Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2018/05/09?limit=200&registers=between&mode=atom 2024-05-11T04:53:07-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2018/05/09/2018-09884.html Notice - Proposed Collection; Comment Request 2018-05-09T00:00:00-07:00 2018-05-09T00:00:00-07:00 2018-09884 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-09/pdf/2018-09884.pdf https://regulations.justia.com/regulations/fedreg/2018/05/09/2018-09838.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Order Approving a Proposed Rule Change Amending Rule 1079, FLEX Index, Equity and Currency Options, and Rule 1059, Accommodation Transactions, To Allow the Closing of Flexible Exchange Options (“FLEX options”) in Cabinet Trading 2018-05-09T00:00:00-07:00 2018-05-09T00:00:00-07:00 2018-09838 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-09/pdf/2018-09838.pdf https://regulations.justia.com/regulations/fedreg/2018/05/09/2018-09830.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Operation of the SPXPM Pilot Program 2018-05-09T00:00:00-07:00 2018-05-09T00:00:00-07:00 2018-09830 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-09/pdf/2018-09830.pdf https://regulations.justia.com/regulations/fedreg/2018/05/09/2018-09829.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Renew the Nonstandard Expirations Pilot Program 2018-05-09T00:00:00-07:00 2018-05-09T00:00:00-07:00 2018-09829 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-09/pdf/2018-09829.pdf https://regulations.justia.com/regulations/fedreg/2018/05/09/2018-09806.html Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Price Protections for Complex Orders 2018-05-09T00:00:00-07:00 2018-05-09T00:00:00-07:00 2018-09806 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-05-09/pdf/2018-09806.pdf https://regulations.justia.com/regulations/fedreg/2018/05/09/2018-08679.html Proposed Rule - Proposed Commission Interpretation Regarding Standard of Conduct for Investment Advisers; Request for Comment on Enhancing Investment Adviser Regulation 2018-05-09T00:00:00-07:00 2018-05-09T00:00:00-07:00 2018-08679 Proposed Rule https://www.gpo.gov/fdsys/pkg/FR-2018-05-09/pdf/2018-08679.pdf https://regulations.justia.com/regulations/fedreg/2018/05/09/2018-08583.html Proposed Rule - Form CRS Relationship Summary; Amendments to Form ADV; Required Disclosures in Retail Communications and Restrictions on the Use of Certain Names or Titles 2018-05-09T00:00:00-07:00 2018-05-09T00:00:00-07:00 2018-08583 Proposed Rule https://www.gpo.gov/fdsys/pkg/FR-2018-05-09/pdf/2018-08583.pdf https://regulations.justia.com/regulations/fedreg/2018/05/09/2018-08582.html Proposed Rule - Regulation Best Interest 2018-05-09T00:00:00-07:00 2018-05-09T00:00:00-07:00 2018-08582 Proposed Rule https://www.gpo.gov/fdsys/pkg/FR-2018-05-09/pdf/2018-08582.pdf