<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2018/04/05?registers=between Mon, 06 May 2024 20:11:15 -0700 Mon, 06 May 2024 20:11:15 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2018/04/05?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2018/04/05/2018-07008.html https://regulations.justia.com/regulations/fedreg/2018/04/05/2018-07008.html Thu, 05 Apr 2018 00:00:00 -0700 2018-07008 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-04-05/pdf/2018-07008.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Disclosure Services Offered To Certain New Listings https://regulations.justia.com/regulations/fedreg/2018/04/05/2018-06917.html https://regulations.justia.com/regulations/fedreg/2018/04/05/2018-06917.html Thu, 05 Apr 2018 00:00:00 -0700 2018-06917 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-04-05/pdf/2018-06917.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing of Proposed Rule Change To Create a New Rule 1081, To Amend Electronic Market Maker Obligations and Quoting Requirements for Electronic ROTs, Which Will Be Defined To Include SQTs, RSQTs, Directed SQTs, Directed RSQTs, Specialists, and Remote Specialists https://regulations.justia.com/regulations/fedreg/2018/04/05/2018-06916.html https://regulations.justia.com/regulations/fedreg/2018/04/05/2018-06916.html Thu, 05 Apr 2018 00:00:00 -0700 2018-06916 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-04-05/pdf/2018-06916.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Rules Regarding Market-Maker Quoting Obligations https://regulations.justia.com/regulations/fedreg/2018/04/05/2018-06915.html https://regulations.justia.com/regulations/fedreg/2018/04/05/2018-06915.html Thu, 05 Apr 2018 00:00:00 -0700 2018-06915 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-04-05/pdf/2018-06915.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 3, To List and Trade Shares of the Hartford Schroders Tax-Aware Bond ETF Under NYSE Arca Rule 8.600-E https://regulations.justia.com/regulations/fedreg/2018/04/05/2018-06914.html https://regulations.justia.com/regulations/fedreg/2018/04/05/2018-06914.html Thu, 05 Apr 2018 00:00:00 -0700 2018-06914 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-04-05/pdf/2018-06914.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify the Requirements for Delivery of a Contrary Exercise Advice https://regulations.justia.com/regulations/fedreg/2018/04/05/2018-06912.html https://regulations.justia.com/regulations/fedreg/2018/04/05/2018-06912.html Thu, 05 Apr 2018 00:00:00 -0700 2018-06912 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-04-05/pdf/2018-06912.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Provisions for Excluding a Day From Its Volume Calculations for Purposes of Determining Volume Based Pricing https://regulations.justia.com/regulations/fedreg/2018/04/05/2018-06911.html https://regulations.justia.com/regulations/fedreg/2018/04/05/2018-06911.html Thu, 05 Apr 2018 00:00:00 -0700 2018-06911 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-04-05/pdf/2018-06911.pdf Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2018/04/05/2018-06910.html https://regulations.justia.com/regulations/fedreg/2018/04/05/2018-06910.html Thu, 05 Apr 2018 00:00:00 -0700 2018-06910 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-04-05/pdf/2018-06910.pdf