<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2018/06?registers=between&min-day=1&max-day=30 Thu, 23 May 2024 20:35:00 -0700 Thu, 23 May 2024 20:35:00 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2018/06?registers=between&min-day=1&max-day=30 Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate the Exchange's Rules Pertaining to Co-Location and Direct Connectivity https://regulations.justia.com/regulations/fedreg/2018/06/29/2018-13986.html https://regulations.justia.com/regulations/fedreg/2018/06/29/2018-13986.html Fri, 29 Jun 2018 00:00:00 -0700 2018-13986 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-29/pdf/2018-13986.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change Relating to Amending the ICC Clearing Rules Regarding Mark-to-Market Margin https://regulations.justia.com/regulations/fedreg/2018/06/29/2018-13985.html https://regulations.justia.com/regulations/fedreg/2018/06/29/2018-13985.html Fri, 29 Jun 2018 00:00:00 -0700 2018-13985 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-29/pdf/2018-13985.pdf Notice - Self-Regulatory Organizations; NYSE Arca Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Commentary .02 to Rule 6.72-O in Order To Extend the Penny Pilot in Options Classes in Certain Issues Through December 31, 2018 https://regulations.justia.com/regulations/fedreg/2018/06/29/2018-13984.html https://regulations.justia.com/regulations/fedreg/2018/06/29/2018-13984.html Fri, 29 Jun 2018 00:00:00 -0700 2018-13984 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-29/pdf/2018-13984.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 510 To Extend the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2018/06/29/2018-13983.html https://regulations.justia.com/regulations/fedreg/2018/06/29/2018-13983.html Fri, 29 Jun 2018 00:00:00 -0700 2018-13983 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-29/pdf/2018-13983.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate the Exchange's Rules Pertaining to Co-Location and Direct Connectivity https://regulations.justia.com/regulations/fedreg/2018/06/29/2018-13982.html https://regulations.justia.com/regulations/fedreg/2018/06/29/2018-13982.html Fri, 29 Jun 2018 00:00:00 -0700 2018-13982 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-29/pdf/2018-13982.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MIAX Options Rule 510 To Extend the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2018/06/29/2018-13981.html https://regulations.justia.com/regulations/fedreg/2018/06/29/2018-13981.html Fri, 29 Jun 2018 00:00:00 -0700 2018-13981 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-29/pdf/2018-13981.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the DTC Operational Arrangements To Add Clarifying Text Relating to the Processing of Unit Investment Trust Securities Through the DTC Investor's Voluntary Redemptions and Sales Service https://regulations.justia.com/regulations/fedreg/2018/06/29/2018-13980.html https://regulations.justia.com/regulations/fedreg/2018/06/29/2018-13980.html Fri, 29 Jun 2018 00:00:00 -0700 2018-13980 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-29/pdf/2018-13980.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Commentary .02 to Rule 960NY in Order To Extend the Penny Pilot in Options Classes in Certain Issues Through December 31, 2018 https://regulations.justia.com/regulations/fedreg/2018/06/29/2018-13979.html https://regulations.justia.com/regulations/fedreg/2018/06/29/2018-13979.html Fri, 29 Jun 2018 00:00:00 -0700 2018-13979 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-29/pdf/2018-13979.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Exchange Rule 6.2., Hybrid Opening (and Sometimes Closing) System (“HOSS”) https://regulations.justia.com/regulations/fedreg/2018/06/29/2018-13978.html https://regulations.justia.com/regulations/fedreg/2018/06/29/2018-13978.html Fri, 29 Jun 2018 00:00:00 -0700 2018-13978 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-29/pdf/2018-13978.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Exchange Rule 6.2., Hybrid Opening (and Sometimes Closing) System (“HOSS”) https://regulations.justia.com/regulations/fedreg/2018/06/29/2018-13977.html https://regulations.justia.com/regulations/fedreg/2018/06/29/2018-13977.html Fri, 29 Jun 2018 00:00:00 -0700 2018-13977 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-29/pdf/2018-13977.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Fixed Income Clearing Corporation; National Securities Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Amend the Loss Allocation Rules and Make Other Changes https://regulations.justia.com/regulations/fedreg/2018/06/29/2018-13975.html https://regulations.justia.com/regulations/fedreg/2018/06/29/2018-13975.html Fri, 29 Jun 2018 00:00:00 -0700 2018-13975 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-29/pdf/2018-13975.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Fixed Income Clearing Corporation; National Securities Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Adopt a Recovery & Wind-Down Plan and Related Rules https://regulations.justia.com/regulations/fedreg/2018/06/29/2018-13974.html https://regulations.justia.com/regulations/fedreg/2018/06/29/2018-13974.html Fri, 29 Jun 2018 00:00:00 -0700 2018-13974 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-29/pdf/2018-13974.pdf Rule - Amendments to the Commission's Freedom of Information Act Regulations https://regulations.justia.com/regulations/fedreg/2018/06/28/2018-13943.html https://regulations.justia.com/regulations/fedreg/2018/06/28/2018-13943.html Thu, 28 Jun 2018 00:00:00 -0700 2018-13943 Rule https://www.gpo.gov/fdsys/pkg/FR-2018-06-28/pdf/2018-13943.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 7260 by Extending the Penny Pilot Program Through December 31, 2018 https://regulations.justia.com/regulations/fedreg/2018/06/28/2018-13887.html https://regulations.justia.com/regulations/fedreg/2018/06/28/2018-13887.html Thu, 28 Jun 2018 00:00:00 -0700 2018-13887 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-28/pdf/2018-13887.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Withdrawal of Proposed Rule Change To Amend Rules 7150 and 7245 https://regulations.justia.com/regulations/fedreg/2018/06/28/2018-13886.html https://regulations.justia.com/regulations/fedreg/2018/06/28/2018-13886.html Thu, 28 Jun 2018 00:00:00 -0700 2018-13886 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-28/pdf/2018-13886.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.35E https://regulations.justia.com/regulations/fedreg/2018/06/28/2018-13885.html https://regulations.justia.com/regulations/fedreg/2018/06/28/2018-13885.html Thu, 28 Jun 2018 00:00:00 -0700 2018-13885 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-28/pdf/2018-13885.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2018/06/27/2018-13888.html https://regulations.justia.com/regulations/fedreg/2018/06/27/2018-13888.html Wed, 27 Jun 2018 00:00:00 -0700 2018-13888 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-27/pdf/2018-13888.pdf Notice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of the Forty-Third Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis https://regulations.justia.com/regulations/fedreg/2018/06/27/2018-13767.html https://regulations.justia.com/regulations/fedreg/2018/06/27/2018-13767.html Wed, 27 Jun 2018 00:00:00 -0700 2018-13767 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-27/pdf/2018-13767.pdf Notice - Consolidated Tape Association; Notice of Filing and Immediate Effectiveness of the Twenty-Ninth Substantive Amendment to the Second Restatement of the CTA Plan and the Twenty-First Amendment to the Restated CQ Plan https://regulations.justia.com/regulations/fedreg/2018/06/27/2018-13766.html https://regulations.justia.com/regulations/fedreg/2018/06/27/2018-13766.html Wed, 27 Jun 2018 00:00:00 -0700 2018-13766 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-27/pdf/2018-13766.pdf Notice - Self-Regulatory Organizations; National Futures Association; Notice of Filing and Immediate Effectiveness of Proposed Technical Amendment to the Interpretive Notice to NFA Compliance Rule 2-9: Special Supervisory Requirements for Members Registered as Broker-Dealers Under Section 15(b)(11) of the Securities Exchange Act of 1934 https://regulations.justia.com/regulations/fedreg/2018/06/27/2018-13764.html https://regulations.justia.com/regulations/fedreg/2018/06/27/2018-13764.html Wed, 27 Jun 2018 00:00:00 -0700 2018-13764 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-27/pdf/2018-13764.pdf Notice - Self-Regulatory Organizations; National Futures Association; Notice of Filing and Immediate Effectiveness of Proposed Change to the Interpretive Notice to NFA Compliance Rule 2-9: Enhanced Supervisory Requirements: Requiring NFA Members To Maintain a Record of All Electronic Written Communications https://regulations.justia.com/regulations/fedreg/2018/06/27/2018-13763.html https://regulations.justia.com/regulations/fedreg/2018/06/27/2018-13763.html Wed, 27 Jun 2018 00:00:00 -0700 2018-13763 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-27/pdf/2018-13763.pdf Notice - Impact Shares Trust I, et al. https://regulations.justia.com/regulations/fedreg/2018/06/27/2018-13762.html https://regulations.justia.com/regulations/fedreg/2018/06/27/2018-13762.html Wed, 27 Jun 2018 00:00:00 -0700 2018-13762 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-27/pdf/2018-13762.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13784.html https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13784.html Tue, 26 Jun 2018 00:00:00 -0700 2018-13784 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-26/pdf/2018-13784.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13687.html https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13687.html Tue, 26 Jun 2018 00:00:00 -0700 2018-13687 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-26/pdf/2018-13687.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13686.html https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13686.html Tue, 26 Jun 2018 00:00:00 -0700 2018-13686 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-26/pdf/2018-13686.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13685.html https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13685.html Tue, 26 Jun 2018 00:00:00 -0700 2018-13685 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-26/pdf/2018-13685.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13684.html https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13684.html Tue, 26 Jun 2018 00:00:00 -0700 2018-13684 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-26/pdf/2018-13684.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13683.html https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13683.html Tue, 26 Jun 2018 00:00:00 -0700 2018-13683 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-26/pdf/2018-13683.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13682.html https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13682.html Tue, 26 Jun 2018 00:00:00 -0700 2018-13682 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-26/pdf/2018-13682.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13681.html https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13681.html Tue, 26 Jun 2018 00:00:00 -0700 2018-13681 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-26/pdf/2018-13681.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13680.html https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13680.html Tue, 26 Jun 2018 00:00:00 -0700 2018-13680 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-26/pdf/2018-13680.pdf Notice - Self-Regulatory Organizations; Options Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Concerning Updates to and Formalization of OCC's Recovery and Orderly Wind-Down Plan https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13638.html https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13638.html Tue, 26 Jun 2018 00:00:00 -0700 2018-13638 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-26/pdf/2018-13638.pdf Notice - Self-Regulatory Organizations; Options Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Concerning Enhanced and New Tools for Recovery Scenarios https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13637.html https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13637.html Tue, 26 Jun 2018 00:00:00 -0700 2018-13637 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-26/pdf/2018-13637.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rule Governing Crowd Space Disputes https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13620.html https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13620.html Tue, 26 Jun 2018 00:00:00 -0700 2018-13620 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-26/pdf/2018-13620.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To, Among Other Things, Amend MSRB Rule G-3 To Restructure the MSRB's Current Municipal Securities Representative Qualification Examination and Harmonize Certain MSRB Qualification Requirements With FINRA Rules https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13619.html https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13619.html Tue, 26 Jun 2018 00:00:00 -0700 2018-13619 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-26/pdf/2018-13619.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 4702 https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13618.html https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13618.html Tue, 26 Jun 2018 00:00:00 -0700 2018-13618 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-26/pdf/2018-13618.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the Principal Morley Short Duration Index ETF https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13617.html https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13617.html Tue, 26 Jun 2018 00:00:00 -0700 2018-13617 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-26/pdf/2018-13617.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate the Exchange's Rules Pertaining to Co-location and Direct Connectivity https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13616.html https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13616.html Tue, 26 Jun 2018 00:00:00 -0700 2018-13616 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-26/pdf/2018-13616.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Clarify the SPX Select Market-Maker Program https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13615.html https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13615.html Tue, 26 Jun 2018 00:00:00 -0700 2018-13615 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-26/pdf/2018-13615.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Implementation of FINRA Rule 4240 (Margin Requirements for Credit Default Swaps) https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13614.html https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13614.html Tue, 26 Jun 2018 00:00:00 -0700 2018-13614 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-26/pdf/2018-13614.pdf Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amended Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and BOX Options Exchange LLC https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13594.html https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13594.html Tue, 26 Jun 2018 00:00:00 -0700 2018-13594 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-26/pdf/2018-13594.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2018/06/25/2018-13623.html https://regulations.justia.com/regulations/fedreg/2018/06/25/2018-13623.html Mon, 25 Jun 2018 00:00:00 -0700 2018-13623 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-25/pdf/2018-13623.pdf Notice - Fixed Income Market Structure Advisory Committee https://regulations.justia.com/regulations/fedreg/2018/06/25/2018-13539.html https://regulations.justia.com/regulations/fedreg/2018/06/25/2018-13539.html Mon, 25 Jun 2018 00:00:00 -0700 2018-13539 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-25/pdf/2018-13539.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2 Thereto, To List and Trade Shares of Eighteen ADRPLUS Funds of the Precidian ETFs Trust Under Rule 14.11(i), Managed Fund Shares https://regulations.justia.com/regulations/fedreg/2018/06/25/2018-13508.html https://regulations.justia.com/regulations/fedreg/2018/06/25/2018-13508.html Mon, 25 Jun 2018 00:00:00 -0700 2018-13508 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-25/pdf/2018-13508.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate the Exchange's Rules Pertaining to Co-Location and Direct Connectivity https://regulations.justia.com/regulations/fedreg/2018/06/25/2018-13507.html https://regulations.justia.com/regulations/fedreg/2018/06/25/2018-13507.html Mon, 25 Jun 2018 00:00:00 -0700 2018-13507 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-25/pdf/2018-13507.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate the Exchange's Rules Pertaining to Co-Location and Direct Connectivity https://regulations.justia.com/regulations/fedreg/2018/06/25/2018-13506.html https://regulations.justia.com/regulations/fedreg/2018/06/25/2018-13506.html Mon, 25 Jun 2018 00:00:00 -0700 2018-13506 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-25/pdf/2018-13506.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Box and Butterfly Spread Protections https://regulations.justia.com/regulations/fedreg/2018/06/25/2018-13505.html https://regulations.justia.com/regulations/fedreg/2018/06/25/2018-13505.html Mon, 25 Jun 2018 00:00:00 -0700 2018-13505 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-25/pdf/2018-13505.pdf Notice - AXA Equitable Life Insurance Company, et al. https://regulations.justia.com/regulations/fedreg/2018/06/25/2018-13500.html https://regulations.justia.com/regulations/fedreg/2018/06/25/2018-13500.html Mon, 25 Jun 2018 00:00:00 -0700 2018-13500 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-25/pdf/2018-13500.pdf Notice - Draft 2018-2022 Strategic Plan for Securities and Exchange Commission https://regulations.justia.com/regulations/fedreg/2018/06/25/2018-13484.html https://regulations.justia.com/regulations/fedreg/2018/06/25/2018-13484.html Mon, 25 Jun 2018 00:00:00 -0700 2018-13484 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-25/pdf/2018-13484.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Rule 1101A, Terms of Option Contracts https://regulations.justia.com/regulations/fedreg/2018/06/22/2018-13380.html https://regulations.justia.com/regulations/fedreg/2018/06/22/2018-13380.html Fri, 22 Jun 2018 00:00:00 -0700 2018-13380 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-22/pdf/2018-13380.pdf