Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2018/03/09?limit=200&registers=between&mode=atom 2024-05-03T14:08:38-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2018/03/09/2018-04793.html Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 11.270 (Clearly Erroneous Executions) To Preclude Members From Requesting a Review of a Volatility Auction as a Clearly Erroneous Execution 2018-03-09T00:00:00-08:00 2018-03-09T00:00:00-08:00 2018-04793 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-09/pdf/2018-04793.pdf https://regulations.justia.com/regulations/fedreg/2018/03/09/2018-04792.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 403, Withdrawal of Approval of Underlying Securities 2018-03-09T00:00:00-08:00 2018-03-09T00:00:00-08:00 2018-04792 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-09/pdf/2018-04792.pdf https://regulations.justia.com/regulations/fedreg/2018/03/09/2018-04791.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate the Exchange's Data Feeds 2018-03-09T00:00:00-08:00 2018-03-09T00:00:00-08:00 2018-04791 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-09/pdf/2018-04791.pdf https://regulations.justia.com/regulations/fedreg/2018/03/09/2018-04790.html Notice - Self-Regulatory Organizations; MIAX PEARL, LLC ; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 403, Withdrawal of Approval of Underlying Securities 2018-03-09T00:00:00-08:00 2018-03-09T00:00:00-08:00 2018-04790 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-09/pdf/2018-04790.pdf https://regulations.justia.com/regulations/fedreg/2018/03/09/2018-04789.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate the Nasdaq Options Market LLC Data Feed Offerings 2018-03-09T00:00:00-08:00 2018-03-09T00:00:00-08:00 2018-04789 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-09/pdf/2018-04789.pdf https://regulations.justia.com/regulations/fedreg/2018/03/09/2018-04788.html Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate Its Data Feed Offerings 2018-03-09T00:00:00-08:00 2018-03-09T00:00:00-08:00 2018-04788 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-09/pdf/2018-04788.pdf https://regulations.justia.com/regulations/fedreg/2018/03/09/2018-04787.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Modify the NYSE American Options Fee Schedule 2018-03-09T00:00:00-08:00 2018-03-09T00:00:00-08:00 2018-04787 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-09/pdf/2018-04787.pdf https://regulations.justia.com/regulations/fedreg/2018/03/09/2018-04713.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend the Listed Company Manual for Special Purpose Acquisition Companies To Lower the Initial Holders Requirement From 300 to 150 Round Lot Holders and To Eliminate Completely the 300 Public Stockholders Continued Listing Requirement, To Require at Least $5 Million in Net Tangible Assets for Initial and Continued Listing, and To Impose a 30-Day Deadline To Demonstrate Compliance With Certain Initial Listing Requirements Following a Business Combination 2018-03-09T00:00:00-08:00 2018-03-09T00:00:00-08:00 2018-04713 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-09/pdf/2018-04713.pdf