<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2018/03/02?registers=between Sun, 05 May 2024 03:38:26 -0700 Sun, 05 May 2024 03:38:26 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2018/03/02?registers=between Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Enhance the Calculation of the Volatility Component of the Clearing Fund Formula That Utilizes a Parametric Value-at-Risk Model and Eliminate the Market Maker Domination Charge https://regulations.justia.com/regulations/fedreg/2018/03/02/2018-04238.html https://regulations.justia.com/regulations/fedreg/2018/03/02/2018-04238.html Fri, 02 Mar 2018 00:00:00 -0800 2018-04238 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-02/pdf/2018-04238.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of No Objection To Advance Notice Filing, as Modified by Amendment No. 1, To Enhance the Calculation of the Volatility Component of the Clearing Fund Formula That Utilizes a Parametric Value-at-Risk Model and Eliminate the Market Maker Domination Charge https://regulations.justia.com/regulations/fedreg/2018/03/02/2018-04237.html https://regulations.justia.com/regulations/fedreg/2018/03/02/2018-04237.html Fri, 02 Mar 2018 00:00:00 -0800 2018-04237 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-02/pdf/2018-04237.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Advance Notice Filing of Proposed Changes to the Method of Calculating Netting Members' Margin in the Government Securities Division Rulebook https://regulations.justia.com/regulations/fedreg/2018/03/02/2018-04236.html https://regulations.justia.com/regulations/fedreg/2018/03/02/2018-04236.html Fri, 02 Mar 2018 00:00:00 -0800 2018-04236 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-02/pdf/2018-04236.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce a New Data Feed on the Exchange's Equity Options Platform https://regulations.justia.com/regulations/fedreg/2018/03/02/2018-04212.html https://regulations.justia.com/regulations/fedreg/2018/03/02/2018-04212.html Fri, 02 Mar 2018 00:00:00 -0800 2018-04212 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-02/pdf/2018-04212.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Rule 4758 To Reflect the Name Change of NYSE MKT to NYSE American https://regulations.justia.com/regulations/fedreg/2018/03/02/2018-04211.html https://regulations.justia.com/regulations/fedreg/2018/03/02/2018-04211.html Fri, 02 Mar 2018 00:00:00 -0800 2018-04211 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-02/pdf/2018-04211.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise the Private Securities Offerings Representative (Series 82) Examination https://regulations.justia.com/regulations/fedreg/2018/03/02/2018-04210.html https://regulations.justia.com/regulations/fedreg/2018/03/02/2018-04210.html Fri, 02 Mar 2018 00:00:00 -0800 2018-04210 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-02/pdf/2018-04210.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise the Securities Trader (Series 57) Examination https://regulations.justia.com/regulations/fedreg/2018/03/02/2018-04209.html https://regulations.justia.com/regulations/fedreg/2018/03/02/2018-04209.html Fri, 02 Mar 2018 00:00:00 -0800 2018-04209 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-02/pdf/2018-04209.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 6.56, Compression Forums, To Provide Additional Opportunities To Disclose Compression-List Positions Monthly https://regulations.justia.com/regulations/fedreg/2018/03/02/2018-04208.html https://regulations.justia.com/regulations/fedreg/2018/03/02/2018-04208.html Fri, 02 Mar 2018 00:00:00 -0800 2018-04208 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-02/pdf/2018-04208.pdf Notice - Little Harbor Advisors, LLC and ETF Series Solutions https://regulations.justia.com/regulations/fedreg/2018/03/02/2018-04199.html https://regulations.justia.com/regulations/fedreg/2018/03/02/2018-04199.html Fri, 02 Mar 2018 00:00:00 -0800 2018-04199 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-02/pdf/2018-04199.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2018/03/02/2018-04198.html https://regulations.justia.com/regulations/fedreg/2018/03/02/2018-04198.html Fri, 02 Mar 2018 00:00:00 -0800 2018-04198 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-02/pdf/2018-04198.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2018/03/02/2018-04197.html https://regulations.justia.com/regulations/fedreg/2018/03/02/2018-04197.html Fri, 02 Mar 2018 00:00:00 -0800 2018-04197 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-02/pdf/2018-04197.pdf