Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2018/03/05?limit=200&registers=between&mode=atom 2024-10-14T23:54:22-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2018/03/05/2018-04420.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7018(a) 2018-03-05T00:00:00-08:00 2018-03-05T00:00:00-08:00 2018-04420 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-05/pdf/2018-04420.pdf https://regulations.justia.com/regulations/fedreg/2018/03/05/2018-04419.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify IM-5900-7 To Update the Values of, and Permit a Third-Party Provider Selected by Nasdaq to Offer, Certain Complimentary Services Provided to Certain Newly Listing Companies Pursuant to the Rule 2018-03-05T00:00:00-08:00 2018-03-05T00:00:00-08:00 2018-04419 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-05/pdf/2018-04419.pdf https://regulations.justia.com/regulations/fedreg/2018/03/05/2018-04370.html Notice - TriplePoint Venture Growth BDC Corp., et al. 2018-03-05T00:00:00-08:00 2018-03-05T00:00:00-08:00 2018-04370 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-05/pdf/2018-04370.pdf https://regulations.justia.com/regulations/fedreg/2018/03/05/2018-04340.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Wilshire Micro-Cap ETF 2018-03-05T00:00:00-08:00 2018-03-05T00:00:00-08:00 2018-04340 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-05/pdf/2018-04340.pdf https://regulations.justia.com/regulations/fedreg/2018/03/05/2018-04339.html Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Concerning the ICE Clear Europe Recovery Plan 2018-03-05T00:00:00-08:00 2018-03-05T00:00:00-08:00 2018-04339 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-05/pdf/2018-04339.pdf https://regulations.justia.com/regulations/fedreg/2018/03/05/2018-04338.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change Related to The Options Clearing Corporation's Model Risk Management Policy 2018-03-05T00:00:00-08:00 2018-03-05T00:00:00-08:00 2018-04338 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-05/pdf/2018-04338.pdf https://regulations.justia.com/regulations/fedreg/2018/03/05/2018-04337.html Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 5.170 To Reflect an Update to a FINRA Rule 2018-03-05T00:00:00-08:00 2018-03-05T00:00:00-08:00 2018-04337 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-05/pdf/2018-04337.pdf https://regulations.justia.com/regulations/fedreg/2018/03/05/2018-04336.html Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Concerning the ICE Clear Europe Wind-Down Plan 2018-03-05T00:00:00-08:00 2018-03-05T00:00:00-08:00 2018-04336 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-05/pdf/2018-04336.pdf