<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2018/06/20?registers=between Wed, 18 Dec 2024 04:29:08 -0800 Wed, 18 Dec 2024 04:29:08 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2018/06/20?registers=between Notice - Sprott ETF Trust and Sprott Asset Management USA Inc. https://regulations.justia.com/regulations/fedreg/2018/06/20/2018-13217.html https://regulations.justia.com/regulations/fedreg/2018/06/20/2018-13217.html Wed, 20 Jun 2018 00:00:00 -0700 2018-13217 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-20/pdf/2018-13217.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Changes in the Description of the Investments of the USCF Canadian Crude Oil Index Fund https://regulations.justia.com/regulations/fedreg/2018/06/20/2018-13172.html https://regulations.justia.com/regulations/fedreg/2018/06/20/2018-13172.html Wed, 20 Jun 2018 00:00:00 -0700 2018-13172 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-20/pdf/2018-13172.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase Certain Route-Out Fees Set Forth in Section IV.F of the Schedule of Fees https://regulations.justia.com/regulations/fedreg/2018/06/20/2018-13171.html https://regulations.justia.com/regulations/fedreg/2018/06/20/2018-13171.html Wed, 20 Jun 2018 00:00:00 -0700 2018-13171 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-20/pdf/2018-13171.pdf Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase Certain Route-Out Fees Set Forth in Section II.A of the Schedule of Fees https://regulations.justia.com/regulations/fedreg/2018/06/20/2018-13170.html https://regulations.justia.com/regulations/fedreg/2018/06/20/2018-13170.html Wed, 20 Jun 2018 00:00:00 -0700 2018-13170 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-20/pdf/2018-13170.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase Certain Route-Out Fees Set Forth in Section II.A of the Schedule of Fees https://regulations.justia.com/regulations/fedreg/2018/06/20/2018-13169.html https://regulations.justia.com/regulations/fedreg/2018/06/20/2018-13169.html Wed, 20 Jun 2018 00:00:00 -0700 2018-13169 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-20/pdf/2018-13169.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Physical Port Fees for BZX https://regulations.justia.com/regulations/fedreg/2018/06/20/2018-13168.html https://regulations.justia.com/regulations/fedreg/2018/06/20/2018-13168.html Wed, 20 Jun 2018 00:00:00 -0700 2018-13168 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-20/pdf/2018-13168.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Physical Port Fees for BYX https://regulations.justia.com/regulations/fedreg/2018/06/20/2018-13167.html https://regulations.justia.com/regulations/fedreg/2018/06/20/2018-13167.html Wed, 20 Jun 2018 00:00:00 -0700 2018-13167 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-20/pdf/2018-13167.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Rebates To Extend the Current Waiver of Certain Adding and Taking Tier Volume Requirements to July 1, 2018, and Make Non-Substantive Changes To Eliminate Obsolete Text https://regulations.justia.com/regulations/fedreg/2018/06/20/2018-13166.html https://regulations.justia.com/regulations/fedreg/2018/06/20/2018-13166.html Wed, 20 Jun 2018 00:00:00 -0700 2018-13166 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-20/pdf/2018-13166.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Transaction, Routing, and Port Fees In Connection With the Re-Launch of Trading on the Exchange https://regulations.justia.com/regulations/fedreg/2018/06/20/2018-13165.html https://regulations.justia.com/regulations/fedreg/2018/06/20/2018-13165.html Wed, 20 Jun 2018 00:00:00 -0700 2018-13165 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-20/pdf/2018-13165.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on Cboe BZX Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2018/06/20/2018-13164.html https://regulations.justia.com/regulations/fedreg/2018/06/20/2018-13164.html Wed, 20 Jun 2018 00:00:00 -0700 2018-13164 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-20/pdf/2018-13164.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Transaction Fees at Rule 7014(j) and Rule 7018(a) https://regulations.justia.com/regulations/fedreg/2018/06/20/2018-13163.html https://regulations.justia.com/regulations/fedreg/2018/06/20/2018-13163.html Wed, 20 Jun 2018 00:00:00 -0700 2018-13163 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-20/pdf/2018-13163.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Amend Pillar Trading Platform Rule 7.31 Relating to Reserve Orders and Rule 7.36 Relating to Setter Priority https://regulations.justia.com/regulations/fedreg/2018/06/20/2018-13162.html https://regulations.justia.com/regulations/fedreg/2018/06/20/2018-13162.html Wed, 20 Jun 2018 00:00:00 -0700 2018-13162 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-20/pdf/2018-13162.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees Related to Complex Orders https://regulations.justia.com/regulations/fedreg/2018/06/20/2018-13161.html https://regulations.justia.com/regulations/fedreg/2018/06/20/2018-13161.html Wed, 20 Jun 2018 00:00:00 -0700 2018-13161 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-20/pdf/2018-13161.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Physical Port Fees for EDGX Options https://regulations.justia.com/regulations/fedreg/2018/06/20/2018-13160.html https://regulations.justia.com/regulations/fedreg/2018/06/20/2018-13160.html Wed, 20 Jun 2018 00:00:00 -0700 2018-13160 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-20/pdf/2018-13160.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Physical Port Fees for BZX Options https://regulations.justia.com/regulations/fedreg/2018/06/20/2018-13159.html https://regulations.justia.com/regulations/fedreg/2018/06/20/2018-13159.html Wed, 20 Jun 2018 00:00:00 -0700 2018-13159 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-20/pdf/2018-13159.pdf