Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2018/03/05?limit=200®isters=between&mode=atom2024-10-14T23:54:22-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2018/03/05/2018-04420.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7018(a)2018-03-05T00:00:00-08:002018-03-05T00:00:00-08:002018-04420Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-03-05/pdf/2018-04420.pdfhttps://regulations.justia.com/regulations/fedreg/2018/03/05/2018-04419.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify IM-5900-7 To Update the Values of, and Permit a Third-Party Provider Selected by Nasdaq to Offer, Certain Complimentary Services Provided to Certain Newly Listing Companies Pursuant to the Rule2018-03-05T00:00:00-08:002018-03-05T00:00:00-08:002018-04419Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-03-05/pdf/2018-04419.pdfhttps://regulations.justia.com/regulations/fedreg/2018/03/05/2018-04370.htmlNotice - TriplePoint Venture Growth BDC Corp., et al.2018-03-05T00:00:00-08:002018-03-05T00:00:00-08:002018-04370Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-03-05/pdf/2018-04370.pdfhttps://regulations.justia.com/regulations/fedreg/2018/03/05/2018-04340.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Wilshire Micro-Cap ETF2018-03-05T00:00:00-08:002018-03-05T00:00:00-08:002018-04340Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-03-05/pdf/2018-04340.pdfhttps://regulations.justia.com/regulations/fedreg/2018/03/05/2018-04339.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Concerning the ICE Clear Europe Recovery Plan2018-03-05T00:00:00-08:002018-03-05T00:00:00-08:002018-04339Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-03-05/pdf/2018-04339.pdfhttps://regulations.justia.com/regulations/fedreg/2018/03/05/2018-04338.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change Related to The Options Clearing Corporation's Model Risk Management Policy2018-03-05T00:00:00-08:002018-03-05T00:00:00-08:002018-04338Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-03-05/pdf/2018-04338.pdfhttps://regulations.justia.com/regulations/fedreg/2018/03/05/2018-04337.htmlNotice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 5.170 To Reflect an Update to a FINRA Rule2018-03-05T00:00:00-08:002018-03-05T00:00:00-08:002018-04337Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-03-05/pdf/2018-04337.pdfhttps://regulations.justia.com/regulations/fedreg/2018/03/05/2018-04336.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Concerning the ICE Clear Europe Wind-Down Plan2018-03-05T00:00:00-08:002018-03-05T00:00:00-08:002018-04336Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-03-05/pdf/2018-04336.pdf