Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2018/06?limit=200®isters=between&min-day=1&max-day=30&mode=atom2024-04-26T07:35:26-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2018/06/29/2018-13986.htmlNotice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate the Exchange's Rules Pertaining to Co-Location and Direct Connectivity2018-06-29T00:00:00-07:002018-06-29T00:00:00-07:002018-13986Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-29/pdf/2018-13986.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/29/2018-13985.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change Relating to Amending the ICC Clearing Rules Regarding Mark-to-Market Margin2018-06-29T00:00:00-07:002018-06-29T00:00:00-07:002018-13985Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-29/pdf/2018-13985.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/29/2018-13984.htmlNotice - Self-Regulatory Organizations; NYSE Arca Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Commentary .02 to Rule 6.72-O in Order To Extend the Penny Pilot in Options Classes in Certain Issues Through December 31, 20182018-06-29T00:00:00-07:002018-06-29T00:00:00-07:002018-13984Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-29/pdf/2018-13984.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/29/2018-13983.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 510 To Extend the Penny Pilot Program2018-06-29T00:00:00-07:002018-06-29T00:00:00-07:002018-13983Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-29/pdf/2018-13983.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/29/2018-13982.htmlNotice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate the Exchange's Rules Pertaining to Co-Location and Direct Connectivity2018-06-29T00:00:00-07:002018-06-29T00:00:00-07:002018-13982Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-29/pdf/2018-13982.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/29/2018-13981.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MIAX Options Rule 510 To Extend the Penny Pilot Program2018-06-29T00:00:00-07:002018-06-29T00:00:00-07:002018-13981Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-29/pdf/2018-13981.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/29/2018-13980.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the DTC Operational Arrangements To Add Clarifying Text Relating to the Processing of Unit Investment Trust Securities Through the DTC Investor's Voluntary Redemptions and Sales Service2018-06-29T00:00:00-07:002018-06-29T00:00:00-07:002018-13980Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-29/pdf/2018-13980.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/29/2018-13979.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Commentary .02 to Rule 960NY in Order To Extend the Penny Pilot in Options Classes in Certain Issues Through December 31, 20182018-06-29T00:00:00-07:002018-06-29T00:00:00-07:002018-13979Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-29/pdf/2018-13979.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/29/2018-13978.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Exchange Rule 6.2., Hybrid Opening (and Sometimes Closing) System (“HOSS”)2018-06-29T00:00:00-07:002018-06-29T00:00:00-07:002018-13978Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-29/pdf/2018-13978.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/29/2018-13977.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Exchange Rule 6.2., Hybrid Opening (and Sometimes Closing) System (“HOSS”)2018-06-29T00:00:00-07:002018-06-29T00:00:00-07:002018-13977Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-29/pdf/2018-13977.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/29/2018-13975.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Fixed Income Clearing Corporation; National Securities Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Amend the Loss Allocation Rules and Make Other Changes2018-06-29T00:00:00-07:002018-06-29T00:00:00-07:002018-13975Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-29/pdf/2018-13975.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/29/2018-13974.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Fixed Income Clearing Corporation; National Securities Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Adopt a Recovery & Wind-Down Plan and Related Rules2018-06-29T00:00:00-07:002018-06-29T00:00:00-07:002018-13974Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-29/pdf/2018-13974.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/28/2018-13943.htmlRule - Amendments to the Commission's Freedom of Information Act Regulations2018-06-28T00:00:00-07:002018-06-28T00:00:00-07:002018-13943Rulehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-28/pdf/2018-13943.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/28/2018-13887.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 7260 by Extending the Penny Pilot Program Through December 31, 20182018-06-28T00:00:00-07:002018-06-28T00:00:00-07:002018-13887Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-28/pdf/2018-13887.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/28/2018-13886.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Withdrawal of Proposed Rule Change To Amend Rules 7150 and 72452018-06-28T00:00:00-07:002018-06-28T00:00:00-07:002018-13886Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-28/pdf/2018-13886.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/28/2018-13885.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.35E2018-06-28T00:00:00-07:002018-06-28T00:00:00-07:002018-13885Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-28/pdf/2018-13885.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/27/2018-13888.htmlNotice - Sunshine Act Meetings2018-06-27T00:00:00-07:002018-06-27T00:00:00-07:002018-13888Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-27/pdf/2018-13888.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/27/2018-13767.htmlNotice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of the Forty-Third Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis2018-06-27T00:00:00-07:002018-06-27T00:00:00-07:002018-13767Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-27/pdf/2018-13767.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/27/2018-13766.htmlNotice - Consolidated Tape Association; Notice of Filing and Immediate Effectiveness of the Twenty-Ninth Substantive Amendment to the Second Restatement of the CTA Plan and the Twenty-First Amendment to the Restated CQ Plan2018-06-27T00:00:00-07:002018-06-27T00:00:00-07:002018-13766Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-27/pdf/2018-13766.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/27/2018-13764.htmlNotice - Self-Regulatory Organizations; National Futures Association; Notice of Filing and Immediate Effectiveness of Proposed Technical Amendment to the Interpretive Notice to NFA Compliance Rule 2-9: Special Supervisory Requirements for Members Registered as Broker-Dealers Under Section 15(b)(11) of the Securities Exchange Act of 19342018-06-27T00:00:00-07:002018-06-27T00:00:00-07:002018-13764Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-27/pdf/2018-13764.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/27/2018-13763.htmlNotice - Self-Regulatory Organizations; National Futures Association; Notice of Filing and Immediate Effectiveness of Proposed Change to the Interpretive Notice to NFA Compliance Rule 2-9: Enhanced Supervisory Requirements: Requiring NFA Members To Maintain a Record of All Electronic Written Communications2018-06-27T00:00:00-07:002018-06-27T00:00:00-07:002018-13763Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-27/pdf/2018-13763.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/27/2018-13762.htmlNotice - Impact Shares Trust I, et al.2018-06-27T00:00:00-07:002018-06-27T00:00:00-07:002018-13762Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-27/pdf/2018-13762.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13784.htmlNotice - Sunshine Act Meetings2018-06-26T00:00:00-07:002018-06-26T00:00:00-07:002018-13784Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-26/pdf/2018-13784.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13687.htmlNotice - Submission for OMB Review; Comment Request2018-06-26T00:00:00-07:002018-06-26T00:00:00-07:002018-13687Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-26/pdf/2018-13687.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13686.htmlNotice - Submission for OMB Review; Comment Request2018-06-26T00:00:00-07:002018-06-26T00:00:00-07:002018-13686Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-26/pdf/2018-13686.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13685.htmlNotice - Submission for OMB Review; Comment Request2018-06-26T00:00:00-07:002018-06-26T00:00:00-07:002018-13685Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-26/pdf/2018-13685.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13684.htmlNotice - Submission for OMB Review; Comment Request2018-06-26T00:00:00-07:002018-06-26T00:00:00-07:002018-13684Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-26/pdf/2018-13684.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13683.htmlNotice - Submission for OMB Review; Comment Request2018-06-26T00:00:00-07:002018-06-26T00:00:00-07:002018-13683Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-26/pdf/2018-13683.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13682.htmlNotice - Submission for OMB Review; Comment Request2018-06-26T00:00:00-07:002018-06-26T00:00:00-07:002018-13682Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-26/pdf/2018-13682.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13681.htmlNotice - Submission for OMB Review; Comment Request2018-06-26T00:00:00-07:002018-06-26T00:00:00-07:002018-13681Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-26/pdf/2018-13681.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13680.htmlNotice - Submission for OMB Review; Comment Request2018-06-26T00:00:00-07:002018-06-26T00:00:00-07:002018-13680Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-26/pdf/2018-13680.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13638.htmlNotice - Self-Regulatory Organizations; Options Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Concerning Updates to and Formalization of OCC's Recovery and Orderly Wind-Down Plan2018-06-26T00:00:00-07:002018-06-26T00:00:00-07:002018-13638Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-26/pdf/2018-13638.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13637.htmlNotice - Self-Regulatory Organizations; Options Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Concerning Enhanced and New Tools for Recovery Scenarios2018-06-26T00:00:00-07:002018-06-26T00:00:00-07:002018-13637Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-26/pdf/2018-13637.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13620.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rule Governing Crowd Space Disputes2018-06-26T00:00:00-07:002018-06-26T00:00:00-07:002018-13620Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-26/pdf/2018-13620.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13619.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To, Among Other Things, Amend MSRB Rule G-3 To Restructure the MSRB's Current Municipal Securities Representative Qualification Examination and Harmonize Certain MSRB Qualification Requirements With FINRA Rules2018-06-26T00:00:00-07:002018-06-26T00:00:00-07:002018-13619Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-26/pdf/2018-13619.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13618.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 47022018-06-26T00:00:00-07:002018-06-26T00:00:00-07:002018-13618Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-26/pdf/2018-13618.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13617.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the Principal Morley Short Duration Index ETF2018-06-26T00:00:00-07:002018-06-26T00:00:00-07:002018-13617Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-26/pdf/2018-13617.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13616.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate the Exchange's Rules Pertaining to Co-location and Direct Connectivity2018-06-26T00:00:00-07:002018-06-26T00:00:00-07:002018-13616Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-26/pdf/2018-13616.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13615.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Clarify the SPX Select Market-Maker Program2018-06-26T00:00:00-07:002018-06-26T00:00:00-07:002018-13615Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-26/pdf/2018-13615.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13614.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Implementation of FINRA Rule 4240 (Margin Requirements for Credit Default Swaps)2018-06-26T00:00:00-07:002018-06-26T00:00:00-07:002018-13614Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-26/pdf/2018-13614.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13594.htmlNotice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amended Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and BOX Options Exchange LLC2018-06-26T00:00:00-07:002018-06-26T00:00:00-07:002018-13594Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-26/pdf/2018-13594.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/25/2018-13623.htmlNotice - Sunshine Act Meeting2018-06-25T00:00:00-07:002018-06-25T00:00:00-07:002018-13623Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-25/pdf/2018-13623.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/25/2018-13539.htmlNotice - Fixed Income Market Structure Advisory Committee2018-06-25T00:00:00-07:002018-06-25T00:00:00-07:002018-13539Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-25/pdf/2018-13539.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/25/2018-13508.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2 Thereto, To List and Trade Shares of Eighteen ADRPLUS Funds of the Precidian ETFs Trust Under Rule 14.11(i), Managed Fund Shares2018-06-25T00:00:00-07:002018-06-25T00:00:00-07:002018-13508Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-25/pdf/2018-13508.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/25/2018-13507.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate the Exchange's Rules Pertaining to Co-Location and Direct Connectivity2018-06-25T00:00:00-07:002018-06-25T00:00:00-07:002018-13507Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-25/pdf/2018-13507.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/25/2018-13506.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate the Exchange's Rules Pertaining to Co-Location and Direct Connectivity2018-06-25T00:00:00-07:002018-06-25T00:00:00-07:002018-13506Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-25/pdf/2018-13506.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/25/2018-13505.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Box and Butterfly Spread Protections2018-06-25T00:00:00-07:002018-06-25T00:00:00-07:002018-13505Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-25/pdf/2018-13505.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/25/2018-13500.htmlNotice - AXA Equitable Life Insurance Company, et al.2018-06-25T00:00:00-07:002018-06-25T00:00:00-07:002018-13500Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-25/pdf/2018-13500.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/25/2018-13484.htmlNotice - Draft 2018-2022 Strategic Plan for Securities and Exchange Commission2018-06-25T00:00:00-07:002018-06-25T00:00:00-07:002018-13484Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-25/pdf/2018-13484.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/22/2018-13380.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Rule 1101A, Terms of Option Contracts2018-06-22T00:00:00-07:002018-06-22T00:00:00-07:002018-13380Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-22/pdf/2018-13380.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/22/2018-13379.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change To Introduce a Floor to the Calculation of the Fails Charges and Make Other Changes2018-06-22T00:00:00-07:002018-06-22T00:00:00-07:002018-13379Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-22/pdf/2018-13379.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/22/2018-13378.htmlNotice - Self-Regulatory Organizations; LCH SA; Notice of Filing of Proposed Rule Change Relating to Liquidity Risk Management2018-06-22T00:00:00-07:002018-06-22T00:00:00-07:002018-13378Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-22/pdf/2018-13378.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/22/2018-12423.htmlRule - Optional Internet Availability of Investment Company Shareholder Reports2018-06-22T00:00:00-07:002018-06-22T00:00:00-07:002018-12423Rulehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-22/pdf/2018-12423.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/21/2018-13304.htmlNotice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Physical Port Fees for C22018-06-21T00:00:00-07:002018-06-21T00:00:00-07:002018-13304Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-21/pdf/2018-13304.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/21/2018-13303.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Make Permanent the Retail Liquidity Program Pilot, Rule 107C, Which Is Currently Set To Expire on June 30, 20182018-06-21T00:00:00-07:002018-06-21T00:00:00-07:002018-13303Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-21/pdf/2018-13303.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/21/2018-13302.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Physical Port Fees for Cboe Options2018-06-21T00:00:00-07:002018-06-21T00:00:00-07:002018-13302Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-21/pdf/2018-13302.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/21/2018-13301.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade the Shares of the ProShares Bitcoin ETF and the ProShares Short Bitcoin ETF Under NYSE Arca Rule 8.200-E, Commentary .022018-06-21T00:00:00-07:002018-06-21T00:00:00-07:002018-13301Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-21/pdf/2018-13301.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/21/2018-13300.htmlNotice - Self-Regulatory Organizations; LCH SA; Order Approving Proposed Rule Changes Related to LCH SA's Recovery and Wind Down Plans2018-06-21T00:00:00-07:002018-06-21T00:00:00-07:002018-13300Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-21/pdf/2018-13300.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/21/2018-13299.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Physical Port Fees for EDGX2018-06-21T00:00:00-07:002018-06-21T00:00:00-07:002018-13299Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-21/pdf/2018-13299.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/21/2018-13298.htmlNotice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Physical Port Fees for EDGA2018-06-21T00:00:00-07:002018-06-21T00:00:00-07:002018-13298Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-21/pdf/2018-13298.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/20/2018-13217.htmlNotice - Sprott ETF Trust and Sprott Asset Management USA Inc.2018-06-20T00:00:00-07:002018-06-20T00:00:00-07:002018-13217Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-20/pdf/2018-13217.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/20/2018-13172.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Changes in the Description of the Investments of the USCF Canadian Crude Oil Index Fund2018-06-20T00:00:00-07:002018-06-20T00:00:00-07:002018-13172Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-20/pdf/2018-13172.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/20/2018-13171.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase Certain Route-Out Fees Set Forth in Section IV.F of the Schedule of Fees2018-06-20T00:00:00-07:002018-06-20T00:00:00-07:002018-13171Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-20/pdf/2018-13171.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/20/2018-13170.htmlNotice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase Certain Route-Out Fees Set Forth in Section II.A of the Schedule of Fees2018-06-20T00:00:00-07:002018-06-20T00:00:00-07:002018-13170Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-20/pdf/2018-13170.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/20/2018-13169.htmlNotice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase Certain Route-Out Fees Set Forth in Section II.A of the Schedule of Fees2018-06-20T00:00:00-07:002018-06-20T00:00:00-07:002018-13169Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-20/pdf/2018-13169.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/20/2018-13168.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Physical Port Fees for BZX2018-06-20T00:00:00-07:002018-06-20T00:00:00-07:002018-13168Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-20/pdf/2018-13168.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/20/2018-13167.htmlNotice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Physical Port Fees for BYX2018-06-20T00:00:00-07:002018-06-20T00:00:00-07:002018-13167Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-20/pdf/2018-13167.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/20/2018-13166.htmlNotice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Rebates To Extend the Current Waiver of Certain Adding and Taking Tier Volume Requirements to July 1, 2018, and Make Non-Substantive Changes To Eliminate Obsolete Text2018-06-20T00:00:00-07:002018-06-20T00:00:00-07:002018-13166Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-20/pdf/2018-13166.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/20/2018-13165.htmlNotice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Transaction, Routing, and Port Fees In Connection With the Re-Launch of Trading on the Exchange2018-06-20T00:00:00-07:002018-06-20T00:00:00-07:002018-13165Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-20/pdf/2018-13165.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/20/2018-13164.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on Cboe BZX Exchange, Inc.2018-06-20T00:00:00-07:002018-06-20T00:00:00-07:002018-13164Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-20/pdf/2018-13164.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/20/2018-13163.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Transaction Fees at Rule 7014(j) and Rule 7018(a)2018-06-20T00:00:00-07:002018-06-20T00:00:00-07:002018-13163Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-20/pdf/2018-13163.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/20/2018-13162.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Amend Pillar Trading Platform Rule 7.31 Relating to Reserve Orders and Rule 7.36 Relating to Setter Priority2018-06-20T00:00:00-07:002018-06-20T00:00:00-07:002018-13162Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-20/pdf/2018-13162.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/20/2018-13161.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees Related to Complex Orders2018-06-20T00:00:00-07:002018-06-20T00:00:00-07:002018-13161Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-20/pdf/2018-13161.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/20/2018-13160.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Physical Port Fees for EDGX Options2018-06-20T00:00:00-07:002018-06-20T00:00:00-07:002018-13160Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-20/pdf/2018-13160.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/20/2018-13159.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Physical Port Fees for BZX Options2018-06-20T00:00:00-07:002018-06-20T00:00:00-07:002018-13159Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-20/pdf/2018-13159.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/19/2018-13085.htmlNotice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees2018-06-19T00:00:00-07:002018-06-19T00:00:00-07:002018-13085Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-19/pdf/2018-13085.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/19/2018-13084.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Adopt the Route QCT Cross Routing Option2018-06-19T00:00:00-07:002018-06-19T00:00:00-07:002018-13084Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-19/pdf/2018-13084.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/19/2018-13083.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List2018-06-19T00:00:00-07:002018-06-19T00:00:00-07:002018-13083Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-19/pdf/2018-13083.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/19/2018-13082.htmlNotice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Position Limits and Exercise Limits for Options on the SPDR Exchange-Traded Fund2018-06-19T00:00:00-07:002018-06-19T00:00:00-07:002018-13082Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-19/pdf/2018-13082.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/19/2018-13081.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend FINRA Rule 6433 To Adopt the OTC Quotation Tier Size Pilot as Permanent2018-06-19T00:00:00-07:002018-06-19T00:00:00-07:002018-13081Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-19/pdf/2018-13081.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/19/2018-13080.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend The Nasdaq Options Market LLC (“NOM”) Rules at Supplementary Material to Chapter III, Section 7, Entitled “Position Limits,” and Section 9, Entitled “Exercise Limits”2018-06-19T00:00:00-07:002018-06-19T00:00:00-07:002018-13080Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-19/pdf/2018-13080.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/18/2018-12984.htmlNotice - Submission for OMB Review; Comment Request2018-06-18T00:00:00-07:002018-06-18T00:00:00-07:002018-12984Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-18/pdf/2018-12984.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/18/2018-12983.htmlNotice - Submission for OMB Review; Comment Request2018-06-18T00:00:00-07:002018-06-18T00:00:00-07:002018-12983Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-18/pdf/2018-12983.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/18/2018-12982.htmlNotice - Submission for OMB Review; Comment Request2018-06-18T00:00:00-07:002018-06-18T00:00:00-07:002018-12982Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-18/pdf/2018-12982.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/18/2018-12981.htmlNotice - Proposed Collection; Comment Request2018-06-18T00:00:00-07:002018-06-18T00:00:00-07:002018-12981Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-18/pdf/2018-12981.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/18/2018-12935.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Fee Schedule2018-06-18T00:00:00-07:002018-06-18T00:00:00-07:002018-12935Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-18/pdf/2018-12935.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/18/2018-12934.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges2018-06-18T00:00:00-07:002018-06-18T00:00:00-07:002018-12934Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-18/pdf/2018-12934.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/18/2018-12933.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Commentary .07 to Rule 9042018-06-18T00:00:00-07:002018-06-18T00:00:00-07:002018-12933Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-18/pdf/2018-12933.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/18/2018-12932.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Position and Exercise Limits for Options on the SPY Exchange Traded Fund2018-06-18T00:00:00-07:002018-06-18T00:00:00-07:002018-12932Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-18/pdf/2018-12932.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/18/2018-12931.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Position Limit for SPY Options2018-06-18T00:00:00-07:002018-06-18T00:00:00-07:002018-12931Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-18/pdf/2018-12931.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/18/2018-12930.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend IM-3120-2 of BOX Rule 3120 (Position Limits) To Amend the Position and Exercise Limits for Options on the Standard and Poor's Depositary Receipts Trust (“SPY”)2018-06-18T00:00:00-07:002018-06-18T00:00:00-07:002018-12930Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-18/pdf/2018-12930.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/18/2018-12929.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Commentary .06 to Rule 6.8-O2018-06-18T00:00:00-07:002018-06-18T00:00:00-07:002018-12929Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-18/pdf/2018-12929.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/18/2018-12928.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 1001, Entitled “Position Limits”2018-06-18T00:00:00-07:002018-06-18T00:00:00-07:002018-12928Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-18/pdf/2018-12928.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/18/2018-12927.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Section IV.D of the Exchange's Schedule of Fees2018-06-18T00:00:00-07:002018-06-18T00:00:00-07:002018-12927Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-18/pdf/2018-12927.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/18/2018-12926.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges To Extend the Effectiveness of the Decommission Extension Fee Until September 20182018-06-18T00:00:00-07:002018-06-18T00:00:00-07:002018-12926Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-18/pdf/2018-12926.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/18/2018-12925.htmlNotice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule in Connection With the Technology Migration of C2 Onto the Options Platform of the Exchange's Affiliated Options Exchanges, Cboe EDGX Exchange, Inc. and Cboe BZX Exchange, Inc.2018-06-18T00:00:00-07:002018-06-18T00:00:00-07:002018-12925Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-18/pdf/2018-12925.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/15/2018-12902.htmlNotice - Aptus Capital Advisors, LLC and ETF Series Solutions2018-06-15T00:00:00-07:002018-06-15T00:00:00-07:002018-12902Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-15/pdf/2018-12902.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/15/2018-12856.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Security Futures Risk Disclosure Statement To Reflect the T+2 Settlement Cycle, Incorporate Prior Supplements, and Make Other Non-Substantive Changes2018-06-15T00:00:00-07:002018-06-15T00:00:00-07:002018-12856Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-15/pdf/2018-12856.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/15/2018-12855.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Related to The Options Clearing Corporation's Stress Testing and Clearing Fund Methodology2018-06-15T00:00:00-07:002018-06-15T00:00:00-07:002018-12855Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-15/pdf/2018-12855.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/15/2018-12854.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Descriptions of Certain Data Feeds Within the Nasdaq Options Market2018-06-15T00:00:00-07:002018-06-15T00:00:00-07:002018-12854Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-15/pdf/2018-12854.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/15/2018-12853.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List Related to Co-Location Services in Connection With the Re-Launch of Trading on NYSE National, Inc. and Proposed NYSE National Co-Location Services2018-06-15T00:00:00-07:002018-06-15T00:00:00-07:002018-12853Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-15/pdf/2018-12853.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/15/2018-12852.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Options Fees and Charges and the NYSE Arca Equities Fees and Charges Related to Co-Location Services in Connection With the Re-Launch of Trading on NYSE National, Inc. and Proposed NYSE National Co-Location Services2018-06-15T00:00:00-07:002018-06-15T00:00:00-07:002018-12852Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-15/pdf/2018-12852.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/15/2018-12851.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the NYSE American Equities Price List and the NYSE American Options Fee Schedule Related to Co-Location Services in Connection With the Re-Launch of Trading on NYSE National, Inc. and Proposed NYSE National Co-Location Services2018-06-15T00:00:00-07:002018-06-15T00:00:00-07:002018-12851Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-15/pdf/2018-12851.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/14/2018-12754.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change To Amend the Fee Structure of the Government Securities Division Rulebook2018-06-14T00:00:00-07:002018-06-14T00:00:00-07:002018-12754Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-14/pdf/2018-12754.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/14/2018-12753.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Establish a Second Trade Reporting Facility in Conjunction With Nasdaq, Inc.2018-06-14T00:00:00-07:002018-06-14T00:00:00-07:002018-12753Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-14/pdf/2018-12753.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/14/2018-12752.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Clarify and Enhance Rules Related to Comparison and Recording of CMU Securities2018-06-14T00:00:00-07:002018-06-14T00:00:00-07:002018-12752Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-14/pdf/2018-12752.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/14/2018-12751.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Market LLC (“BOX”) Options Facility To Amend Fees and Rebates for Non-Auction Transactions2018-06-14T00:00:00-07:002018-06-14T00:00:00-07:002018-12751Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-14/pdf/2018-12751.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/13/2018-12649.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Listing Standard for Paired Share Units2018-06-13T00:00:00-07:002018-06-13T00:00:00-07:002018-12649Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-13/pdf/2018-12649.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/13/2018-12648.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend FINRA Rule 6730 Relating to ATS Reporting of Transactions to TRACE in U.S. Treasury Securities2018-06-13T00:00:00-07:002018-06-13T00:00:00-07:002018-12648Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-13/pdf/2018-12648.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/13/2018-12647.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Tier Size Pilot of Rule 6433 (Minimum Quotation Size Requirements for OTC Equity Securities)2018-06-13T00:00:00-07:002018-06-13T00:00:00-07:002018-12647Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-13/pdf/2018-12647.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/12/2018-12555.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To List and Trade Shares of Each Series of the Cboe Vest S&P 500 Buffer Protect Strategy ETF Under the ETF Series Solutions Trust Under Rule 14.11(c)(3), Index Fund Shares2018-06-12T00:00:00-07:002018-06-12T00:00:00-07:002018-12555Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-12/pdf/2018-12555.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/12/2018-12553.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Order Approving Proposed Rule Change Relating to the ICE Clear Europe CDS End-of-Day Price Discovery Policy2018-06-12T00:00:00-07:002018-06-12T00:00:00-07:002018-12553Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-12/pdf/2018-12553.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/12/2018-12552.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To List and Trade Shares of Series of the Cboe Vest S&P 500 Enhanced Growth Strategy ETF Under the ETF Series Solutions Trust Under Rule 14.11(c)(3)2018-06-12T00:00:00-07:002018-06-12T00:00:00-07:002018-12552Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-12/pdf/2018-12552.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/12/2018-12551.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amendments to the ICC Clearing Rules To Implement the European Union General Data Protection Regulation2018-06-12T00:00:00-07:002018-06-12T00:00:00-07:002018-12551Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-12/pdf/2018-12551.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/12/2018-12550.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change Relating to Formalization of the ICC Model Validation Framework2018-06-12T00:00:00-07:002018-06-12T00:00:00-07:002018-12550Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-12/pdf/2018-12550.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/11/2018-12547.htmlNotice - Sunshine Act Meetings2018-06-11T00:00:00-07:002018-06-11T00:00:00-07:002018-12547Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-11/pdf/2018-12547.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/11/2018-12509.htmlNotice - BlackRock Variable Series Funds, Inc., et al.2018-06-11T00:00:00-07:002018-06-11T00:00:00-07:002018-12509Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-11/pdf/2018-12509.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/11/2018-12435.htmlNotice - Order Affirming Action by Delegated Authority Approving SR-NYSE-2016-55 and Discontinuing Stay2018-06-11T00:00:00-07:002018-06-11T00:00:00-07:002018-12435Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-11/pdf/2018-12435.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/11/2018-12434.htmlNotice - Proposed Collection; Comment Request; Generic ICR: Generic Clearance for the Collection of Qualitative Feedback on Agency Service Delivery2018-06-11T00:00:00-07:002018-06-11T00:00:00-07:002018-12434Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-11/pdf/2018-12434.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/11/2018-12433.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the Natixis Loomis Sayles Short Duration Income ETF2018-06-11T00:00:00-07:002018-06-11T00:00:00-07:002018-12433Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-11/pdf/2018-12433.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/11/2018-12432.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Establish an Electronic Price Improvement Auction for Complex Orders2018-06-11T00:00:00-07:002018-06-11T00:00:00-07:002018-12432Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-11/pdf/2018-12432.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/11/2018-12431.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Withdrawal of Proposed Rule Change To Modify the Listing Requirements Related to Special Purpose Acquisition Companies Listing Standards To Reduce Round Lot Holders on Nasdaq Capital Market for Initial Listing From 300 to 150 and Eliminate Public Holders for Continued Listing From 300 to Zero, Require $5 Million in Net Tangible Assets for Initial and Continued Listing on Nasdaq Capital Market, and Impose a Deadline To Demonstrate Compliance With Initial Listing Requirements on All Nasdaq Markets Within 30 Days Following Each Business Combination2018-06-11T00:00:00-07:002018-06-11T00:00:00-07:002018-12431Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-11/pdf/2018-12431.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/11/2018-12430.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to the Index Methodology Applicable to Indexes Underlying iShares California AMT-Free Muni Bond ETF and iShares New York AMT-Free Muni Bond ETF2018-06-11T00:00:00-07:002018-06-11T00:00:00-07:002018-12430Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-11/pdf/2018-12430.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/11/2018-12422.htmlNotice - Request for Comments on the Processing Fees Charged by Intermediaries for Distributing Materials Other Than Proxy Materials To Fund Investors2018-06-11T00:00:00-07:002018-06-11T00:00:00-07:002018-12422Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-11/pdf/2018-12422.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/11/2018-12408.htmlProposed Rule - Request for Comment on Fund Retail Investor Experience and Disclosure2018-06-11T00:00:00-07:002018-06-11T00:00:00-07:002018-12408Proposed Rulehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-11/pdf/2018-12408.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/11/2018-11245.htmlProposed Rule - Regulatory Flexibility Agenda2018-06-11T00:00:00-07:002018-06-11T00:00:00-07:002018-11245Proposed Rulehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-11/pdf/2018-11245.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/08/2018-12541.htmlNotice - Sunshine Act Meetings2018-06-08T00:00:00-07:002018-06-08T00:00:00-07:002018-12541Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-08/pdf/2018-12541.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/08/2018-12540.htmlNotice - Sunshine Act Meetings2018-06-08T00:00:00-07:002018-06-08T00:00:00-07:002018-12540Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-08/pdf/2018-12540.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/08/2018-12323.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amendments to the ICE Clear Europe Delivery Procedures2018-06-08T00:00:00-07:002018-06-08T00:00:00-07:002018-12323Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-08/pdf/2018-12323.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/08/2018-12322.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend and Reorganize Chapter V of the ISE Schedule of Fees2018-06-08T00:00:00-07:002018-06-08T00:00:00-07:002018-12322Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-08/pdf/2018-12322.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/08/2018-12321.htmlNotice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend and Reorganize Chapter IV of the GEMX Schedule of Fees2018-06-08T00:00:00-07:002018-06-08T00:00:00-07:002018-12321Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-08/pdf/2018-12321.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/08/2018-12320.htmlNotice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend and Reorganize Specific Chapters in the Schedule of Fees2018-06-08T00:00:00-07:002018-06-08T00:00:00-07:002018-12320Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-08/pdf/2018-12320.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/08/2018-12319.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing of Proposed Rule Change To Adopt Rules Governing the Trading of Complex Qualified Contingent Cross and Complex Customer Cross Orders2018-06-08T00:00:00-07:002018-06-08T00:00:00-07:002018-12319Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-08/pdf/2018-12319.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/08/2018-12318.htmlNotice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Memorialize Order and Execution Information Into MRX Rule 7182018-06-08T00:00:00-07:002018-06-08T00:00:00-07:002018-12318Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-08/pdf/2018-12318.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/08/2018-12317.htmlNotice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Memorialize Order and Execution Information Into GEMX Rule 7182018-06-08T00:00:00-07:002018-06-08T00:00:00-07:002018-12317Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-08/pdf/2018-12317.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/08/2018-11497.htmlProposed Rule - Covered Investment Fund Research Reports2018-06-08T00:00:00-07:002018-06-08T00:00:00-07:002018-11497Proposed Rulehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-08/pdf/2018-11497.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/07/2018-12196.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend a Representation Made in a Proposed Rule Change Previously Approved by the Commission Relating to the Listing and Trading of the iShares Inflation Hedged Corporate Bond ETF2018-06-07T00:00:00-07:002018-06-07T00:00:00-07:002018-12196Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-07/pdf/2018-12196.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/07/2018-12195.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Implement Changes to the Required Fund Deposit Calculation in the Government Securities Division Rulebook2018-06-07T00:00:00-07:002018-06-07T00:00:00-07:002018-12195Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-07/pdf/2018-12195.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/07/2018-12194.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Proprietary Market Data Fee Schedule Regarding the NYSE Best Quote and Trades Market Data Feed2018-06-07T00:00:00-07:002018-06-07T00:00:00-07:002018-12194Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-07/pdf/2018-12194.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/07/2018-12193.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Content of the NYSE Best Quote & Trades Data Feed2018-06-07T00:00:00-07:002018-06-07T00:00:00-07:002018-12193Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-07/pdf/2018-12193.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/07/2018-12192.htmlNotice - Submission for OMB Review; Comment Request2018-06-07T00:00:00-07:002018-06-07T00:00:00-07:002018-12192Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-07/pdf/2018-12192.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/07/2018-12191.htmlNotice - Sprott ETF Trust and Sprott Asset Management USA Inc.2018-06-07T00:00:00-07:002018-06-07T00:00:00-07:002018-12191Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-07/pdf/2018-12191.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/06/2018-12157.htmlNotice - Order Cancelling Registrations of Certain Transfer Agents2018-06-06T00:00:00-07:002018-06-06T00:00:00-07:002018-12157Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-06/pdf/2018-12157.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/06/2018-12115.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.37E and Rule 7.45E With Respect to NYSE National's Reopening of Trading and Reactivating Connection to the Securities Information Processors2018-06-06T00:00:00-07:002018-06-06T00:00:00-07:002018-12115Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-06/pdf/2018-12115.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/06/2018-12114.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.37 and Rule 17 With Respect to NYSE National's Reopening of Trading and Reactivating Connection to the Securities Information Processors2018-06-06T00:00:00-07:002018-06-06T00:00:00-07:002018-12114Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-06/pdf/2018-12114.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/06/2018-12113.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend the Listed Company Manual for Special Purpose Acquisition Companies To Lower the Initial Holders Requirement From 300 to 150 Round Lot Holders and To Eliminate Completely the 300 Public Stockholders Continued Listing Requirement, To Require at Least $5 Million in Net Tangible Assets for Initial and Continued Listing, and To Impose a 30-Day Deadline To Demonstrate Compliance With Certain Initial Listing Requirements Following a Business Combination2018-06-06T00:00:00-07:002018-06-06T00:00:00-07:002018-12113Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-06/pdf/2018-12113.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/06/2018-12112.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.37-E and Rule 7.45-E With Respect to NYSE National's Reopening of Trading and Reactivating Connection to the Securities Information Processors2018-06-06T00:00:00-07:002018-06-06T00:00:00-07:002018-12112Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-06/pdf/2018-12112.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/06/2018-12111.htmlNotice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Co-Location Services and Fees In Connection With the Re-Launch of Trading on the Exchange and To Amend Its Schedule of Fees and Rebates To Provide for Such Co-Location Services2018-06-06T00:00:00-07:002018-06-06T00:00:00-07:002018-12111Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-06/pdf/2018-12111.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/06/2018-12110.htmlNotice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish the NYSE National BBO, NYSE National Trades and NYSE National Integrated Feed Market Data Feeds2018-06-06T00:00:00-07:002018-06-06T00:00:00-07:002018-12110Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-06/pdf/2018-12110.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/05/2018-12116.htmlNotice - Sunshine Act Meetings2018-06-05T00:00:00-07:002018-06-05T00:00:00-07:002018-12116Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-05/pdf/2018-12116.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/05/2018-11985.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 307, Position Limits, and Exchange Rule 309, Exercise Limits2018-06-05T00:00:00-07:002018-06-05T00:00:00-07:002018-11985Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-05/pdf/2018-11985.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/05/2018-11984.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Intercontinental Exchange, Inc. Director Independence Policy2018-06-05T00:00:00-07:002018-06-05T00:00:00-07:002018-11984Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-05/pdf/2018-11984.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/05/2018-11983.htmlNotice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of the Proposed Rule Change To Amend the Descriptions of Certain Data Feeds Within Chapter VI, Section 19 Entitled “Data Feeds and Trade Information.”2018-06-05T00:00:00-07:002018-06-05T00:00:00-07:002018-11983Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-05/pdf/2018-11983.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/05/2018-11982.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Descriptions of Certain Data Feeds Within Rule 10702018-06-05T00:00:00-07:002018-06-05T00:00:00-07:002018-11982Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-05/pdf/2018-11982.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/05/2018-11981.htmlNotice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Intercontinental Exchange, Inc. Director Independence Policy2018-06-05T00:00:00-07:002018-06-05T00:00:00-07:002018-11981Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-05/pdf/2018-11981.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/05/2018-11980.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Intercontinental Exchange, Inc. Director Independence Policy2018-06-05T00:00:00-07:002018-06-05T00:00:00-07:002018-11980Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-05/pdf/2018-11980.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/05/2018-11979.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Intercontinental Exchange, Inc. Director Independence Policy2018-06-05T00:00:00-07:002018-06-05T00:00:00-07:002018-11979Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-05/pdf/2018-11979.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/05/2018-11978.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing of Proposed Rule Change To Amend Rule 7.35E Relating to the Auction Reference Price for a Trading Halt Auction Following a Regulatory Halt2018-06-05T00:00:00-07:002018-06-05T00:00:00-07:002018-11978Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-05/pdf/2018-11978.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/04/2018-11866.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing of Proposed Rule Change To Extend the Applicability of the Floor Broker Management System and the Snapshot Functionality to Registered Options Traders and Specialists2018-06-04T00:00:00-07:002018-06-04T00:00:00-07:002018-11866Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-04/pdf/2018-11866.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/04/2018-11865.htmlNotice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on Cboe EDGA Exchange, Inc.2018-06-04T00:00:00-07:002018-06-04T00:00:00-07:002018-11865Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-04/pdf/2018-11865.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/01/2018-11917.htmlNotice - Sunshine Act Meeting2018-06-01T00:00:00-07:002018-06-01T00:00:00-07:002018-11917Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-01/pdf/2018-11917.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/01/2018-11618.htmlRule - Technical Amendments to Rules of Practice and Rules of Organization; Conduct and Ethics; and Information and Requests2018-06-01T00:00:00-07:002018-06-01T00:00:00-07:002018-11618Rulehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-01/pdf/2018-11618.pdf