Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2018/03/07?limit=200&registers=between&mode=atom 2024-10-04T06:02:31-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2018/03/07/2018-04625.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing of Proposed Rule Change for New Rule 971.2NY for An Electronic Price Improvement Auction for Complex Orders 2018-03-07T00:00:00-08:00 2018-03-07T00:00:00-08:00 2018-04625 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-07/pdf/2018-04625.pdf https://regulations.justia.com/regulations/fedreg/2018/03/07/2018-04624.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change Related to The Options Clearing Corporation's Margin Methodology 2018-03-07T00:00:00-08:00 2018-03-07T00:00:00-08:00 2018-04624 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-07/pdf/2018-04624.pdf https://regulations.justia.com/regulations/fedreg/2018/03/07/2018-04573.html Notice - Proposed Collection; Comment Request 2018-03-07T00:00:00-08:00 2018-03-07T00:00:00-08:00 2018-04573 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-07/pdf/2018-04573.pdf https://regulations.justia.com/regulations/fedreg/2018/03/07/2018-04572.html Notice - Proposed Collection; Comment Request 2018-03-07T00:00:00-08:00 2018-03-07T00:00:00-08:00 2018-04572 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-07/pdf/2018-04572.pdf https://regulations.justia.com/regulations/fedreg/2018/03/07/2018-04559.html Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Certain Auction Rules Governing the Pricing of Non-Displayed Orders Resting on the Continuous Book for the Opening and Closing Auctions 2018-03-07T00:00:00-08:00 2018-03-07T00:00:00-08:00 2018-04559 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-07/pdf/2018-04559.pdf https://regulations.justia.com/regulations/fedreg/2018/03/07/2018-04558.html Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change, Security-Based Swap Submission, or Advance Notice Relating to the ICC Operational Risk Management Framework 2018-03-07T00:00:00-08:00 2018-03-07T00:00:00-08:00 2018-04558 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-07/pdf/2018-04558.pdf https://regulations.justia.com/regulations/fedreg/2018/03/07/2018-04557.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval of Proposed Rule Change To Amend the NYSE Listed Company Manual To Modify Its Requirements With Respect to Physical Delivery of Proxy Materials to the Exchange 2018-03-07T00:00:00-08:00 2018-03-07T00:00:00-08:00 2018-04557 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-07/pdf/2018-04557.pdf https://regulations.justia.com/regulations/fedreg/2018/03/07/2018-04556.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Relating to Listing and Trading of the Direxion Daily Bitcoin Bear 1X Shares, Direxion Daily Bitcoin 1.25X Bull Shares, Direxion Daily Bitcoin 1.5X Bull Shares, Direxion Daily Bitcoin 2X Bull Shares and Direxion Daily Bitcoin 2X Bear Shares Under NYSE Arca Rule 8.200-E 2018-03-07T00:00:00-08:00 2018-03-07T00:00:00-08:00 2018-04556 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-07/pdf/2018-04556.pdf