<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2018/06?registers=between&min-day=1&max-day=30 Thu, 02 May 2024 00:56:44 -0700 Thu, 02 May 2024 00:56:44 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2018/06?registers=between&min-day=1&max-day=30 Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate the Exchange's Rules Pertaining to Co-Location and Direct Connectivity https://regulations.justia.com/regulations/fedreg/2018/06/29/2018-13986.html https://regulations.justia.com/regulations/fedreg/2018/06/29/2018-13986.html Fri, 29 Jun 2018 00:00:00 -0700 2018-13986 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-29/pdf/2018-13986.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change Relating to Amending the ICC Clearing Rules Regarding Mark-to-Market Margin https://regulations.justia.com/regulations/fedreg/2018/06/29/2018-13985.html https://regulations.justia.com/regulations/fedreg/2018/06/29/2018-13985.html Fri, 29 Jun 2018 00:00:00 -0700 2018-13985 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-29/pdf/2018-13985.pdf Notice - Self-Regulatory Organizations; NYSE Arca Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Commentary .02 to Rule 6.72-O in Order To Extend the Penny Pilot in Options Classes in Certain Issues Through December 31, 2018 https://regulations.justia.com/regulations/fedreg/2018/06/29/2018-13984.html https://regulations.justia.com/regulations/fedreg/2018/06/29/2018-13984.html Fri, 29 Jun 2018 00:00:00 -0700 2018-13984 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-29/pdf/2018-13984.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 510 To Extend the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2018/06/29/2018-13983.html https://regulations.justia.com/regulations/fedreg/2018/06/29/2018-13983.html Fri, 29 Jun 2018 00:00:00 -0700 2018-13983 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-29/pdf/2018-13983.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate the Exchange's Rules Pertaining to Co-Location and Direct Connectivity https://regulations.justia.com/regulations/fedreg/2018/06/29/2018-13982.html https://regulations.justia.com/regulations/fedreg/2018/06/29/2018-13982.html Fri, 29 Jun 2018 00:00:00 -0700 2018-13982 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-29/pdf/2018-13982.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MIAX Options Rule 510 To Extend the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2018/06/29/2018-13981.html https://regulations.justia.com/regulations/fedreg/2018/06/29/2018-13981.html Fri, 29 Jun 2018 00:00:00 -0700 2018-13981 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-29/pdf/2018-13981.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the DTC Operational Arrangements To Add Clarifying Text Relating to the Processing of Unit Investment Trust Securities Through the DTC Investor's Voluntary Redemptions and Sales Service https://regulations.justia.com/regulations/fedreg/2018/06/29/2018-13980.html https://regulations.justia.com/regulations/fedreg/2018/06/29/2018-13980.html Fri, 29 Jun 2018 00:00:00 -0700 2018-13980 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-29/pdf/2018-13980.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Commentary .02 to Rule 960NY in Order To Extend the Penny Pilot in Options Classes in Certain Issues Through December 31, 2018 https://regulations.justia.com/regulations/fedreg/2018/06/29/2018-13979.html https://regulations.justia.com/regulations/fedreg/2018/06/29/2018-13979.html Fri, 29 Jun 2018 00:00:00 -0700 2018-13979 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-29/pdf/2018-13979.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Exchange Rule 6.2., Hybrid Opening (and Sometimes Closing) System (“HOSS”) https://regulations.justia.com/regulations/fedreg/2018/06/29/2018-13978.html https://regulations.justia.com/regulations/fedreg/2018/06/29/2018-13978.html Fri, 29 Jun 2018 00:00:00 -0700 2018-13978 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-29/pdf/2018-13978.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Exchange Rule 6.2., Hybrid Opening (and Sometimes Closing) System (“HOSS”) https://regulations.justia.com/regulations/fedreg/2018/06/29/2018-13977.html https://regulations.justia.com/regulations/fedreg/2018/06/29/2018-13977.html Fri, 29 Jun 2018 00:00:00 -0700 2018-13977 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-29/pdf/2018-13977.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Fixed Income Clearing Corporation; National Securities Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Amend the Loss Allocation Rules and Make Other Changes https://regulations.justia.com/regulations/fedreg/2018/06/29/2018-13975.html https://regulations.justia.com/regulations/fedreg/2018/06/29/2018-13975.html Fri, 29 Jun 2018 00:00:00 -0700 2018-13975 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-29/pdf/2018-13975.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Fixed Income Clearing Corporation; National Securities Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Adopt a Recovery & Wind-Down Plan and Related Rules https://regulations.justia.com/regulations/fedreg/2018/06/29/2018-13974.html https://regulations.justia.com/regulations/fedreg/2018/06/29/2018-13974.html Fri, 29 Jun 2018 00:00:00 -0700 2018-13974 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-29/pdf/2018-13974.pdf Rule - Amendments to the Commission's Freedom of Information Act Regulations https://regulations.justia.com/regulations/fedreg/2018/06/28/2018-13943.html https://regulations.justia.com/regulations/fedreg/2018/06/28/2018-13943.html Thu, 28 Jun 2018 00:00:00 -0700 2018-13943 Rule https://www.gpo.gov/fdsys/pkg/FR-2018-06-28/pdf/2018-13943.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 7260 by Extending the Penny Pilot Program Through December 31, 2018 https://regulations.justia.com/regulations/fedreg/2018/06/28/2018-13887.html https://regulations.justia.com/regulations/fedreg/2018/06/28/2018-13887.html Thu, 28 Jun 2018 00:00:00 -0700 2018-13887 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-28/pdf/2018-13887.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Withdrawal of Proposed Rule Change To Amend Rules 7150 and 7245 https://regulations.justia.com/regulations/fedreg/2018/06/28/2018-13886.html https://regulations.justia.com/regulations/fedreg/2018/06/28/2018-13886.html Thu, 28 Jun 2018 00:00:00 -0700 2018-13886 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-28/pdf/2018-13886.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.35E https://regulations.justia.com/regulations/fedreg/2018/06/28/2018-13885.html https://regulations.justia.com/regulations/fedreg/2018/06/28/2018-13885.html Thu, 28 Jun 2018 00:00:00 -0700 2018-13885 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-28/pdf/2018-13885.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2018/06/27/2018-13888.html https://regulations.justia.com/regulations/fedreg/2018/06/27/2018-13888.html Wed, 27 Jun 2018 00:00:00 -0700 2018-13888 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-27/pdf/2018-13888.pdf Notice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of the Forty-Third Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis https://regulations.justia.com/regulations/fedreg/2018/06/27/2018-13767.html https://regulations.justia.com/regulations/fedreg/2018/06/27/2018-13767.html Wed, 27 Jun 2018 00:00:00 -0700 2018-13767 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-27/pdf/2018-13767.pdf Notice - Consolidated Tape Association; Notice of Filing and Immediate Effectiveness of the Twenty-Ninth Substantive Amendment to the Second Restatement of the CTA Plan and the Twenty-First Amendment to the Restated CQ Plan https://regulations.justia.com/regulations/fedreg/2018/06/27/2018-13766.html https://regulations.justia.com/regulations/fedreg/2018/06/27/2018-13766.html Wed, 27 Jun 2018 00:00:00 -0700 2018-13766 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-27/pdf/2018-13766.pdf Notice - Self-Regulatory Organizations; National Futures Association; Notice of Filing and Immediate Effectiveness of Proposed Technical Amendment to the Interpretive Notice to NFA Compliance Rule 2-9: Special Supervisory Requirements for Members Registered as Broker-Dealers Under Section 15(b)(11) of the Securities Exchange Act of 1934 https://regulations.justia.com/regulations/fedreg/2018/06/27/2018-13764.html https://regulations.justia.com/regulations/fedreg/2018/06/27/2018-13764.html Wed, 27 Jun 2018 00:00:00 -0700 2018-13764 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-27/pdf/2018-13764.pdf Notice - Self-Regulatory Organizations; National Futures Association; Notice of Filing and Immediate Effectiveness of Proposed Change to the Interpretive Notice to NFA Compliance Rule 2-9: Enhanced Supervisory Requirements: Requiring NFA Members To Maintain a Record of All Electronic Written Communications https://regulations.justia.com/regulations/fedreg/2018/06/27/2018-13763.html https://regulations.justia.com/regulations/fedreg/2018/06/27/2018-13763.html Wed, 27 Jun 2018 00:00:00 -0700 2018-13763 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-27/pdf/2018-13763.pdf Notice - Impact Shares Trust I, et al. https://regulations.justia.com/regulations/fedreg/2018/06/27/2018-13762.html https://regulations.justia.com/regulations/fedreg/2018/06/27/2018-13762.html Wed, 27 Jun 2018 00:00:00 -0700 2018-13762 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-27/pdf/2018-13762.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13784.html https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13784.html Tue, 26 Jun 2018 00:00:00 -0700 2018-13784 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-26/pdf/2018-13784.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13687.html https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13687.html Tue, 26 Jun 2018 00:00:00 -0700 2018-13687 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-26/pdf/2018-13687.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13686.html https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13686.html Tue, 26 Jun 2018 00:00:00 -0700 2018-13686 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-26/pdf/2018-13686.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13685.html https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13685.html Tue, 26 Jun 2018 00:00:00 -0700 2018-13685 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-26/pdf/2018-13685.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13684.html https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13684.html Tue, 26 Jun 2018 00:00:00 -0700 2018-13684 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-26/pdf/2018-13684.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13683.html https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13683.html Tue, 26 Jun 2018 00:00:00 -0700 2018-13683 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-26/pdf/2018-13683.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13682.html https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13682.html Tue, 26 Jun 2018 00:00:00 -0700 2018-13682 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-26/pdf/2018-13682.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13681.html https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13681.html Tue, 26 Jun 2018 00:00:00 -0700 2018-13681 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-26/pdf/2018-13681.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13680.html https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13680.html Tue, 26 Jun 2018 00:00:00 -0700 2018-13680 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-26/pdf/2018-13680.pdf Notice - Self-Regulatory Organizations; Options Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Concerning Updates to and Formalization of OCC's Recovery and Orderly Wind-Down Plan https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13638.html https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13638.html Tue, 26 Jun 2018 00:00:00 -0700 2018-13638 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-26/pdf/2018-13638.pdf Notice - Self-Regulatory Organizations; Options Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Concerning Enhanced and New Tools for Recovery Scenarios https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13637.html https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13637.html Tue, 26 Jun 2018 00:00:00 -0700 2018-13637 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-26/pdf/2018-13637.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rule Governing Crowd Space Disputes https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13620.html https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13620.html Tue, 26 Jun 2018 00:00:00 -0700 2018-13620 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-26/pdf/2018-13620.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To, Among Other Things, Amend MSRB Rule G-3 To Restructure the MSRB's Current Municipal Securities Representative Qualification Examination and Harmonize Certain MSRB Qualification Requirements With FINRA Rules https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13619.html https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13619.html Tue, 26 Jun 2018 00:00:00 -0700 2018-13619 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-26/pdf/2018-13619.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 4702 https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13618.html https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13618.html Tue, 26 Jun 2018 00:00:00 -0700 2018-13618 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-26/pdf/2018-13618.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the Principal Morley Short Duration Index ETF https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13617.html https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13617.html Tue, 26 Jun 2018 00:00:00 -0700 2018-13617 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-26/pdf/2018-13617.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate the Exchange's Rules Pertaining to Co-location and Direct Connectivity https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13616.html https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13616.html Tue, 26 Jun 2018 00:00:00 -0700 2018-13616 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-26/pdf/2018-13616.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Clarify the SPX Select Market-Maker Program https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13615.html https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13615.html Tue, 26 Jun 2018 00:00:00 -0700 2018-13615 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-26/pdf/2018-13615.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Implementation of FINRA Rule 4240 (Margin Requirements for Credit Default Swaps) https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13614.html https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13614.html Tue, 26 Jun 2018 00:00:00 -0700 2018-13614 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-26/pdf/2018-13614.pdf Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amended Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and BOX Options Exchange LLC https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13594.html https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13594.html Tue, 26 Jun 2018 00:00:00 -0700 2018-13594 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-26/pdf/2018-13594.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2018/06/25/2018-13623.html https://regulations.justia.com/regulations/fedreg/2018/06/25/2018-13623.html Mon, 25 Jun 2018 00:00:00 -0700 2018-13623 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-25/pdf/2018-13623.pdf Notice - Fixed Income Market Structure Advisory Committee https://regulations.justia.com/regulations/fedreg/2018/06/25/2018-13539.html https://regulations.justia.com/regulations/fedreg/2018/06/25/2018-13539.html Mon, 25 Jun 2018 00:00:00 -0700 2018-13539 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-25/pdf/2018-13539.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2 Thereto, To List and Trade Shares of Eighteen ADRPLUS Funds of the Precidian ETFs Trust Under Rule 14.11(i), Managed Fund Shares https://regulations.justia.com/regulations/fedreg/2018/06/25/2018-13508.html https://regulations.justia.com/regulations/fedreg/2018/06/25/2018-13508.html Mon, 25 Jun 2018 00:00:00 -0700 2018-13508 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-25/pdf/2018-13508.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate the Exchange's Rules Pertaining to Co-Location and Direct Connectivity https://regulations.justia.com/regulations/fedreg/2018/06/25/2018-13507.html https://regulations.justia.com/regulations/fedreg/2018/06/25/2018-13507.html Mon, 25 Jun 2018 00:00:00 -0700 2018-13507 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-25/pdf/2018-13507.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate the Exchange's Rules Pertaining to Co-Location and Direct Connectivity https://regulations.justia.com/regulations/fedreg/2018/06/25/2018-13506.html https://regulations.justia.com/regulations/fedreg/2018/06/25/2018-13506.html Mon, 25 Jun 2018 00:00:00 -0700 2018-13506 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-25/pdf/2018-13506.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Box and Butterfly Spread Protections https://regulations.justia.com/regulations/fedreg/2018/06/25/2018-13505.html https://regulations.justia.com/regulations/fedreg/2018/06/25/2018-13505.html Mon, 25 Jun 2018 00:00:00 -0700 2018-13505 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-25/pdf/2018-13505.pdf Notice - AXA Equitable Life Insurance Company, et al. https://regulations.justia.com/regulations/fedreg/2018/06/25/2018-13500.html https://regulations.justia.com/regulations/fedreg/2018/06/25/2018-13500.html Mon, 25 Jun 2018 00:00:00 -0700 2018-13500 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-25/pdf/2018-13500.pdf Notice - Draft 2018-2022 Strategic Plan for Securities and Exchange Commission https://regulations.justia.com/regulations/fedreg/2018/06/25/2018-13484.html https://regulations.justia.com/regulations/fedreg/2018/06/25/2018-13484.html Mon, 25 Jun 2018 00:00:00 -0700 2018-13484 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-25/pdf/2018-13484.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Rule 1101A, Terms of Option Contracts https://regulations.justia.com/regulations/fedreg/2018/06/22/2018-13380.html https://regulations.justia.com/regulations/fedreg/2018/06/22/2018-13380.html Fri, 22 Jun 2018 00:00:00 -0700 2018-13380 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-22/pdf/2018-13380.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change To Introduce a Floor to the Calculation of the Fails Charges and Make Other Changes https://regulations.justia.com/regulations/fedreg/2018/06/22/2018-13379.html https://regulations.justia.com/regulations/fedreg/2018/06/22/2018-13379.html Fri, 22 Jun 2018 00:00:00 -0700 2018-13379 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-22/pdf/2018-13379.pdf Notice - Self-Regulatory Organizations; LCH SA; Notice of Filing of Proposed Rule Change Relating to Liquidity Risk Management https://regulations.justia.com/regulations/fedreg/2018/06/22/2018-13378.html https://regulations.justia.com/regulations/fedreg/2018/06/22/2018-13378.html Fri, 22 Jun 2018 00:00:00 -0700 2018-13378 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-22/pdf/2018-13378.pdf Rule - Optional Internet Availability of Investment Company Shareholder Reports https://regulations.justia.com/regulations/fedreg/2018/06/22/2018-12423.html https://regulations.justia.com/regulations/fedreg/2018/06/22/2018-12423.html Fri, 22 Jun 2018 00:00:00 -0700 2018-12423 Rule https://www.gpo.gov/fdsys/pkg/FR-2018-06-22/pdf/2018-12423.pdf Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Physical Port Fees for C2 https://regulations.justia.com/regulations/fedreg/2018/06/21/2018-13304.html https://regulations.justia.com/regulations/fedreg/2018/06/21/2018-13304.html Thu, 21 Jun 2018 00:00:00 -0700 2018-13304 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-21/pdf/2018-13304.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Make Permanent the Retail Liquidity Program Pilot, Rule 107C, Which Is Currently Set To Expire on June 30, 2018 https://regulations.justia.com/regulations/fedreg/2018/06/21/2018-13303.html https://regulations.justia.com/regulations/fedreg/2018/06/21/2018-13303.html Thu, 21 Jun 2018 00:00:00 -0700 2018-13303 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-21/pdf/2018-13303.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Physical Port Fees for Cboe Options https://regulations.justia.com/regulations/fedreg/2018/06/21/2018-13302.html https://regulations.justia.com/regulations/fedreg/2018/06/21/2018-13302.html Thu, 21 Jun 2018 00:00:00 -0700 2018-13302 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-21/pdf/2018-13302.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade the Shares of the ProShares Bitcoin ETF and the ProShares Short Bitcoin ETF Under NYSE Arca Rule 8.200-E, Commentary .02 https://regulations.justia.com/regulations/fedreg/2018/06/21/2018-13301.html https://regulations.justia.com/regulations/fedreg/2018/06/21/2018-13301.html Thu, 21 Jun 2018 00:00:00 -0700 2018-13301 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-21/pdf/2018-13301.pdf Notice - Self-Regulatory Organizations; LCH SA; Order Approving Proposed Rule Changes Related to LCH SA's Recovery and Wind Down Plans https://regulations.justia.com/regulations/fedreg/2018/06/21/2018-13300.html https://regulations.justia.com/regulations/fedreg/2018/06/21/2018-13300.html Thu, 21 Jun 2018 00:00:00 -0700 2018-13300 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-21/pdf/2018-13300.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Physical Port Fees for EDGX https://regulations.justia.com/regulations/fedreg/2018/06/21/2018-13299.html https://regulations.justia.com/regulations/fedreg/2018/06/21/2018-13299.html Thu, 21 Jun 2018 00:00:00 -0700 2018-13299 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-21/pdf/2018-13299.pdf Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Physical Port Fees for EDGA https://regulations.justia.com/regulations/fedreg/2018/06/21/2018-13298.html https://regulations.justia.com/regulations/fedreg/2018/06/21/2018-13298.html Thu, 21 Jun 2018 00:00:00 -0700 2018-13298 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-21/pdf/2018-13298.pdf Notice - Sprott ETF Trust and Sprott Asset Management USA Inc. https://regulations.justia.com/regulations/fedreg/2018/06/20/2018-13217.html https://regulations.justia.com/regulations/fedreg/2018/06/20/2018-13217.html Wed, 20 Jun 2018 00:00:00 -0700 2018-13217 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-20/pdf/2018-13217.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Changes in the Description of the Investments of the USCF Canadian Crude Oil Index Fund https://regulations.justia.com/regulations/fedreg/2018/06/20/2018-13172.html https://regulations.justia.com/regulations/fedreg/2018/06/20/2018-13172.html Wed, 20 Jun 2018 00:00:00 -0700 2018-13172 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-20/pdf/2018-13172.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase Certain Route-Out Fees Set Forth in Section IV.F of the Schedule of Fees https://regulations.justia.com/regulations/fedreg/2018/06/20/2018-13171.html https://regulations.justia.com/regulations/fedreg/2018/06/20/2018-13171.html Wed, 20 Jun 2018 00:00:00 -0700 2018-13171 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-20/pdf/2018-13171.pdf Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase Certain Route-Out Fees Set Forth in Section II.A of the Schedule of Fees https://regulations.justia.com/regulations/fedreg/2018/06/20/2018-13170.html https://regulations.justia.com/regulations/fedreg/2018/06/20/2018-13170.html Wed, 20 Jun 2018 00:00:00 -0700 2018-13170 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-20/pdf/2018-13170.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase Certain Route-Out Fees Set Forth in Section II.A of the Schedule of Fees https://regulations.justia.com/regulations/fedreg/2018/06/20/2018-13169.html https://regulations.justia.com/regulations/fedreg/2018/06/20/2018-13169.html Wed, 20 Jun 2018 00:00:00 -0700 2018-13169 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-20/pdf/2018-13169.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Physical Port Fees for BZX https://regulations.justia.com/regulations/fedreg/2018/06/20/2018-13168.html https://regulations.justia.com/regulations/fedreg/2018/06/20/2018-13168.html Wed, 20 Jun 2018 00:00:00 -0700 2018-13168 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-20/pdf/2018-13168.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Physical Port Fees for BYX https://regulations.justia.com/regulations/fedreg/2018/06/20/2018-13167.html https://regulations.justia.com/regulations/fedreg/2018/06/20/2018-13167.html Wed, 20 Jun 2018 00:00:00 -0700 2018-13167 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-20/pdf/2018-13167.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Rebates To Extend the Current Waiver of Certain Adding and Taking Tier Volume Requirements to July 1, 2018, and Make Non-Substantive Changes To Eliminate Obsolete Text https://regulations.justia.com/regulations/fedreg/2018/06/20/2018-13166.html https://regulations.justia.com/regulations/fedreg/2018/06/20/2018-13166.html Wed, 20 Jun 2018 00:00:00 -0700 2018-13166 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-20/pdf/2018-13166.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Transaction, Routing, and Port Fees In Connection With the Re-Launch of Trading on the Exchange https://regulations.justia.com/regulations/fedreg/2018/06/20/2018-13165.html https://regulations.justia.com/regulations/fedreg/2018/06/20/2018-13165.html Wed, 20 Jun 2018 00:00:00 -0700 2018-13165 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-20/pdf/2018-13165.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on Cboe BZX Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2018/06/20/2018-13164.html https://regulations.justia.com/regulations/fedreg/2018/06/20/2018-13164.html Wed, 20 Jun 2018 00:00:00 -0700 2018-13164 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-20/pdf/2018-13164.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Transaction Fees at Rule 7014(j) and Rule 7018(a) https://regulations.justia.com/regulations/fedreg/2018/06/20/2018-13163.html https://regulations.justia.com/regulations/fedreg/2018/06/20/2018-13163.html Wed, 20 Jun 2018 00:00:00 -0700 2018-13163 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-20/pdf/2018-13163.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Amend Pillar Trading Platform Rule 7.31 Relating to Reserve Orders and Rule 7.36 Relating to Setter Priority https://regulations.justia.com/regulations/fedreg/2018/06/20/2018-13162.html https://regulations.justia.com/regulations/fedreg/2018/06/20/2018-13162.html Wed, 20 Jun 2018 00:00:00 -0700 2018-13162 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-20/pdf/2018-13162.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees Related to Complex Orders https://regulations.justia.com/regulations/fedreg/2018/06/20/2018-13161.html https://regulations.justia.com/regulations/fedreg/2018/06/20/2018-13161.html Wed, 20 Jun 2018 00:00:00 -0700 2018-13161 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-20/pdf/2018-13161.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Physical Port Fees for EDGX Options https://regulations.justia.com/regulations/fedreg/2018/06/20/2018-13160.html https://regulations.justia.com/regulations/fedreg/2018/06/20/2018-13160.html Wed, 20 Jun 2018 00:00:00 -0700 2018-13160 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-20/pdf/2018-13160.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Physical Port Fees for BZX Options https://regulations.justia.com/regulations/fedreg/2018/06/20/2018-13159.html https://regulations.justia.com/regulations/fedreg/2018/06/20/2018-13159.html Wed, 20 Jun 2018 00:00:00 -0700 2018-13159 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-20/pdf/2018-13159.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees https://regulations.justia.com/regulations/fedreg/2018/06/19/2018-13085.html https://regulations.justia.com/regulations/fedreg/2018/06/19/2018-13085.html Tue, 19 Jun 2018 00:00:00 -0700 2018-13085 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-19/pdf/2018-13085.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Adopt the Route QCT Cross Routing Option https://regulations.justia.com/regulations/fedreg/2018/06/19/2018-13084.html https://regulations.justia.com/regulations/fedreg/2018/06/19/2018-13084.html Tue, 19 Jun 2018 00:00:00 -0700 2018-13084 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-19/pdf/2018-13084.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List https://regulations.justia.com/regulations/fedreg/2018/06/19/2018-13083.html https://regulations.justia.com/regulations/fedreg/2018/06/19/2018-13083.html Tue, 19 Jun 2018 00:00:00 -0700 2018-13083 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-19/pdf/2018-13083.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Position Limits and Exercise Limits for Options on the SPDR Exchange-Traded Fund https://regulations.justia.com/regulations/fedreg/2018/06/19/2018-13082.html https://regulations.justia.com/regulations/fedreg/2018/06/19/2018-13082.html Tue, 19 Jun 2018 00:00:00 -0700 2018-13082 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-19/pdf/2018-13082.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend FINRA Rule 6433 To Adopt the OTC Quotation Tier Size Pilot as Permanent https://regulations.justia.com/regulations/fedreg/2018/06/19/2018-13081.html https://regulations.justia.com/regulations/fedreg/2018/06/19/2018-13081.html Tue, 19 Jun 2018 00:00:00 -0700 2018-13081 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-19/pdf/2018-13081.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend The Nasdaq Options Market LLC (“NOM”) Rules at Supplementary Material to Chapter III, Section 7, Entitled “Position Limits,” and Section 9, Entitled “Exercise Limits” https://regulations.justia.com/regulations/fedreg/2018/06/19/2018-13080.html https://regulations.justia.com/regulations/fedreg/2018/06/19/2018-13080.html Tue, 19 Jun 2018 00:00:00 -0700 2018-13080 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-19/pdf/2018-13080.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2018/06/18/2018-12984.html https://regulations.justia.com/regulations/fedreg/2018/06/18/2018-12984.html Mon, 18 Jun 2018 00:00:00 -0700 2018-12984 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-18/pdf/2018-12984.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2018/06/18/2018-12983.html https://regulations.justia.com/regulations/fedreg/2018/06/18/2018-12983.html Mon, 18 Jun 2018 00:00:00 -0700 2018-12983 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-18/pdf/2018-12983.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2018/06/18/2018-12982.html https://regulations.justia.com/regulations/fedreg/2018/06/18/2018-12982.html Mon, 18 Jun 2018 00:00:00 -0700 2018-12982 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-18/pdf/2018-12982.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2018/06/18/2018-12981.html https://regulations.justia.com/regulations/fedreg/2018/06/18/2018-12981.html Mon, 18 Jun 2018 00:00:00 -0700 2018-12981 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-18/pdf/2018-12981.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Fee Schedule https://regulations.justia.com/regulations/fedreg/2018/06/18/2018-12935.html https://regulations.justia.com/regulations/fedreg/2018/06/18/2018-12935.html Mon, 18 Jun 2018 00:00:00 -0700 2018-12935 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-18/pdf/2018-12935.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges https://regulations.justia.com/regulations/fedreg/2018/06/18/2018-12934.html https://regulations.justia.com/regulations/fedreg/2018/06/18/2018-12934.html Mon, 18 Jun 2018 00:00:00 -0700 2018-12934 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-18/pdf/2018-12934.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Commentary .07 to Rule 904 https://regulations.justia.com/regulations/fedreg/2018/06/18/2018-12933.html https://regulations.justia.com/regulations/fedreg/2018/06/18/2018-12933.html Mon, 18 Jun 2018 00:00:00 -0700 2018-12933 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-18/pdf/2018-12933.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Position and Exercise Limits for Options on the SPY Exchange Traded Fund https://regulations.justia.com/regulations/fedreg/2018/06/18/2018-12932.html https://regulations.justia.com/regulations/fedreg/2018/06/18/2018-12932.html Mon, 18 Jun 2018 00:00:00 -0700 2018-12932 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-18/pdf/2018-12932.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Position Limit for SPY Options https://regulations.justia.com/regulations/fedreg/2018/06/18/2018-12931.html https://regulations.justia.com/regulations/fedreg/2018/06/18/2018-12931.html Mon, 18 Jun 2018 00:00:00 -0700 2018-12931 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-18/pdf/2018-12931.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend IM-3120-2 of BOX Rule 3120 (Position Limits) To Amend the Position and Exercise Limits for Options on the Standard and Poor's Depositary Receipts Trust (“SPY”) https://regulations.justia.com/regulations/fedreg/2018/06/18/2018-12930.html https://regulations.justia.com/regulations/fedreg/2018/06/18/2018-12930.html Mon, 18 Jun 2018 00:00:00 -0700 2018-12930 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-18/pdf/2018-12930.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Commentary .06 to Rule 6.8-O https://regulations.justia.com/regulations/fedreg/2018/06/18/2018-12929.html https://regulations.justia.com/regulations/fedreg/2018/06/18/2018-12929.html Mon, 18 Jun 2018 00:00:00 -0700 2018-12929 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-18/pdf/2018-12929.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 1001, Entitled “Position Limits” https://regulations.justia.com/regulations/fedreg/2018/06/18/2018-12928.html https://regulations.justia.com/regulations/fedreg/2018/06/18/2018-12928.html Mon, 18 Jun 2018 00:00:00 -0700 2018-12928 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-18/pdf/2018-12928.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Section IV.D of the Exchange's Schedule of Fees https://regulations.justia.com/regulations/fedreg/2018/06/18/2018-12927.html https://regulations.justia.com/regulations/fedreg/2018/06/18/2018-12927.html Mon, 18 Jun 2018 00:00:00 -0700 2018-12927 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-18/pdf/2018-12927.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges To Extend the Effectiveness of the Decommission Extension Fee Until September 2018 https://regulations.justia.com/regulations/fedreg/2018/06/18/2018-12926.html https://regulations.justia.com/regulations/fedreg/2018/06/18/2018-12926.html Mon, 18 Jun 2018 00:00:00 -0700 2018-12926 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-18/pdf/2018-12926.pdf Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule in Connection With the Technology Migration of C2 Onto the Options Platform of the Exchange's Affiliated Options Exchanges, Cboe EDGX Exchange, Inc. and Cboe BZX Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2018/06/18/2018-12925.html https://regulations.justia.com/regulations/fedreg/2018/06/18/2018-12925.html Mon, 18 Jun 2018 00:00:00 -0700 2018-12925 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-18/pdf/2018-12925.pdf Notice - Aptus Capital Advisors, LLC and ETF Series Solutions https://regulations.justia.com/regulations/fedreg/2018/06/15/2018-12902.html https://regulations.justia.com/regulations/fedreg/2018/06/15/2018-12902.html Fri, 15 Jun 2018 00:00:00 -0700 2018-12902 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-15/pdf/2018-12902.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Security Futures Risk Disclosure Statement To Reflect the T+2 Settlement Cycle, Incorporate Prior Supplements, and Make Other Non-Substantive Changes https://regulations.justia.com/regulations/fedreg/2018/06/15/2018-12856.html https://regulations.justia.com/regulations/fedreg/2018/06/15/2018-12856.html Fri, 15 Jun 2018 00:00:00 -0700 2018-12856 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-15/pdf/2018-12856.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Related to The Options Clearing Corporation's Stress Testing and Clearing Fund Methodology https://regulations.justia.com/regulations/fedreg/2018/06/15/2018-12855.html https://regulations.justia.com/regulations/fedreg/2018/06/15/2018-12855.html Fri, 15 Jun 2018 00:00:00 -0700 2018-12855 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-15/pdf/2018-12855.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Descriptions of Certain Data Feeds Within the Nasdaq Options Market https://regulations.justia.com/regulations/fedreg/2018/06/15/2018-12854.html https://regulations.justia.com/regulations/fedreg/2018/06/15/2018-12854.html Fri, 15 Jun 2018 00:00:00 -0700 2018-12854 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-15/pdf/2018-12854.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List Related to Co-Location Services in Connection With the Re-Launch of Trading on NYSE National, Inc. and Proposed NYSE National Co-Location Services https://regulations.justia.com/regulations/fedreg/2018/06/15/2018-12853.html https://regulations.justia.com/regulations/fedreg/2018/06/15/2018-12853.html Fri, 15 Jun 2018 00:00:00 -0700 2018-12853 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-15/pdf/2018-12853.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Options Fees and Charges and the NYSE Arca Equities Fees and Charges Related to Co-Location Services in Connection With the Re-Launch of Trading on NYSE National, Inc. and Proposed NYSE National Co-Location Services https://regulations.justia.com/regulations/fedreg/2018/06/15/2018-12852.html https://regulations.justia.com/regulations/fedreg/2018/06/15/2018-12852.html Fri, 15 Jun 2018 00:00:00 -0700 2018-12852 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-15/pdf/2018-12852.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the NYSE American Equities Price List and the NYSE American Options Fee Schedule Related to Co-Location Services in Connection With the Re-Launch of Trading on NYSE National, Inc. and Proposed NYSE National Co-Location Services https://regulations.justia.com/regulations/fedreg/2018/06/15/2018-12851.html https://regulations.justia.com/regulations/fedreg/2018/06/15/2018-12851.html Fri, 15 Jun 2018 00:00:00 -0700 2018-12851 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-15/pdf/2018-12851.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change To Amend the Fee Structure of the Government Securities Division Rulebook https://regulations.justia.com/regulations/fedreg/2018/06/14/2018-12754.html https://regulations.justia.com/regulations/fedreg/2018/06/14/2018-12754.html Thu, 14 Jun 2018 00:00:00 -0700 2018-12754 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-14/pdf/2018-12754.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Establish a Second Trade Reporting Facility in Conjunction With Nasdaq, Inc. https://regulations.justia.com/regulations/fedreg/2018/06/14/2018-12753.html https://regulations.justia.com/regulations/fedreg/2018/06/14/2018-12753.html Thu, 14 Jun 2018 00:00:00 -0700 2018-12753 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-14/pdf/2018-12753.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Clarify and Enhance Rules Related to Comparison and Recording of CMU Securities https://regulations.justia.com/regulations/fedreg/2018/06/14/2018-12752.html https://regulations.justia.com/regulations/fedreg/2018/06/14/2018-12752.html Thu, 14 Jun 2018 00:00:00 -0700 2018-12752 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-14/pdf/2018-12752.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Market LLC (“BOX”) Options Facility To Amend Fees and Rebates for Non-Auction Transactions https://regulations.justia.com/regulations/fedreg/2018/06/14/2018-12751.html https://regulations.justia.com/regulations/fedreg/2018/06/14/2018-12751.html Thu, 14 Jun 2018 00:00:00 -0700 2018-12751 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-14/pdf/2018-12751.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Listing Standard for Paired Share Units https://regulations.justia.com/regulations/fedreg/2018/06/13/2018-12649.html https://regulations.justia.com/regulations/fedreg/2018/06/13/2018-12649.html Wed, 13 Jun 2018 00:00:00 -0700 2018-12649 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-13/pdf/2018-12649.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend FINRA Rule 6730 Relating to ATS Reporting of Transactions to TRACE in U.S. Treasury Securities https://regulations.justia.com/regulations/fedreg/2018/06/13/2018-12648.html https://regulations.justia.com/regulations/fedreg/2018/06/13/2018-12648.html Wed, 13 Jun 2018 00:00:00 -0700 2018-12648 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-13/pdf/2018-12648.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Tier Size Pilot of Rule 6433 (Minimum Quotation Size Requirements for OTC Equity Securities) https://regulations.justia.com/regulations/fedreg/2018/06/13/2018-12647.html https://regulations.justia.com/regulations/fedreg/2018/06/13/2018-12647.html Wed, 13 Jun 2018 00:00:00 -0700 2018-12647 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-13/pdf/2018-12647.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To List and Trade Shares of Each Series of the Cboe Vest S&P 500 Buffer Protect Strategy ETF Under the ETF Series Solutions Trust Under Rule 14.11(c)(3), Index Fund Shares https://regulations.justia.com/regulations/fedreg/2018/06/12/2018-12555.html https://regulations.justia.com/regulations/fedreg/2018/06/12/2018-12555.html Tue, 12 Jun 2018 00:00:00 -0700 2018-12555 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-12/pdf/2018-12555.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Order Approving Proposed Rule Change Relating to the ICE Clear Europe CDS End-of-Day Price Discovery Policy https://regulations.justia.com/regulations/fedreg/2018/06/12/2018-12553.html https://regulations.justia.com/regulations/fedreg/2018/06/12/2018-12553.html Tue, 12 Jun 2018 00:00:00 -0700 2018-12553 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-12/pdf/2018-12553.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To List and Trade Shares of Series of the Cboe Vest S&P 500 Enhanced Growth Strategy ETF Under the ETF Series Solutions Trust Under Rule 14.11(c)(3) https://regulations.justia.com/regulations/fedreg/2018/06/12/2018-12552.html https://regulations.justia.com/regulations/fedreg/2018/06/12/2018-12552.html Tue, 12 Jun 2018 00:00:00 -0700 2018-12552 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-12/pdf/2018-12552.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amendments to the ICC Clearing Rules To Implement the European Union General Data Protection Regulation https://regulations.justia.com/regulations/fedreg/2018/06/12/2018-12551.html https://regulations.justia.com/regulations/fedreg/2018/06/12/2018-12551.html Tue, 12 Jun 2018 00:00:00 -0700 2018-12551 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-12/pdf/2018-12551.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change Relating to Formalization of the ICC Model Validation Framework https://regulations.justia.com/regulations/fedreg/2018/06/12/2018-12550.html https://regulations.justia.com/regulations/fedreg/2018/06/12/2018-12550.html Tue, 12 Jun 2018 00:00:00 -0700 2018-12550 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-12/pdf/2018-12550.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2018/06/11/2018-12547.html https://regulations.justia.com/regulations/fedreg/2018/06/11/2018-12547.html Mon, 11 Jun 2018 00:00:00 -0700 2018-12547 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-11/pdf/2018-12547.pdf Notice - BlackRock Variable Series Funds, Inc., et al. https://regulations.justia.com/regulations/fedreg/2018/06/11/2018-12509.html https://regulations.justia.com/regulations/fedreg/2018/06/11/2018-12509.html Mon, 11 Jun 2018 00:00:00 -0700 2018-12509 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-11/pdf/2018-12509.pdf Notice - Order Affirming Action by Delegated Authority Approving SR-NYSE-2016-55 and Discontinuing Stay https://regulations.justia.com/regulations/fedreg/2018/06/11/2018-12435.html https://regulations.justia.com/regulations/fedreg/2018/06/11/2018-12435.html Mon, 11 Jun 2018 00:00:00 -0700 2018-12435 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-11/pdf/2018-12435.pdf Notice - Proposed Collection; Comment Request; Generic ICR: Generic Clearance for the Collection of Qualitative Feedback on Agency Service Delivery https://regulations.justia.com/regulations/fedreg/2018/06/11/2018-12434.html https://regulations.justia.com/regulations/fedreg/2018/06/11/2018-12434.html Mon, 11 Jun 2018 00:00:00 -0700 2018-12434 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-11/pdf/2018-12434.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the Natixis Loomis Sayles Short Duration Income ETF https://regulations.justia.com/regulations/fedreg/2018/06/11/2018-12433.html https://regulations.justia.com/regulations/fedreg/2018/06/11/2018-12433.html Mon, 11 Jun 2018 00:00:00 -0700 2018-12433 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-11/pdf/2018-12433.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Establish an Electronic Price Improvement Auction for Complex Orders https://regulations.justia.com/regulations/fedreg/2018/06/11/2018-12432.html https://regulations.justia.com/regulations/fedreg/2018/06/11/2018-12432.html Mon, 11 Jun 2018 00:00:00 -0700 2018-12432 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-11/pdf/2018-12432.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Withdrawal of Proposed Rule Change To Modify the Listing Requirements Related to Special Purpose Acquisition Companies Listing Standards To Reduce Round Lot Holders on Nasdaq Capital Market for Initial Listing From 300 to 150 and Eliminate Public Holders for Continued Listing From 300 to Zero, Require $5 Million in Net Tangible Assets for Initial and Continued Listing on Nasdaq Capital Market, and Impose a Deadline To Demonstrate Compliance With Initial Listing Requirements on All Nasdaq Markets Within 30 Days Following Each Business Combination https://regulations.justia.com/regulations/fedreg/2018/06/11/2018-12431.html https://regulations.justia.com/regulations/fedreg/2018/06/11/2018-12431.html Mon, 11 Jun 2018 00:00:00 -0700 2018-12431 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-11/pdf/2018-12431.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to the Index Methodology Applicable to Indexes Underlying iShares California AMT-Free Muni Bond ETF and iShares New York AMT-Free Muni Bond ETF https://regulations.justia.com/regulations/fedreg/2018/06/11/2018-12430.html https://regulations.justia.com/regulations/fedreg/2018/06/11/2018-12430.html Mon, 11 Jun 2018 00:00:00 -0700 2018-12430 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-11/pdf/2018-12430.pdf Notice - Request for Comments on the Processing Fees Charged by Intermediaries for Distributing Materials Other Than Proxy Materials To Fund Investors https://regulations.justia.com/regulations/fedreg/2018/06/11/2018-12422.html https://regulations.justia.com/regulations/fedreg/2018/06/11/2018-12422.html Mon, 11 Jun 2018 00:00:00 -0700 2018-12422 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-11/pdf/2018-12422.pdf Proposed Rule - Request for Comment on Fund Retail Investor Experience and Disclosure https://regulations.justia.com/regulations/fedreg/2018/06/11/2018-12408.html https://regulations.justia.com/regulations/fedreg/2018/06/11/2018-12408.html Mon, 11 Jun 2018 00:00:00 -0700 2018-12408 Proposed Rule https://www.gpo.gov/fdsys/pkg/FR-2018-06-11/pdf/2018-12408.pdf Proposed Rule - Regulatory Flexibility Agenda https://regulations.justia.com/regulations/fedreg/2018/06/11/2018-11245.html https://regulations.justia.com/regulations/fedreg/2018/06/11/2018-11245.html Mon, 11 Jun 2018 00:00:00 -0700 2018-11245 Proposed Rule https://www.gpo.gov/fdsys/pkg/FR-2018-06-11/pdf/2018-11245.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2018/06/08/2018-12541.html https://regulations.justia.com/regulations/fedreg/2018/06/08/2018-12541.html Fri, 08 Jun 2018 00:00:00 -0700 2018-12541 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-08/pdf/2018-12541.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2018/06/08/2018-12540.html https://regulations.justia.com/regulations/fedreg/2018/06/08/2018-12540.html Fri, 08 Jun 2018 00:00:00 -0700 2018-12540 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-08/pdf/2018-12540.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amendments to the ICE Clear Europe Delivery Procedures https://regulations.justia.com/regulations/fedreg/2018/06/08/2018-12323.html https://regulations.justia.com/regulations/fedreg/2018/06/08/2018-12323.html Fri, 08 Jun 2018 00:00:00 -0700 2018-12323 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-08/pdf/2018-12323.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend and Reorganize Chapter V of the ISE Schedule of Fees https://regulations.justia.com/regulations/fedreg/2018/06/08/2018-12322.html https://regulations.justia.com/regulations/fedreg/2018/06/08/2018-12322.html Fri, 08 Jun 2018 00:00:00 -0700 2018-12322 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-08/pdf/2018-12322.pdf Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend and Reorganize Chapter IV of the GEMX Schedule of Fees https://regulations.justia.com/regulations/fedreg/2018/06/08/2018-12321.html https://regulations.justia.com/regulations/fedreg/2018/06/08/2018-12321.html Fri, 08 Jun 2018 00:00:00 -0700 2018-12321 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-08/pdf/2018-12321.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend and Reorganize Specific Chapters in the Schedule of Fees https://regulations.justia.com/regulations/fedreg/2018/06/08/2018-12320.html https://regulations.justia.com/regulations/fedreg/2018/06/08/2018-12320.html Fri, 08 Jun 2018 00:00:00 -0700 2018-12320 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-08/pdf/2018-12320.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing of Proposed Rule Change To Adopt Rules Governing the Trading of Complex Qualified Contingent Cross and Complex Customer Cross Orders https://regulations.justia.com/regulations/fedreg/2018/06/08/2018-12319.html https://regulations.justia.com/regulations/fedreg/2018/06/08/2018-12319.html Fri, 08 Jun 2018 00:00:00 -0700 2018-12319 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-08/pdf/2018-12319.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Memorialize Order and Execution Information Into MRX Rule 718 https://regulations.justia.com/regulations/fedreg/2018/06/08/2018-12318.html https://regulations.justia.com/regulations/fedreg/2018/06/08/2018-12318.html Fri, 08 Jun 2018 00:00:00 -0700 2018-12318 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-08/pdf/2018-12318.pdf Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Memorialize Order and Execution Information Into GEMX Rule 718 https://regulations.justia.com/regulations/fedreg/2018/06/08/2018-12317.html https://regulations.justia.com/regulations/fedreg/2018/06/08/2018-12317.html Fri, 08 Jun 2018 00:00:00 -0700 2018-12317 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-08/pdf/2018-12317.pdf Proposed Rule - Covered Investment Fund Research Reports https://regulations.justia.com/regulations/fedreg/2018/06/08/2018-11497.html https://regulations.justia.com/regulations/fedreg/2018/06/08/2018-11497.html Fri, 08 Jun 2018 00:00:00 -0700 2018-11497 Proposed Rule https://www.gpo.gov/fdsys/pkg/FR-2018-06-08/pdf/2018-11497.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend a Representation Made in a Proposed Rule Change Previously Approved by the Commission Relating to the Listing and Trading of the iShares Inflation Hedged Corporate Bond ETF https://regulations.justia.com/regulations/fedreg/2018/06/07/2018-12196.html https://regulations.justia.com/regulations/fedreg/2018/06/07/2018-12196.html Thu, 07 Jun 2018 00:00:00 -0700 2018-12196 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-07/pdf/2018-12196.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Implement Changes to the Required Fund Deposit Calculation in the Government Securities Division Rulebook https://regulations.justia.com/regulations/fedreg/2018/06/07/2018-12195.html https://regulations.justia.com/regulations/fedreg/2018/06/07/2018-12195.html Thu, 07 Jun 2018 00:00:00 -0700 2018-12195 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-07/pdf/2018-12195.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Proprietary Market Data Fee Schedule Regarding the NYSE Best Quote and Trades Market Data Feed https://regulations.justia.com/regulations/fedreg/2018/06/07/2018-12194.html https://regulations.justia.com/regulations/fedreg/2018/06/07/2018-12194.html Thu, 07 Jun 2018 00:00:00 -0700 2018-12194 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-07/pdf/2018-12194.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Content of the NYSE Best Quote & Trades Data Feed https://regulations.justia.com/regulations/fedreg/2018/06/07/2018-12193.html https://regulations.justia.com/regulations/fedreg/2018/06/07/2018-12193.html Thu, 07 Jun 2018 00:00:00 -0700 2018-12193 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-07/pdf/2018-12193.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2018/06/07/2018-12192.html https://regulations.justia.com/regulations/fedreg/2018/06/07/2018-12192.html Thu, 07 Jun 2018 00:00:00 -0700 2018-12192 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-07/pdf/2018-12192.pdf Notice - Sprott ETF Trust and Sprott Asset Management USA Inc. https://regulations.justia.com/regulations/fedreg/2018/06/07/2018-12191.html https://regulations.justia.com/regulations/fedreg/2018/06/07/2018-12191.html Thu, 07 Jun 2018 00:00:00 -0700 2018-12191 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-07/pdf/2018-12191.pdf Notice - Order Cancelling Registrations of Certain Transfer Agents https://regulations.justia.com/regulations/fedreg/2018/06/06/2018-12157.html https://regulations.justia.com/regulations/fedreg/2018/06/06/2018-12157.html Wed, 06 Jun 2018 00:00:00 -0700 2018-12157 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-06/pdf/2018-12157.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.37E and Rule 7.45E With Respect to NYSE National's Reopening of Trading and Reactivating Connection to the Securities Information Processors https://regulations.justia.com/regulations/fedreg/2018/06/06/2018-12115.html https://regulations.justia.com/regulations/fedreg/2018/06/06/2018-12115.html Wed, 06 Jun 2018 00:00:00 -0700 2018-12115 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-06/pdf/2018-12115.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.37 and Rule 17 With Respect to NYSE National's Reopening of Trading and Reactivating Connection to the Securities Information Processors https://regulations.justia.com/regulations/fedreg/2018/06/06/2018-12114.html https://regulations.justia.com/regulations/fedreg/2018/06/06/2018-12114.html Wed, 06 Jun 2018 00:00:00 -0700 2018-12114 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-06/pdf/2018-12114.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend the Listed Company Manual for Special Purpose Acquisition Companies To Lower the Initial Holders Requirement From 300 to 150 Round Lot Holders and To Eliminate Completely the 300 Public Stockholders Continued Listing Requirement, To Require at Least $5 Million in Net Tangible Assets for Initial and Continued Listing, and To Impose a 30-Day Deadline To Demonstrate Compliance With Certain Initial Listing Requirements Following a Business Combination https://regulations.justia.com/regulations/fedreg/2018/06/06/2018-12113.html https://regulations.justia.com/regulations/fedreg/2018/06/06/2018-12113.html Wed, 06 Jun 2018 00:00:00 -0700 2018-12113 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-06/pdf/2018-12113.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.37-E and Rule 7.45-E With Respect to NYSE National's Reopening of Trading and Reactivating Connection to the Securities Information Processors https://regulations.justia.com/regulations/fedreg/2018/06/06/2018-12112.html https://regulations.justia.com/regulations/fedreg/2018/06/06/2018-12112.html Wed, 06 Jun 2018 00:00:00 -0700 2018-12112 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-06/pdf/2018-12112.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Co-Location Services and Fees In Connection With the Re-Launch of Trading on the Exchange and To Amend Its Schedule of Fees and Rebates To Provide for Such Co-Location Services https://regulations.justia.com/regulations/fedreg/2018/06/06/2018-12111.html https://regulations.justia.com/regulations/fedreg/2018/06/06/2018-12111.html Wed, 06 Jun 2018 00:00:00 -0700 2018-12111 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-06/pdf/2018-12111.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish the NYSE National BBO, NYSE National Trades and NYSE National Integrated Feed Market Data Feeds https://regulations.justia.com/regulations/fedreg/2018/06/06/2018-12110.html https://regulations.justia.com/regulations/fedreg/2018/06/06/2018-12110.html Wed, 06 Jun 2018 00:00:00 -0700 2018-12110 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-06/pdf/2018-12110.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2018/06/05/2018-12116.html https://regulations.justia.com/regulations/fedreg/2018/06/05/2018-12116.html Tue, 05 Jun 2018 00:00:00 -0700 2018-12116 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-05/pdf/2018-12116.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 307, Position Limits, and Exchange Rule 309, Exercise Limits https://regulations.justia.com/regulations/fedreg/2018/06/05/2018-11985.html https://regulations.justia.com/regulations/fedreg/2018/06/05/2018-11985.html Tue, 05 Jun 2018 00:00:00 -0700 2018-11985 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-05/pdf/2018-11985.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Intercontinental Exchange, Inc. Director Independence Policy https://regulations.justia.com/regulations/fedreg/2018/06/05/2018-11984.html https://regulations.justia.com/regulations/fedreg/2018/06/05/2018-11984.html Tue, 05 Jun 2018 00:00:00 -0700 2018-11984 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-05/pdf/2018-11984.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of the Proposed Rule Change To Amend the Descriptions of Certain Data Feeds Within Chapter VI, Section 19 Entitled “Data Feeds and Trade Information.” https://regulations.justia.com/regulations/fedreg/2018/06/05/2018-11983.html https://regulations.justia.com/regulations/fedreg/2018/06/05/2018-11983.html Tue, 05 Jun 2018 00:00:00 -0700 2018-11983 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-05/pdf/2018-11983.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Descriptions of Certain Data Feeds Within Rule 1070 https://regulations.justia.com/regulations/fedreg/2018/06/05/2018-11982.html https://regulations.justia.com/regulations/fedreg/2018/06/05/2018-11982.html Tue, 05 Jun 2018 00:00:00 -0700 2018-11982 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-05/pdf/2018-11982.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Intercontinental Exchange, Inc. Director Independence Policy https://regulations.justia.com/regulations/fedreg/2018/06/05/2018-11981.html https://regulations.justia.com/regulations/fedreg/2018/06/05/2018-11981.html Tue, 05 Jun 2018 00:00:00 -0700 2018-11981 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-05/pdf/2018-11981.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Intercontinental Exchange, Inc. Director Independence Policy https://regulations.justia.com/regulations/fedreg/2018/06/05/2018-11980.html https://regulations.justia.com/regulations/fedreg/2018/06/05/2018-11980.html Tue, 05 Jun 2018 00:00:00 -0700 2018-11980 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-05/pdf/2018-11980.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Intercontinental Exchange, Inc. Director Independence Policy https://regulations.justia.com/regulations/fedreg/2018/06/05/2018-11979.html https://regulations.justia.com/regulations/fedreg/2018/06/05/2018-11979.html Tue, 05 Jun 2018 00:00:00 -0700 2018-11979 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-05/pdf/2018-11979.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing of Proposed Rule Change To Amend Rule 7.35E Relating to the Auction Reference Price for a Trading Halt Auction Following a Regulatory Halt https://regulations.justia.com/regulations/fedreg/2018/06/05/2018-11978.html https://regulations.justia.com/regulations/fedreg/2018/06/05/2018-11978.html Tue, 05 Jun 2018 00:00:00 -0700 2018-11978 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-05/pdf/2018-11978.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing of Proposed Rule Change To Extend the Applicability of the Floor Broker Management System and the Snapshot Functionality to Registered Options Traders and Specialists https://regulations.justia.com/regulations/fedreg/2018/06/04/2018-11866.html https://regulations.justia.com/regulations/fedreg/2018/06/04/2018-11866.html Mon, 04 Jun 2018 00:00:00 -0700 2018-11866 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-04/pdf/2018-11866.pdf Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on Cboe EDGA Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2018/06/04/2018-11865.html https://regulations.justia.com/regulations/fedreg/2018/06/04/2018-11865.html Mon, 04 Jun 2018 00:00:00 -0700 2018-11865 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-04/pdf/2018-11865.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2018/06/01/2018-11917.html https://regulations.justia.com/regulations/fedreg/2018/06/01/2018-11917.html Fri, 01 Jun 2018 00:00:00 -0700 2018-11917 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-01/pdf/2018-11917.pdf Rule - Technical Amendments to Rules of Practice and Rules of Organization; Conduct and Ethics; and Information and Requests https://regulations.justia.com/regulations/fedreg/2018/06/01/2018-11618.html https://regulations.justia.com/regulations/fedreg/2018/06/01/2018-11618.html Fri, 01 Jun 2018 00:00:00 -0700 2018-11618 Rule https://www.gpo.gov/fdsys/pkg/FR-2018-06-01/pdf/2018-11618.pdf