<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2018/07/03?registers=between Thu, 16 May 2024 19:31:07 -0700 Thu, 16 May 2024 19:31:07 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2018/07/03?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2018/07/03/2018-14392.html https://regulations.justia.com/regulations/fedreg/2018/07/03/2018-14392.html Tue, 03 Jul 2018 00:00:00 -0700 2018-14392 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-03/pdf/2018-14392.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade the Shares of the GraniteShares Bitcoin ETF and the GraniteShares Short Bitcoin ETF Under BZX Rule 14.11(f)(4), Trust Issued Receipts https://regulations.justia.com/regulations/fedreg/2018/07/03/2018-14302.html https://regulations.justia.com/regulations/fedreg/2018/07/03/2018-14302.html Tue, 03 Jul 2018 00:00:00 -0700 2018-14302 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-03/pdf/2018-14302.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Firm Participation Guarantee for a Floor Broker https://regulations.justia.com/regulations/fedreg/2018/07/03/2018-14301.html https://regulations.justia.com/regulations/fedreg/2018/07/03/2018-14301.html Tue, 03 Jul 2018 00:00:00 -0700 2018-14301 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-03/pdf/2018-14301.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Regarding Investments of the REX BKCM ETF https://regulations.justia.com/regulations/fedreg/2018/07/03/2018-14300.html https://regulations.justia.com/regulations/fedreg/2018/07/03/2018-14300.html Tue, 03 Jul 2018 00:00:00 -0700 2018-14300 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-03/pdf/2018-14300.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change, Security-Based Swap Submission, or Advance Notice Relating to the Clearance of an Additional Credit Default Swap Contract https://regulations.justia.com/regulations/fedreg/2018/07/03/2018-14299.html https://regulations.justia.com/regulations/fedreg/2018/07/03/2018-14299.html Tue, 03 Jul 2018 00:00:00 -0700 2018-14299 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-03/pdf/2018-14299.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Rules and Fee Schedule Relating to Participant and Pledgee Applications https://regulations.justia.com/regulations/fedreg/2018/07/03/2018-14298.html https://regulations.justia.com/regulations/fedreg/2018/07/03/2018-14298.html Tue, 03 Jul 2018 00:00:00 -0700 2018-14298 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-03/pdf/2018-14298.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.9, Orders and Modifiers https://regulations.justia.com/regulations/fedreg/2018/07/03/2018-14297.html https://regulations.justia.com/regulations/fedreg/2018/07/03/2018-14297.html Tue, 03 Jul 2018 00:00:00 -0700 2018-14297 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-03/pdf/2018-14297.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.9, Orders and Modifiers https://regulations.justia.com/regulations/fedreg/2018/07/03/2018-14296.html https://regulations.justia.com/regulations/fedreg/2018/07/03/2018-14296.html Tue, 03 Jul 2018 00:00:00 -0700 2018-14296 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-03/pdf/2018-14296.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2018/07/03/2018-14295.html https://regulations.justia.com/regulations/fedreg/2018/07/03/2018-14295.html Tue, 03 Jul 2018 00:00:00 -0700 2018-14295 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-03/pdf/2018-14295.pdf Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Exchange's Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2018/07/03/2018-14294.html https://regulations.justia.com/regulations/fedreg/2018/07/03/2018-14294.html Tue, 03 Jul 2018 00:00:00 -0700 2018-14294 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-03/pdf/2018-14294.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Modify the NYSE American Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2018/07/03/2018-14293.html https://regulations.justia.com/regulations/fedreg/2018/07/03/2018-14293.html Tue, 03 Jul 2018 00:00:00 -0700 2018-14293 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-03/pdf/2018-14293.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2018/07/03/2018-14292.html https://regulations.justia.com/regulations/fedreg/2018/07/03/2018-14292.html Tue, 03 Jul 2018 00:00:00 -0700 2018-14292 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-03/pdf/2018-14292.pdf Notice - Self-Regulatory Organizations; Nasdaq Phlx LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Exchange's Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2018/07/03/2018-14291.html https://regulations.justia.com/regulations/fedreg/2018/07/03/2018-14291.html Tue, 03 Jul 2018 00:00:00 -0700 2018-14291 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-03/pdf/2018-14291.pdf Notice - Self-Regulatory Organizations; Nasdaq BX; Order Granting an Extension to Limited Exemptions From Rule 612(c) of Regulation NMS in Connection With the Exchange's Retail Price Improvement Program Until December 31, 2018 https://regulations.justia.com/regulations/fedreg/2018/07/03/2018-14288.html https://regulations.justia.com/regulations/fedreg/2018/07/03/2018-14288.html Tue, 03 Jul 2018 00:00:00 -0700 2018-14288 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-03/pdf/2018-14288.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting an Extension to Limited Exemptions From Rule 612(c) of Regulation NMS in Connection With the Exchange's Retail Liquidity Program Until December 31, 2018 https://regulations.justia.com/regulations/fedreg/2018/07/03/2018-14287.html https://regulations.justia.com/regulations/fedreg/2018/07/03/2018-14287.html Tue, 03 Jul 2018 00:00:00 -0700 2018-14287 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-03/pdf/2018-14287.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period for the Exchange's Retail Liquidity Program Until December 31, 2018 https://regulations.justia.com/regulations/fedreg/2018/07/03/2018-14286.html https://regulations.justia.com/regulations/fedreg/2018/07/03/2018-14286.html Tue, 03 Jul 2018 00:00:00 -0700 2018-14286 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-03/pdf/2018-14286.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period for the Exchange's Retail Liquidity Program Until December 31, 2018 https://regulations.justia.com/regulations/fedreg/2018/07/03/2018-14285.html https://regulations.justia.com/regulations/fedreg/2018/07/03/2018-14285.html Tue, 03 Jul 2018 00:00:00 -0700 2018-14285 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-03/pdf/2018-14285.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period for the Retail Price Improvement Program Until December 31, 2018 https://regulations.justia.com/regulations/fedreg/2018/07/03/2018-14284.html https://regulations.justia.com/regulations/fedreg/2018/07/03/2018-14284.html Tue, 03 Jul 2018 00:00:00 -0700 2018-14284 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-03/pdf/2018-14284.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting an Extension to Limited Exemptions From Rule 612(c) of Regulation NMS In Connection With the Exchange's Retail Liquidity Programs Until December 31, 2018 https://regulations.justia.com/regulations/fedreg/2018/07/03/2018-14283.html https://regulations.justia.com/regulations/fedreg/2018/07/03/2018-14283.html Tue, 03 Jul 2018 00:00:00 -0700 2018-14283 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-03/pdf/2018-14283.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate the Exchange's Rules Pertaining to Co-Location and Direct Connectivity https://regulations.justia.com/regulations/fedreg/2018/07/03/2018-14277.html https://regulations.justia.com/regulations/fedreg/2018/07/03/2018-14277.html Tue, 03 Jul 2018 00:00:00 -0700 2018-14277 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-03/pdf/2018-14277.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Advance Notice of and No Objection to The Options Clearing Corporation's Proposal To Enter Into a New Credit Facility Agreement https://regulations.justia.com/regulations/fedreg/2018/07/03/2018-14233.html https://regulations.justia.com/regulations/fedreg/2018/07/03/2018-14233.html Tue, 03 Jul 2018 00:00:00 -0700 2018-14233 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-03/pdf/2018-14233.pdf