<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2018/03/26?registers=between Wed, 18 Dec 2024 12:38:47 -0800 Wed, 18 Dec 2024 12:38:47 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2018/03/26?registers=between Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change To Amend the By-Laws https://regulations.justia.com/regulations/fedreg/2018/03/26/2018-06031.html https://regulations.justia.com/regulations/fedreg/2018/03/26/2018-06031.html Mon, 26 Mar 2018 00:00:00 -0700 2018-06031 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-26/pdf/2018-06031.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Approving Proposed Rule Change To Amend the By-Laws https://regulations.justia.com/regulations/fedreg/2018/03/26/2018-06030.html https://regulations.justia.com/regulations/fedreg/2018/03/26/2018-06030.html Mon, 26 Mar 2018 00:00:00 -0700 2018-06030 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-26/pdf/2018-06030.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Adopt a Recovery & Wind-Down Plan and Related Rules https://regulations.justia.com/regulations/fedreg/2018/03/26/2018-06022.html https://regulations.justia.com/regulations/fedreg/2018/03/26/2018-06022.html Mon, 26 Mar 2018 00:00:00 -0700 2018-06022 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-26/pdf/2018-06022.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Order Approving Proposed Rule Change To Amend the By-Laws https://regulations.justia.com/regulations/fedreg/2018/03/26/2018-06021.html https://regulations.justia.com/regulations/fedreg/2018/03/26/2018-06021.html Mon, 26 Mar 2018 00:00:00 -0700 2018-06021 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-26/pdf/2018-06021.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend the Loss Allocation Rules and Make Other Changes https://regulations.justia.com/regulations/fedreg/2018/03/26/2018-06020.html https://regulations.justia.com/regulations/fedreg/2018/03/26/2018-06020.html Mon, 26 Mar 2018 00:00:00 -0700 2018-06020 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-26/pdf/2018-06020.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Adopt a Recovery & Wind-Down Plan and Related Rules https://regulations.justia.com/regulations/fedreg/2018/03/26/2018-06019.html https://regulations.justia.com/regulations/fedreg/2018/03/26/2018-06019.html Mon, 26 Mar 2018 00:00:00 -0700 2018-06019 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-26/pdf/2018-06019.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Adopt a Recovery & Wind-Down Plan and Related Rules https://regulations.justia.com/regulations/fedreg/2018/03/26/2018-06018.html https://regulations.justia.com/regulations/fedreg/2018/03/26/2018-06018.html Mon, 26 Mar 2018 00:00:00 -0700 2018-06018 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-26/pdf/2018-06018.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Permit the Listing and Trading of NQX Index Options on a Pilot Basis https://regulations.justia.com/regulations/fedreg/2018/03/26/2018-06017.html https://regulations.justia.com/regulations/fedreg/2018/03/26/2018-06017.html Mon, 26 Mar 2018 00:00:00 -0700 2018-06017 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-26/pdf/2018-06017.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend the Loss Allocation Rules and Make Other Changes https://regulations.justia.com/regulations/fedreg/2018/03/26/2018-06016.html https://regulations.justia.com/regulations/fedreg/2018/03/26/2018-06016.html Mon, 26 Mar 2018 00:00:00 -0700 2018-06016 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-26/pdf/2018-06016.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend the Loss Allocation Rules and Make Other Changes https://regulations.justia.com/regulations/fedreg/2018/03/26/2018-06015.html https://regulations.justia.com/regulations/fedreg/2018/03/26/2018-06015.html Mon, 26 Mar 2018 00:00:00 -0700 2018-06015 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-26/pdf/2018-06015.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change To Amend NYSE Arca Rule 1.1(ll) To Establish How the Official Closing Price Would Be Determined for an Exchange-Listed Security That Is a Derivative Securities Product if the Exchange Does Not Conduct a Closing Auction or if a Closing Auction Trade Is Less Than a Round Lot https://regulations.justia.com/regulations/fedreg/2018/03/26/2018-06014.html https://regulations.justia.com/regulations/fedreg/2018/03/26/2018-06014.html Mon, 26 Mar 2018 00:00:00 -0700 2018-06014 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-26/pdf/2018-06014.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment No. 2, To List and Trade Shares of the LHA Market State® Tactical U.S. Equity ETF, a Series of the ETF Series Solutions, Under Rule 14.11(i), Managed Fund Shares https://regulations.justia.com/regulations/fedreg/2018/03/26/2018-06013.html https://regulations.justia.com/regulations/fedreg/2018/03/26/2018-06013.html Mon, 26 Mar 2018 00:00:00 -0700 2018-06013 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-26/pdf/2018-06013.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Transaction Fees at Rule 7018 To Charge No Transaction Fee for Execution of Midpoint Extended Life Orders https://regulations.justia.com/regulations/fedreg/2018/03/26/2018-06012.html https://regulations.justia.com/regulations/fedreg/2018/03/26/2018-06012.html Mon, 26 Mar 2018 00:00:00 -0700 2018-06012 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-26/pdf/2018-06012.pdf Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Expand an Offering Known as Cboe Connect To Provide Connectivity to Single-Dealer Platforms Connected to the Exchange's Network and To Propose a Per Share Executed Fee for Such Service https://regulations.justia.com/regulations/fedreg/2018/03/26/2018-06011.html https://regulations.justia.com/regulations/fedreg/2018/03/26/2018-06011.html Mon, 26 Mar 2018 00:00:00 -0700 2018-06011 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-26/pdf/2018-06011.pdf Proposed Rule - Transaction Fee Pilot for NMS Stocks https://regulations.justia.com/regulations/fedreg/2018/03/26/2018-05545.html https://regulations.justia.com/regulations/fedreg/2018/03/26/2018-05545.html Mon, 26 Mar 2018 00:00:00 -0700 2018-05545 Proposed Rule https://www.gpo.gov/fdsys/pkg/FR-2018-03-26/pdf/2018-05545.pdf