<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2018/05/18?registers=between Wed, 18 Dec 2024 07:02:50 -0800 Wed, 18 Dec 2024 07:02:50 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2018/05/18?registers=between Notice - PFM Multi-Manager Series Trust and PFM Asset Management LLC https://regulations.justia.com/regulations/fedreg/2018/05/18/2018-10639.html https://regulations.justia.com/regulations/fedreg/2018/05/18/2018-10639.html Fri, 18 May 2018 00:00:00 -0700 2018-10639 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-18/pdf/2018-10639.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend its Price List https://regulations.justia.com/regulations/fedreg/2018/05/18/2018-10606.html https://regulations.justia.com/regulations/fedreg/2018/05/18/2018-10606.html Fri, 18 May 2018 00:00:00 -0700 2018-10606 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-18/pdf/2018-10606.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Market Order Spread Protection and Reorganize Rule Chapter VI, Section 18 Entitled, “Order Price Protections” https://regulations.justia.com/regulations/fedreg/2018/05/18/2018-10605.html https://regulations.justia.com/regulations/fedreg/2018/05/18/2018-10605.html Fri, 18 May 2018 00:00:00 -0700 2018-10605 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-18/pdf/2018-10605.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Market Order Spread Protection https://regulations.justia.com/regulations/fedreg/2018/05/18/2018-10604.html https://regulations.justia.com/regulations/fedreg/2018/05/18/2018-10604.html Fri, 18 May 2018 00:00:00 -0700 2018-10604 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-18/pdf/2018-10604.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change Relating To Create a Fee and Honorarium for Late Cancellation of a Prehearing Conference https://regulations.justia.com/regulations/fedreg/2018/05/18/2018-10603.html https://regulations.justia.com/regulations/fedreg/2018/05/18/2018-10603.html Fri, 18 May 2018 00:00:00 -0700 2018-10603 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-18/pdf/2018-10603.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Silexx Trading Platform Fees Schedule https://regulations.justia.com/regulations/fedreg/2018/05/18/2018-10602.html https://regulations.justia.com/regulations/fedreg/2018/05/18/2018-10602.html Fri, 18 May 2018 00:00:00 -0700 2018-10602 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-18/pdf/2018-10602.pdf Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 6.11., Regarding the Opening Process for Index Options https://regulations.justia.com/regulations/fedreg/2018/05/18/2018-10601.html https://regulations.justia.com/regulations/fedreg/2018/05/18/2018-10601.html Fri, 18 May 2018 00:00:00 -0700 2018-10601 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-18/pdf/2018-10601.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7018(a) To Establish a New Fee for Orders With Midpoint Pegging That Execute at a Price Better Than the Midpoint of the NBBO https://regulations.justia.com/regulations/fedreg/2018/05/18/2018-10600.html https://regulations.justia.com/regulations/fedreg/2018/05/18/2018-10600.html Fri, 18 May 2018 00:00:00 -0700 2018-10600 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-18/pdf/2018-10600.pdf