Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2018/05/15?limit=200&registers=between&mode=atom 2024-12-18T06:47:58-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2018/05/15/2018-10395.html Notice - Sunshine Act Meetings 2018-05-15T00:00:00-07:00 2018-05-15T00:00:00-07:00 2018-10395 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-15/pdf/2018-10395.pdf https://regulations.justia.com/regulations/fedreg/2018/05/15/2018-10272.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Order Approving a Proposed Rule Change Relating to Flexibly Structured Options 2018-05-15T00:00:00-07:00 2018-05-15T00:00:00-07:00 2018-10272 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-15/pdf/2018-10272.pdf https://regulations.justia.com/regulations/fedreg/2018/05/15/2018-10263.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Modify the NYSE American Options Fee Schedule 2018-05-15T00:00:00-07:00 2018-05-15T00:00:00-07:00 2018-10263 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-15/pdf/2018-10263.pdf https://regulations.justia.com/regulations/fedreg/2018/05/15/2018-10262.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Options Fee Schedule 2018-05-15T00:00:00-07:00 2018-05-15T00:00:00-07:00 2018-10262 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-15/pdf/2018-10262.pdf https://regulations.justia.com/regulations/fedreg/2018/05/15/2018-10261.html Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its Fees Schedule, Including Connectivity Fees, in Connection with its Technology Migration 2018-05-15T00:00:00-07:00 2018-05-15T00:00:00-07:00 2018-10261 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-15/pdf/2018-10261.pdf https://regulations.justia.com/regulations/fedreg/2018/05/15/2018-10260.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Certain Routing Fees Related to its Equity Options Platform 2018-05-15T00:00:00-07:00 2018-05-15T00:00:00-07:00 2018-10260 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-15/pdf/2018-10260.pdf https://regulations.justia.com/regulations/fedreg/2018/05/15/2018-10259.html Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Memorialize Its Order and Execution Information Into Chapter VI, Section 19, Entitled Data Feeds 2018-05-15T00:00:00-07:00 2018-05-15T00:00:00-07:00 2018-10259 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-15/pdf/2018-10259.pdf https://regulations.justia.com/regulations/fedreg/2018/05/15/2018-10258.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Memorialize Order and Execution Available to Participants Into Chapter VI, Section 19, Entitled Data Feeds 2018-05-15T00:00:00-07:00 2018-05-15T00:00:00-07:00 2018-10258 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-15/pdf/2018-10258.pdf https://regulations.justia.com/regulations/fedreg/2018/05/15/2018-10257.html Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Market LLC (“BOX”) Options Facility To Amend Connectivity Fees and Establish Port Fees 2018-05-15T00:00:00-07:00 2018-05-15T00:00:00-07:00 2018-10257 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-15/pdf/2018-10257.pdf https://regulations.justia.com/regulations/fedreg/2018/05/15/2018-10256.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Memorialize Its Order and Execution Information Into Phlx Rule 1070 2018-05-15T00:00:00-07:00 2018-05-15T00:00:00-07:00 2018-10256 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-15/pdf/2018-10256.pdf https://regulations.justia.com/regulations/fedreg/2018/05/15/2018-10255.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Zero-Bid Option Series 2018-05-15T00:00:00-07:00 2018-05-15T00:00:00-07:00 2018-10255 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-15/pdf/2018-10255.pdf https://regulations.justia.com/regulations/fedreg/2018/05/15/2018-10254.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Reorganize and Amend the Exchange's Pricing Schedule at Section VII, B, Entitled “Port Fees” 2018-05-15T00:00:00-07:00 2018-05-15T00:00:00-07:00 2018-10254 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-15/pdf/2018-10254.pdf https://regulations.justia.com/regulations/fedreg/2018/05/15/2018-10253.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Reorganize and Amend The Nasdaq Options Market LLC Chapter XV, Section 3, Entitled “Nasdaq Options Market-Ports and Other Services 2018-05-15T00:00:00-07:00 2018-05-15T00:00:00-07:00 2018-10253 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-15/pdf/2018-10253.pdf https://regulations.justia.com/regulations/fedreg/2018/05/15/2018-10252.html Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Reorganize and Amend Chapter XV, Section 3, entitled BX Options Market-Ports and Other Services 2018-05-15T00:00:00-07:00 2018-05-15T00:00:00-07:00 2018-10252 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-15/pdf/2018-10252.pdf https://regulations.justia.com/regulations/fedreg/2018/05/15/2018-10246.html Notice - TCW Direct Lending LLC, et al.; 2018-05-15T00:00:00-07:00 2018-05-15T00:00:00-07:00 2018-10246 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-15/pdf/2018-10246.pdf https://regulations.justia.com/regulations/fedreg/2018/05/15/2018-10245.html Notice - U.S. Global Investors, Inc. et al. 2018-05-15T00:00:00-07:00 2018-05-15T00:00:00-07:00 2018-10245 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-15/pdf/2018-10245.pdf https://regulations.justia.com/regulations/fedreg/2018/05/15/2018-10241.html Notice - Proposed Collection; Comment Request 2018-05-15T00:00:00-07:00 2018-05-15T00:00:00-07:00 2018-10241 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-15/pdf/2018-10241.pdf https://regulations.justia.com/regulations/fedreg/2018/05/15/2018-10232.html Notice - Proposed Collection; Comment Request 2018-05-15T00:00:00-07:00 2018-05-15T00:00:00-07:00 2018-10232 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-15/pdf/2018-10232.pdf https://regulations.justia.com/regulations/fedreg/2018/05/15/2018-10231.html Notice - Proposed Collection; Comment Request 2018-05-15T00:00:00-07:00 2018-05-15T00:00:00-07:00 2018-10231 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-15/pdf/2018-10231.pdf