Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2018/05/16?limit=200&registers=between&mode=atom 2024-05-22T07:03:03-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2018/05/16/2018-10417.html Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rules in Connection With the Migration of Cboe C2 to Cboe EDGX Options Technology 2018-05-16T00:00:00-07:00 2018-05-16T00:00:00-07:00 2018-10417 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-16/pdf/2018-10417.pdf https://regulations.justia.com/regulations/fedreg/2018/05/16/2018-10383.html Notice - Franklin Alternative Strategies Funds, et al. 2018-05-16T00:00:00-07:00 2018-05-16T00:00:00-07:00 2018-10383 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-16/pdf/2018-10383.pdf https://regulations.justia.com/regulations/fedreg/2018/05/16/2018-10381.html Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on Cboe BYX Exchange, Inc. 2018-05-16T00:00:00-07:00 2018-05-16T00:00:00-07:00 2018-10381 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-16/pdf/2018-10381.pdf https://regulations.justia.com/regulations/fedreg/2018/05/16/2018-10380.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on Cboe BZX Exchange, Inc. 2018-05-16T00:00:00-07:00 2018-05-16T00:00:00-07:00 2018-10380 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-16/pdf/2018-10380.pdf https://regulations.justia.com/regulations/fedreg/2018/05/16/2018-10379.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Order Granting Approval of Proposed Rule Change To Create a New Rule 1081, To Amend Electronic Market Maker Obligations and Quoting Requirements for Electronic ROTs, Which Will Be Defined To Include SQTs, RSQTs, Directed SQTs, Directed RSQTs, Specialists, and Remote Specialists 2018-05-16T00:00:00-07:00 2018-05-16T00:00:00-07:00 2018-10379 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-16/pdf/2018-10379.pdf https://regulations.justia.com/regulations/fedreg/2018/05/16/2018-10378.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise the Language of Certain Administrative Rules To Continue To Help Ensure That They Reflect MSRB Practices and Improve Consistency Among the Rules 2018-05-16T00:00:00-07:00 2018-05-16T00:00:00-07:00 2018-10378 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-16/pdf/2018-10378.pdf https://regulations.justia.com/regulations/fedreg/2018/05/16/2018-10377.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To List and Trade Under BZX Rule 14.11(c)(4) Shares of the iShares Long-Term National Muni Bond ETF of iShares Trust 2018-05-16T00:00:00-07:00 2018-05-16T00:00:00-07:00 2018-10377 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-16/pdf/2018-10377.pdf https://regulations.justia.com/regulations/fedreg/2018/05/16/2018-10369.html Notice - Program for Allocation of Regulatory Responsibilities Pursuant To Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amended Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc., Cboe Exchange, Inc., and Cboe C2 Exchange, Inc. 2018-05-16T00:00:00-07:00 2018-05-16T00:00:00-07:00 2018-10369 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-16/pdf/2018-10369.pdf