Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2018/03/02?limit=200&registers=between&mode=atom 2024-12-18T13:17:24-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2018/03/02/2018-04238.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Enhance the Calculation of the Volatility Component of the Clearing Fund Formula That Utilizes a Parametric Value-at-Risk Model and Eliminate the Market Maker Domination Charge 2018-03-02T00:00:00-08:00 2018-03-02T00:00:00-08:00 2018-04238 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-02/pdf/2018-04238.pdf https://regulations.justia.com/regulations/fedreg/2018/03/02/2018-04237.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of No Objection To Advance Notice Filing, as Modified by Amendment No. 1, To Enhance the Calculation of the Volatility Component of the Clearing Fund Formula That Utilizes a Parametric Value-at-Risk Model and Eliminate the Market Maker Domination Charge 2018-03-02T00:00:00-08:00 2018-03-02T00:00:00-08:00 2018-04237 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-02/pdf/2018-04237.pdf https://regulations.justia.com/regulations/fedreg/2018/03/02/2018-04236.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Advance Notice Filing of Proposed Changes to the Method of Calculating Netting Members' Margin in the Government Securities Division Rulebook 2018-03-02T00:00:00-08:00 2018-03-02T00:00:00-08:00 2018-04236 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-02/pdf/2018-04236.pdf https://regulations.justia.com/regulations/fedreg/2018/03/02/2018-04212.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce a New Data Feed on the Exchange's Equity Options Platform 2018-03-02T00:00:00-08:00 2018-03-02T00:00:00-08:00 2018-04212 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-02/pdf/2018-04212.pdf https://regulations.justia.com/regulations/fedreg/2018/03/02/2018-04211.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Rule 4758 To Reflect the Name Change of NYSE MKT to NYSE American 2018-03-02T00:00:00-08:00 2018-03-02T00:00:00-08:00 2018-04211 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-02/pdf/2018-04211.pdf https://regulations.justia.com/regulations/fedreg/2018/03/02/2018-04210.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise the Private Securities Offerings Representative (Series 82) Examination 2018-03-02T00:00:00-08:00 2018-03-02T00:00:00-08:00 2018-04210 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-02/pdf/2018-04210.pdf https://regulations.justia.com/regulations/fedreg/2018/03/02/2018-04209.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise the Securities Trader (Series 57) Examination 2018-03-02T00:00:00-08:00 2018-03-02T00:00:00-08:00 2018-04209 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-02/pdf/2018-04209.pdf https://regulations.justia.com/regulations/fedreg/2018/03/02/2018-04208.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 6.56, Compression Forums, To Provide Additional Opportunities To Disclose Compression-List Positions Monthly 2018-03-02T00:00:00-08:00 2018-03-02T00:00:00-08:00 2018-04208 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-02/pdf/2018-04208.pdf https://regulations.justia.com/regulations/fedreg/2018/03/02/2018-04199.html Notice - Little Harbor Advisors, LLC and ETF Series Solutions 2018-03-02T00:00:00-08:00 2018-03-02T00:00:00-08:00 2018-04199 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-02/pdf/2018-04199.pdf https://regulations.justia.com/regulations/fedreg/2018/03/02/2018-04198.html Notice - Proposed Collection; Comment Request 2018-03-02T00:00:00-08:00 2018-03-02T00:00:00-08:00 2018-04198 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-02/pdf/2018-04198.pdf https://regulations.justia.com/regulations/fedreg/2018/03/02/2018-04197.html Notice - Proposed Collection; Comment Request 2018-03-02T00:00:00-08:00 2018-03-02T00:00:00-08:00 2018-04197 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-02/pdf/2018-04197.pdf