Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2018/07/03?limit=200&registers=between&mode=atom 2024-12-18T01:03:24-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2018/07/03/2018-14392.html Notice - Sunshine Act Meetings 2018-07-03T00:00:00-07:00 2018-07-03T00:00:00-07:00 2018-14392 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-03/pdf/2018-14392.pdf https://regulations.justia.com/regulations/fedreg/2018/07/03/2018-14302.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade the Shares of the GraniteShares Bitcoin ETF and the GraniteShares Short Bitcoin ETF Under BZX Rule 14.11(f)(4), Trust Issued Receipts 2018-07-03T00:00:00-07:00 2018-07-03T00:00:00-07:00 2018-14302 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-03/pdf/2018-14302.pdf https://regulations.justia.com/regulations/fedreg/2018/07/03/2018-14301.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Firm Participation Guarantee for a Floor Broker 2018-07-03T00:00:00-07:00 2018-07-03T00:00:00-07:00 2018-14301 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-03/pdf/2018-14301.pdf https://regulations.justia.com/regulations/fedreg/2018/07/03/2018-14300.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Regarding Investments of the REX BKCM ETF 2018-07-03T00:00:00-07:00 2018-07-03T00:00:00-07:00 2018-14300 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-03/pdf/2018-14300.pdf https://regulations.justia.com/regulations/fedreg/2018/07/03/2018-14299.html Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change, Security-Based Swap Submission, or Advance Notice Relating to the Clearance of an Additional Credit Default Swap Contract 2018-07-03T00:00:00-07:00 2018-07-03T00:00:00-07:00 2018-14299 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-03/pdf/2018-14299.pdf https://regulations.justia.com/regulations/fedreg/2018/07/03/2018-14298.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Rules and Fee Schedule Relating to Participant and Pledgee Applications 2018-07-03T00:00:00-07:00 2018-07-03T00:00:00-07:00 2018-14298 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-03/pdf/2018-14298.pdf https://regulations.justia.com/regulations/fedreg/2018/07/03/2018-14297.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.9, Orders and Modifiers 2018-07-03T00:00:00-07:00 2018-07-03T00:00:00-07:00 2018-14297 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-03/pdf/2018-14297.pdf https://regulations.justia.com/regulations/fedreg/2018/07/03/2018-14296.html Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.9, Orders and Modifiers 2018-07-03T00:00:00-07:00 2018-07-03T00:00:00-07:00 2018-14296 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-03/pdf/2018-14296.pdf https://regulations.justia.com/regulations/fedreg/2018/07/03/2018-14295.html Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program 2018-07-03T00:00:00-07:00 2018-07-03T00:00:00-07:00 2018-14295 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-03/pdf/2018-14295.pdf https://regulations.justia.com/regulations/fedreg/2018/07/03/2018-14294.html Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Exchange's Penny Pilot Program 2018-07-03T00:00:00-07:00 2018-07-03T00:00:00-07:00 2018-14294 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-03/pdf/2018-14294.pdf https://regulations.justia.com/regulations/fedreg/2018/07/03/2018-14293.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Modify the NYSE American Options Fee Schedule 2018-07-03T00:00:00-07:00 2018-07-03T00:00:00-07:00 2018-14293 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-03/pdf/2018-14293.pdf https://regulations.justia.com/regulations/fedreg/2018/07/03/2018-14292.html Notice - Self-Regulatory Organizations; Nasdaq ISE LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program 2018-07-03T00:00:00-07:00 2018-07-03T00:00:00-07:00 2018-14292 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-03/pdf/2018-14292.pdf https://regulations.justia.com/regulations/fedreg/2018/07/03/2018-14291.html Notice - Self-Regulatory Organizations; Nasdaq Phlx LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Exchange's Penny Pilot Program 2018-07-03T00:00:00-07:00 2018-07-03T00:00:00-07:00 2018-14291 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-03/pdf/2018-14291.pdf https://regulations.justia.com/regulations/fedreg/2018/07/03/2018-14288.html Notice - Self-Regulatory Organizations; Nasdaq BX; Order Granting an Extension to Limited Exemptions From Rule 612(c) of Regulation NMS in Connection With the Exchange's Retail Price Improvement Program Until December 31, 2018 2018-07-03T00:00:00-07:00 2018-07-03T00:00:00-07:00 2018-14288 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-03/pdf/2018-14288.pdf https://regulations.justia.com/regulations/fedreg/2018/07/03/2018-14287.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting an Extension to Limited Exemptions From Rule 612(c) of Regulation NMS in Connection With the Exchange's Retail Liquidity Program Until December 31, 2018 2018-07-03T00:00:00-07:00 2018-07-03T00:00:00-07:00 2018-14287 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-03/pdf/2018-14287.pdf https://regulations.justia.com/regulations/fedreg/2018/07/03/2018-14286.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period for the Exchange's Retail Liquidity Program Until December 31, 2018 2018-07-03T00:00:00-07:00 2018-07-03T00:00:00-07:00 2018-14286 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-03/pdf/2018-14286.pdf https://regulations.justia.com/regulations/fedreg/2018/07/03/2018-14285.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period for the Exchange's Retail Liquidity Program Until December 31, 2018 2018-07-03T00:00:00-07:00 2018-07-03T00:00:00-07:00 2018-14285 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-03/pdf/2018-14285.pdf https://regulations.justia.com/regulations/fedreg/2018/07/03/2018-14284.html Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period for the Retail Price Improvement Program Until December 31, 2018 2018-07-03T00:00:00-07:00 2018-07-03T00:00:00-07:00 2018-14284 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-03/pdf/2018-14284.pdf https://regulations.justia.com/regulations/fedreg/2018/07/03/2018-14283.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting an Extension to Limited Exemptions From Rule 612(c) of Regulation NMS In Connection With the Exchange's Retail Liquidity Programs Until December 31, 2018 2018-07-03T00:00:00-07:00 2018-07-03T00:00:00-07:00 2018-14283 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-03/pdf/2018-14283.pdf https://regulations.justia.com/regulations/fedreg/2018/07/03/2018-14277.html Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate the Exchange's Rules Pertaining to Co-Location and Direct Connectivity 2018-07-03T00:00:00-07:00 2018-07-03T00:00:00-07:00 2018-14277 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-03/pdf/2018-14277.pdf https://regulations.justia.com/regulations/fedreg/2018/07/03/2018-14233.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Advance Notice of and No Objection to The Options Clearing Corporation's Proposal To Enter Into a New Credit Facility Agreement 2018-07-03T00:00:00-07:00 2018-07-03T00:00:00-07:00 2018-14233 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-03/pdf/2018-14233.pdf