<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2018/03/27?registers=between Mon, 06 May 2024 05:30:40 -0700 Mon, 06 May 2024 05:30:40 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2018/03/27?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2018/03/27/2018-06159.html https://regulations.justia.com/regulations/fedreg/2018/03/27/2018-06159.html Tue, 27 Mar 2018 00:00:00 -0700 2018-06159 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-27/pdf/2018-06159.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2018/03/27/2018-06122.html https://regulations.justia.com/regulations/fedreg/2018/03/27/2018-06122.html Tue, 27 Mar 2018 00:00:00 -0700 2018-06122 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-27/pdf/2018-06122.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2018/03/27/2018-06121.html https://regulations.justia.com/regulations/fedreg/2018/03/27/2018-06121.html Tue, 27 Mar 2018 00:00:00 -0700 2018-06121 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-27/pdf/2018-06121.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2018/03/27/2018-06120.html https://regulations.justia.com/regulations/fedreg/2018/03/27/2018-06120.html Tue, 27 Mar 2018 00:00:00 -0700 2018-06120 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-27/pdf/2018-06120.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 990 Regarding the Requirements for Securities Listed on the Exchange Issued by Nasdaq, Inc. or Its Affiliates https://regulations.justia.com/regulations/fedreg/2018/03/27/2018-06107.html https://regulations.justia.com/regulations/fedreg/2018/03/27/2018-06107.html Tue, 27 Mar 2018 00:00:00 -0700 2018-06107 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-27/pdf/2018-06107.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Concerning Updates to and Formalization of OCC's Recovery and Orderly Wind-Down Plan https://regulations.justia.com/regulations/fedreg/2018/03/27/2018-06106.html https://regulations.justia.com/regulations/fedreg/2018/03/27/2018-06106.html Tue, 27 Mar 2018 00:00:00 -0700 2018-06106 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-27/pdf/2018-06106.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Concerning Enhanced and New Tools for Recovery Scenarios https://regulations.justia.com/regulations/fedreg/2018/03/27/2018-06105.html https://regulations.justia.com/regulations/fedreg/2018/03/27/2018-06105.html Tue, 27 Mar 2018 00:00:00 -0700 2018-06105 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-27/pdf/2018-06105.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the Amended and Restated Certificate of Incorporation https://regulations.justia.com/regulations/fedreg/2018/03/27/2018-06104.html https://regulations.justia.com/regulations/fedreg/2018/03/27/2018-06104.html Tue, 27 Mar 2018 00:00:00 -0700 2018-06104 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-27/pdf/2018-06104.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Certificate of Incorporation https://regulations.justia.com/regulations/fedreg/2018/03/27/2018-06103.html https://regulations.justia.com/regulations/fedreg/2018/03/27/2018-06103.html Tue, 27 Mar 2018 00:00:00 -0700 2018-06103 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-27/pdf/2018-06103.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change Amending Certain Governing Documents of the Exchange and NYSE Market, Inc. To Make a Technical Change Updating the Entities' Registered Offices and Registered Agents and Update the Date as Required https://regulations.justia.com/regulations/fedreg/2018/03/27/2018-06102.html https://regulations.justia.com/regulations/fedreg/2018/03/27/2018-06102.html Tue, 27 Mar 2018 00:00:00 -0700 2018-06102 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-27/pdf/2018-06102.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the Eleventh Amended and Restated Operating Agreement https://regulations.justia.com/regulations/fedreg/2018/03/27/2018-06101.html https://regulations.justia.com/regulations/fedreg/2018/03/27/2018-06101.html Tue, 27 Mar 2018 00:00:00 -0700 2018-06101 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-27/pdf/2018-06101.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 4370 Regarding the Requirements for the Listing of Securities That Are Issued by the Exchange or Any of Its Affiliates https://regulations.justia.com/regulations/fedreg/2018/03/27/2018-06100.html https://regulations.justia.com/regulations/fedreg/2018/03/27/2018-06100.html Tue, 27 Mar 2018 00:00:00 -0700 2018-06100 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-27/pdf/2018-06100.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Market Maker Plus Program in the Schedule of Fees https://regulations.justia.com/regulations/fedreg/2018/03/27/2018-06099.html https://regulations.justia.com/regulations/fedreg/2018/03/27/2018-06099.html Tue, 27 Mar 2018 00:00:00 -0700 2018-06099 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-27/pdf/2018-06099.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 5701 Regarding the Requirements for Securities Listed on the Exchange Issued by Nasdaq, Inc. or Its Affiliates https://regulations.justia.com/regulations/fedreg/2018/03/27/2018-06098.html https://regulations.justia.com/regulations/fedreg/2018/03/27/2018-06098.html Tue, 27 Mar 2018 00:00:00 -0700 2018-06098 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-27/pdf/2018-06098.pdf