial Listing Requirements Following a Business Combination 2018-07-06T00:00:00-07:00 2018-07-06T00:00:00-07:00 2018-14464 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-06/pdf/2018-14464.pdf https://regulations.justia.com/regulations/fedreg/2018/07/06/2018-14463.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 21.5, Minimum Increments, To Extend the Penny Pilot Program 2018-07-06T00:00:00-07:00 2018-07-06T00:00:00-07:00 2018-14463 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-06/pdf/2018-14463.pdf https://regulations.justia.com/regulations/fedreg/2018/07/06/2018-14462.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, To Establish a Second Trade Reporting Facility 2018-07-06T00:00:00-07:00 2018-07-06T00:00:00-07:00 2018-14462 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-06/pdf/2018-14462.pdf https://regulations.justia.com/regulations/fedreg/2018/07/06/2018-14461.html Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Establish a New Optional Listing Category on the Exchange, “LTSE Listings on IEX” 2018-07-06T00:00:00-07:00 2018-07-06T00:00:00-07:00 2018-14461 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-06/pdf/2018-14461.pdf https://regulations.justia.com/regulations/fedreg/2018/07/06/2018-14459.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Advance Notice, as Modified by Amendment No. 1, Concerning Proposed Changes to The Options Clearing Corporation's Stress Testing and Clearing Fund Methodology 2018-07-06T00:00:00-07:00 2018-07-06T00:00:00-07:00 2018-14459 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-06/pdf/2018-14459.pdf https://regulations.justia.com/regulations/fedreg/2018/07/06/2018-14458.html Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 2018-07-06T00:00:00-07:00 2018-07-06T00:00:00-07:00 2018-14458 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-06/pdf/2018-14458.pdf