Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2018/06/29?limit=200®isters=between&mode=atom2024-12-19T21:08:39-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2018/06/29/2018-13986.htmlNotice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate the Exchange's Rules Pertaining to Co-Location and Direct Connectivity2018-06-29T00:00:00-07:002018-06-29T00:00:00-07:002018-13986Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-29/pdf/2018-13986.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/29/2018-13985.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change Relating to Amending the ICC Clearing Rules Regarding Mark-to-Market Margin2018-06-29T00:00:00-07:002018-06-29T00:00:00-07:002018-13985Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-29/pdf/2018-13985.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/29/2018-13984.htmlNotice - Self-Regulatory Organizations; NYSE Arca Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Commentary .02 to Rule 6.72-O in Order To Extend the Penny Pilot in Options Classes in Certain Issues Through December 31, 20182018-06-29T00:00:00-07:002018-06-29T00:00:00-07:002018-13984Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-29/pdf/2018-13984.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/29/2018-13983.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 510 To Extend the Penny Pilot Program2018-06-29T00:00:00-07:002018-06-29T00:00:00-07:002018-13983Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-29/pdf/2018-13983.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/29/2018-13982.htmlNotice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate the Exchange's Rules Pertaining to Co-Location and Direct Connectivity2018-06-29T00:00:00-07:002018-06-29T00:00:00-07:002018-13982Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-29/pdf/2018-13982.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/29/2018-13981.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MIAX Options Rule 510 To Extend the Penny Pilot Program2018-06-29T00:00:00-07:002018-06-29T00:00:00-07:002018-13981Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-29/pdf/2018-13981.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/29/2018-13980.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the DTC Operational Arrangements To Add Clarifying Text Relating to the Processing of Unit Investment Trust Securities Through the DTC Investor's Voluntary Redemptions and Sales Service2018-06-29T00:00:00-07:002018-06-29T00:00:00-07:002018-13980Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-29/pdf/2018-13980.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/29/2018-13979.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Commentary .02 to Rule 960NY in Order To Extend the Penny Pilot in Options Classes in Certain Issues Through December 31, 20182018-06-29T00:00:00-07:002018-06-29T00:00:00-07:002018-13979Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-29/pdf/2018-13979.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/29/2018-13978.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Exchange Rule 6.2., Hybrid Opening (and Sometimes Closing) System (“HOSS”)2018-06-29T00:00:00-07:002018-06-29T00:00:00-07:002018-13978Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-29/pdf/2018-13978.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/29/2018-13977.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Exchange Rule 6.2., Hybrid Opening (and Sometimes Closing) System (“HOSS”)2018-06-29T00:00:00-07:002018-06-29T00:00:00-07:002018-13977Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-29/pdf/2018-13977.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/29/2018-13975.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Fixed Income Clearing Corporation; National Securities Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Amend the Loss Allocation Rules and Make Other Changes2018-06-29T00:00:00-07:002018-06-29T00:00:00-07:002018-13975Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-29/pdf/2018-13975.pdfhttps://regulations.justia.com/regulations/fedreg/2018/06/29/2018-13974.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Fixed Income Clearing Corporation; National Securities Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Adopt a Recovery & Wind-Down Plan and Related Rules2018-06-29T00:00:00-07:002018-06-29T00:00:00-07:002018-13974Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-06-29/pdf/2018-13974.pdf