Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2018/06/27?limit=200&registers=between&mode=atom 2024-12-18T02:37:26-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2018/06/27/2018-13888.html Notice - Sunshine Act Meetings 2018-06-27T00:00:00-07:00 2018-06-27T00:00:00-07:00 2018-13888 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-27/pdf/2018-13888.pdf https://regulations.justia.com/regulations/fedreg/2018/06/27/2018-13767.html Notice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of the Forty-Third Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis 2018-06-27T00:00:00-07:00 2018-06-27T00:00:00-07:00 2018-13767 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-27/pdf/2018-13767.pdf https://regulations.justia.com/regulations/fedreg/2018/06/27/2018-13766.html Notice - Consolidated Tape Association; Notice of Filing and Immediate Effectiveness of the Twenty-Ninth Substantive Amendment to the Second Restatement of the CTA Plan and the Twenty-First Amendment to the Restated CQ Plan 2018-06-27T00:00:00-07:00 2018-06-27T00:00:00-07:00 2018-13766 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-27/pdf/2018-13766.pdf https://regulations.justia.com/regulations/fedreg/2018/06/27/2018-13764.html Notice - Self-Regulatory Organizations; National Futures Association; Notice of Filing and Immediate Effectiveness of Proposed Technical Amendment to the Interpretive Notice to NFA Compliance Rule 2-9: Special Supervisory Requirements for Members Registered as Broker-Dealers Under Section 15(b)(11) of the Securities Exchange Act of 1934 2018-06-27T00:00:00-07:00 2018-06-27T00:00:00-07:00 2018-13764 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-27/pdf/2018-13764.pdf https://regulations.justia.com/regulations/fedreg/2018/06/27/2018-13763.html Notice - Self-Regulatory Organizations; National Futures Association; Notice of Filing and Immediate Effectiveness of Proposed Change to the Interpretive Notice to NFA Compliance Rule 2-9: Enhanced Supervisory Requirements: Requiring NFA Members To Maintain a Record of All Electronic Written Communications 2018-06-27T00:00:00-07:00 2018-06-27T00:00:00-07:00 2018-13763 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-27/pdf/2018-13763.pdf https://regulations.justia.com/regulations/fedreg/2018/06/27/2018-13762.html Notice - Impact Shares Trust I, et al. 2018-06-27T00:00:00-07:00 2018-06-27T00:00:00-07:00 2018-13762 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-27/pdf/2018-13762.pdf