Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2018/05/25?limit=200&registers=between&mode=atom 2024-12-11T05:59:15-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2018/05/25/2018-11296.html Notice - Weiss Strategic Interval Fund and Weiss Multi-Strategy Advisers LLC 2018-05-25T00:00:00-07:00 2018-05-25T00:00:00-07:00 2018-11296 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-25/pdf/2018-11296.pdf https://regulations.justia.com/regulations/fedreg/2018/05/25/2018-11226.html Notice - Order Granting Application by NYSE National, Inc. for an Exemption Pursuant to Section 36(a) of the Exchange Act From the Rule Filing Requirements of Section 19(b) of the Exchange Act With Respect to Certain Rules Incorporated by Reference 2018-05-25T00:00:00-07:00 2018-05-25T00:00:00-07:00 2018-11226 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-25/pdf/2018-11226.pdf https://regulations.justia.com/regulations/fedreg/2018/05/25/2018-11225.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Sections I and II of the Pricing Schedule 2018-05-25T00:00:00-07:00 2018-05-25T00:00:00-07:00 2018-11225 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-25/pdf/2018-11225.pdf https://regulations.justia.com/regulations/fedreg/2018/05/25/2018-11224.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Modify the Listing Requirements Contained in Listing Rule 5635(d) To Change the Definition of Market Value for Purposes of the Shareholder Approval Rule and Eliminate the Requirement for Shareholder Approval of Issuances at a Price Less Than Book Value but Greater Than Market Value 2018-05-25T00:00:00-07:00 2018-05-25T00:00:00-07:00 2018-11224 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-25/pdf/2018-11224.pdf https://regulations.justia.com/regulations/fedreg/2018/05/25/2018-11223.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Adopt BZX Rule 14.11(k) To Permit the Listing and Trading of Managed Portfolio Shares and To List and Trade Shares of the ClearBridge Appreciation ETF, ClearBridge Large Cap ETF, ClearBridge Mid Cap Growth ETF, ClearBridge Select ETF, and ClearBridge All Cap Value ETF 2018-05-25T00:00:00-07:00 2018-05-25T00:00:00-07:00 2018-11223 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-25/pdf/2018-11223.pdf https://regulations.justia.com/regulations/fedreg/2018/05/25/2018-11222.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 5.3, Criteria for Underlying Securities 2018-05-25T00:00:00-07:00 2018-05-25T00:00:00-07:00 2018-11222 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-25/pdf/2018-11222.pdf https://regulations.justia.com/regulations/fedreg/2018/05/25/2018-11219.html Notice - Proposed Collection; Comment Request 2018-05-25T00:00:00-07:00 2018-05-25T00:00:00-07:00 2018-11219 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-25/pdf/2018-11219.pdf https://regulations.justia.com/regulations/fedreg/2018/05/25/2018-11218.html Notice - Submission for OMB Review; Comment Request 2018-05-25T00:00:00-07:00 2018-05-25T00:00:00-07:00 2018-11218 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-25/pdf/2018-11218.pdf