Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2018/04/26?limit=200&registers=between&mode=atom 2024-12-18T09:54:28-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2018/04/26/2018-08828.html Notice - Proposed Collection; Comment Request 2018-04-26T00:00:00-07:00 2018-04-26T00:00:00-07:00 2018-08828 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-04-26/pdf/2018-08828.pdf https://regulations.justia.com/regulations/fedreg/2018/04/26/2018-08821.html Notice - Proposed Collection; Comment Request 2018-04-26T00:00:00-07:00 2018-04-26T00:00:00-07:00 2018-08821 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-04-26/pdf/2018-08821.pdf https://regulations.justia.com/regulations/fedreg/2018/04/26/2018-08820.html Notice - Proposed Collection; Comment Request 2018-04-26T00:00:00-07:00 2018-04-26T00:00:00-07:00 2018-08820 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-04-26/pdf/2018-08820.pdf https://regulations.justia.com/regulations/fedreg/2018/04/26/2018-08819.html Notice - Proposed Collection; Comment Request 2018-04-26T00:00:00-07:00 2018-04-26T00:00:00-07:00 2018-08819 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-04-26/pdf/2018-08819.pdf https://regulations.justia.com/regulations/fedreg/2018/04/26/2018-08818.html Notice - Proposed Collection; Comment Request 2018-04-26T00:00:00-07:00 2018-04-26T00:00:00-07:00 2018-08818 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-04-26/pdf/2018-08818.pdf https://regulations.justia.com/regulations/fedreg/2018/04/26/2018-08817.html Notice - Proposed Collection; Comment Request 2018-04-26T00:00:00-07:00 2018-04-26T00:00:00-07:00 2018-08817 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-04-26/pdf/2018-08817.pdf https://regulations.justia.com/regulations/fedreg/2018/04/26/2018-08816.html Notice - Proposed Collection; Comment Request 2018-04-26T00:00:00-07:00 2018-04-26T00:00:00-07:00 2018-08816 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-04-26/pdf/2018-08816.pdf https://regulations.justia.com/regulations/fedreg/2018/04/26/2018-08815.html Notice - Proposed Collection; Comment Request 2018-04-26T00:00:00-07:00 2018-04-26T00:00:00-07:00 2018-08815 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-04-26/pdf/2018-08815.pdf https://regulations.justia.com/regulations/fedreg/2018/04/26/2018-08733.html Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Incorporate by Reference The Nasdaq Stock Market LLC's Consolidated Audit Trail Rules Into the Rules of Nasdaq MRX 2018-04-26T00:00:00-07:00 2018-04-26T00:00:00-07:00 2018-08733 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-04-26/pdf/2018-08733.pdf https://regulations.justia.com/regulations/fedreg/2018/04/26/2018-08732.html Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Incorporate by Reference The Nasdaq Stock Market LLC's Consolidated Audit Trail Rules Into the Rules of Nasdaq GEMX 2018-04-26T00:00:00-07:00 2018-04-26T00:00:00-07:00 2018-08732 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-04-26/pdf/2018-08732.pdf https://regulations.justia.com/regulations/fedreg/2018/04/26/2018-08731.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Establish a Second Trade Reporting Facility in Conjunction With Nasdaq, Inc. 2018-04-26T00:00:00-07:00 2018-04-26T00:00:00-07:00 2018-08731 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-04-26/pdf/2018-08731.pdf https://regulations.justia.com/regulations/fedreg/2018/04/26/2018-08730.html Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Incorporate by Reference The Nasdaq Stock Market LLC's Consolidated Audit Trail Rules Into the Rules of Nasdaq BX 2018-04-26T00:00:00-07:00 2018-04-26T00:00:00-07:00 2018-08730 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-04-26/pdf/2018-08730.pdf https://regulations.justia.com/regulations/fedreg/2018/04/26/2018-08729.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule at Section II To Clarify Fees Applicable To Correcting “As/of” or “Reversal” Trades 2018-04-26T00:00:00-07:00 2018-04-26T00:00:00-07:00 2018-08729 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-04-26/pdf/2018-08729.pdf https://regulations.justia.com/regulations/fedreg/2018/04/26/2018-08728.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Incorporate by Reference The Nasdaq Stock Market LLC's Consolidated Audit Trail Rules Into the Rules of Nasdaq ISE 2018-04-26T00:00:00-07:00 2018-04-26T00:00:00-07:00 2018-08728 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-04-26/pdf/2018-08728.pdf https://regulations.justia.com/regulations/fedreg/2018/04/26/2018-08727.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Incorporate by Reference The Nasdaq Stock Market LLC's Consolidated Audit Trail Rules Into the Rules of Nasdaq Phlx 2018-04-26T00:00:00-07:00 2018-04-26T00:00:00-07:00 2018-08727 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-04-26/pdf/2018-08727.pdf https://regulations.justia.com/regulations/fedreg/2018/04/26/2018-08726.html Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 11.350 To Clarify When a New IEX-Listed Security Will Be Eligible To Begin Trading With an IPO Auction 2018-04-26T00:00:00-07:00 2018-04-26T00:00:00-07:00 2018-08726 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-04-26/pdf/2018-08726.pdf https://regulations.justia.com/regulations/fedreg/2018/04/26/2018-08725.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Options Fee Schedule 2018-04-26T00:00:00-07:00 2018-04-26T00:00:00-07:00 2018-08725 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-04-26/pdf/2018-08725.pdf https://regulations.justia.com/regulations/fedreg/2018/04/26/2018-08724.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE American Options Fee Schedule 2018-04-26T00:00:00-07:00 2018-04-26T00:00:00-07:00 2018-08724 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-04-26/pdf/2018-08724.pdf