<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2018/04/11?registers=between Wed, 18 Dec 2024 09:20:44 -0800 Wed, 18 Dec 2024 09:20:44 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2018/04/11?registers=between Notice - Application; Benefit Street Partners BDC, Inc., et al. https://regulations.justia.com/regulations/fedreg/2018/04/11/2018-07430.html https://regulations.justia.com/regulations/fedreg/2018/04/11/2018-07430.html Wed, 11 Apr 2018 00:00:00 -0700 2018-07430 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-04-11/pdf/2018-07430.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Rebates Provided to Members That Send Unsolicited Crossing Orders to the Exchange https://regulations.justia.com/regulations/fedreg/2018/04/11/2018-07408.html https://regulations.justia.com/regulations/fedreg/2018/04/11/2018-07408.html Wed, 11 Apr 2018 00:00:00 -0700 2018-07408 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-04-11/pdf/2018-07408.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Delay of Complex Order Quoting Functionality https://regulations.justia.com/regulations/fedreg/2018/04/11/2018-07407.html https://regulations.justia.com/regulations/fedreg/2018/04/11/2018-07407.html Wed, 11 Apr 2018 00:00:00 -0700 2018-07407 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-04-11/pdf/2018-07407.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the ProShares Short VIX Short-Term Futures ETF and ProShares Ultra VIX Short-Term Futures ETF https://regulations.justia.com/regulations/fedreg/2018/04/11/2018-07406.html https://regulations.justia.com/regulations/fedreg/2018/04/11/2018-07406.html Wed, 11 Apr 2018 00:00:00 -0700 2018-07406 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-04-11/pdf/2018-07406.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Schedule of Fees To Clarify the Fees and Rebates for the Complex Order Exposure Auction Pursuant to Rule 722(b)(3)(iii) https://regulations.justia.com/regulations/fedreg/2018/04/11/2018-07405.html https://regulations.justia.com/regulations/fedreg/2018/04/11/2018-07405.html Wed, 11 Apr 2018 00:00:00 -0700 2018-07405 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-04-11/pdf/2018-07405.pdf Notice - Order Regarding Review of FASB Accounting Support Fee for 2018 Under Section 109 of the Sarbanes-Oxley Act of 2002 https://regulations.justia.com/regulations/fedreg/2018/04/11/2018-07363.html https://regulations.justia.com/regulations/fedreg/2018/04/11/2018-07363.html Wed, 11 Apr 2018 00:00:00 -0700 2018-07363 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-04-11/pdf/2018-07363.pdf