Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2018/04/09?limit=200&registers=between&mode=atom 2024-02-27T16:57:45-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2018/04/09/2018-07113.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Fees Charged in Connection With the Filing of Supplemental Listing Applications in Connection With the Issuance of Convertible Securities 2018-04-09T00:00:00-07:00 2018-04-09T00:00:00-07:00 2018-07113 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-04-09/pdf/2018-07113.pdf https://regulations.justia.com/regulations/fedreg/2018/04/09/2018-07112.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt BZX Rule 14.11(k) To Permit the Listing and Trading of Managed Portfolio Shares and To List and Trade Shares of the ClearBridge Appreciation ETF, ClearBridge Large Cap ETF, ClearBridge MidCap Growth ETF, ClearBridge Select ETF, and ClearBridge All Cap Value ETF 2018-04-09T00:00:00-07:00 2018-04-09T00:00:00-07:00 2018-07112 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-04-09/pdf/2018-07112.pdf https://regulations.justia.com/regulations/fedreg/2018/04/09/2018-07111.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Related to The Options Clearing Corporation's Trade Acceptance and Novation Rules 2018-04-09T00:00:00-07:00 2018-04-09T00:00:00-07:00 2018-07111 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-04-09/pdf/2018-07111.pdf