Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2018/02?limit=200®isters=between&min-day=1&max-day=28&mode=atom2024-05-22T20:12:10-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2018/02/28/2018-04087.htmlNotice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 19402018-02-28T00:00:00-08:002018-02-28T00:00:00-08:002018-04087Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-28/pdf/2018-04087.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/28/2018-04086.htmlNotice - Bain Capital Specialty Finance, Inc., et al.2018-02-28T00:00:00-08:002018-02-28T00:00:00-08:002018-04086Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-28/pdf/2018-04086.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/28/2018-04035.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To List and Trade, Under Nasdaq Rule 5705, the Shares of the Horizons Russell 2000 Covered Call ETF2018-02-28T00:00:00-08:002018-02-28T00:00:00-08:002018-04035Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-28/pdf/2018-04035.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/28/2018-04034.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade the Shares of the GraniteShares Bitcoin ETF and the GraniteShares Short Bitcoin ETF, a Series of the GraniteShares ETP Trust, Under Rule 14.11(f)(4), Trust Issued Receipts2018-02-28T00:00:00-08:002018-02-28T00:00:00-08:002018-04034Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-28/pdf/2018-04034.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/28/2018-04033.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To List and Trade Shares of the iShares Gold Exposure ETF, a Series of the iShares U.S. ETF Trust, Under Exchange Rule 14.11(i), Managed Fund Shares2018-02-28T00:00:00-08:002018-02-28T00:00:00-08:002018-04033Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-28/pdf/2018-04033.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/28/2018-04031.htmlNotice - Investor Advisory Committee Meeting2018-02-28T00:00:00-08:002018-02-28T00:00:00-08:002018-04031Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-28/pdf/2018-04031.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/27/2018-04032.htmlNotice - Sunshine Act Meetings2018-02-27T00:00:00-08:002018-02-27T00:00:00-08:002018-04032Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-27/pdf/2018-04032.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/27/2018-03917.htmlRule - Investment Company Liquidity Risk Management Programs; Commission Guidance for In-Kind ETFs2018-02-27T00:00:00-08:002018-02-27T00:00:00-08:002018-03917Rulehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-27/pdf/2018-03917.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/27/2018-03895.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade the Shares of the Western Asset Total Return ETF2018-02-27T00:00:00-08:002018-02-27T00:00:00-08:002018-03895Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-27/pdf/2018-03895.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/27/2018-03894.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing of a Proposed Rule Change To Adopt Rules Relating to Trading in Index Options2018-02-27T00:00:00-08:002018-02-27T00:00:00-08:002018-03894Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-27/pdf/2018-03894.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/27/2018-03893.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise the Investment Company and Variable Contracts Products Representative (Series 6) Examination2018-02-27T00:00:00-08:002018-02-27T00:00:00-08:002018-03893Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-27/pdf/2018-03893.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/27/2018-03892.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Section VI.A. of the Exchange's Pricing Schedule To Clarify the Exchange's Billing Practices With Respect to Permit Fees2018-02-27T00:00:00-08:002018-02-27T00:00:00-08:002018-03892Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-27/pdf/2018-03892.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/27/2018-03891.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise the Operations Professional (Series 99) Examination2018-02-27T00:00:00-08:002018-02-27T00:00:00-08:002018-03891Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-27/pdf/2018-03891.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/27/2018-03890.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise the Research Analyst (Series 86 and 87) Examinations2018-02-27T00:00:00-08:002018-02-27T00:00:00-08:002018-03890Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-27/pdf/2018-03890.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/27/2018-03889.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise the Investment Banking Representative (Series 79) Examination2018-02-27T00:00:00-08:002018-02-27T00:00:00-08:002018-03889Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-27/pdf/2018-03889.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/27/2018-03888.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Gateway Fees2018-02-27T00:00:00-08:002018-02-27T00:00:00-08:002018-03888Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-27/pdf/2018-03888.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/27/2018-03887.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise the Direct Participation Programs Representative (Series 22) Examination2018-02-27T00:00:00-08:002018-02-27T00:00:00-08:002018-03887Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-27/pdf/2018-03887.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/27/2018-03886.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise the General Securities Representative (Series 7) Examination2018-02-27T00:00:00-08:002018-02-27T00:00:00-08:002018-03886Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-27/pdf/2018-03886.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/26/2018-03858.htmlRule - Commission Statement and Guidance on Public Company Cybersecurity Disclosures2018-02-26T00:00:00-08:002018-02-26T00:00:00-08:002018-03858Rulehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-26/pdf/2018-03858.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/26/2018-03787.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify EDGX Rule 21.1 and Related Functionality Applicable to the Exchange's Options Platform2018-02-26T00:00:00-08:002018-02-26T00:00:00-08:002018-03787Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-26/pdf/2018-03787.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/26/2018-03786.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2018-02-26T00:00:00-08:002018-02-26T00:00:00-08:002018-03786Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-26/pdf/2018-03786.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/26/2018-03785.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Innovator S&P 500 15% Shield Strategy ETF Series, Innovator S&P 500 −5% to −35% Shield Strategy ETF Series, Innovator S&P 500 Enhance and 10% Shield Strategy ETF Series, and Innovator S&P 500 Ultra Strategy ETF Series Under Rule 14.11(i)2018-02-26T00:00:00-08:002018-02-26T00:00:00-08:002018-03785Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-26/pdf/2018-03785.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/23/2018-03799.htmlNotice - Sunshine Act Meetings2018-02-23T00:00:00-08:002018-02-23T00:00:00-08:002018-03799Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-23/pdf/2018-03799.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/23/2018-03739.htmlNotice - Submission for OMB Review; Comment Request2018-02-23T00:00:00-08:002018-02-23T00:00:00-08:002018-03739Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-23/pdf/2018-03739.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/23/2018-03699.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Expand the Short Term Options Series Program To Allow Monday Expirations for SPDR S&P 500 ETF Trust Options on the Exchange's Equity Options Platform2018-02-23T00:00:00-08:002018-02-23T00:00:00-08:002018-03699Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-23/pdf/2018-03699.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/23/2018-03698.htmlNotice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 1002018-02-23T00:00:00-08:002018-02-23T00:00:00-08:002018-03698Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-23/pdf/2018-03698.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/23/2018-03697.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Listing Standard for Warrants in Section 105 of the NYSE American Company Guide2018-02-23T00:00:00-08:002018-02-23T00:00:00-08:002018-03697Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-23/pdf/2018-03697.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/23/2018-03696.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Expand the Short Term Options Series Program To Allow Monday Expirations for SPDR S&P 500 ETF Trust Options on the Exchange's Equity Options Platform2018-02-23T00:00:00-08:002018-02-23T00:00:00-08:002018-03696Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-23/pdf/2018-03696.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/23/2018-03695.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Expand the Short Term Options Series Program To Allow Monday Expirations for SPDR S&P 500 ETF Trust Options2018-02-23T00:00:00-08:002018-02-23T00:00:00-08:002018-03695Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-23/pdf/2018-03695.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/23/2018-03694.htmlNotice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 1002018-02-23T00:00:00-08:002018-02-23T00:00:00-08:002018-03694Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-23/pdf/2018-03694.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/23/2018-03693.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Section 902.11 of the Exchange's Listed Company Manual Concerning Fees Applicable to Acquisition Companies for Shares Issued in Connection With the Consummation of a Business Combination2018-02-23T00:00:00-08:002018-02-23T00:00:00-08:002018-03693Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-23/pdf/2018-03693.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/23/2018-03692.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of a Proposed Rule Change To List and Trade the Shares of the Reinhart Intermediate Bond NextShares Fund Under Nasdaq Rule 57452018-02-23T00:00:00-08:002018-02-23T00:00:00-08:002018-03692Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-23/pdf/2018-03692.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/23/2018-03691.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to a New F&O Concentration Charge Policy2018-02-23T00:00:00-08:002018-02-23T00:00:00-08:002018-03691Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-23/pdf/2018-03691.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/22/2018-03589.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Order Setting Aside Action by Delegated Authority and Disapproving a Proposed Rule Change, as Modified by Amendments No. 1 and No. 2, Regarding the Acquisition of CHX Holdings, Inc. by North America Casin Holdings, Inc.2018-02-22T00:00:00-08:002018-02-22T00:00:00-08:002018-03589Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-22/pdf/2018-03589.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/22/2018-03570.htmlNotice - Investment Company Act Release No. 33005A; File No. 812-14808 Morningstar Funds Trust, et al.; Notice of Application2018-02-22T00:00:00-08:002018-02-22T00:00:00-08:002018-03570Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-22/pdf/2018-03570.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/22/2018-03568.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7039 To Modify Pricing for the Nasdaq Last Sale Data Product and To Make Other Related Changes to Nasdaq Rules2018-02-22T00:00:00-08:002018-02-22T00:00:00-08:002018-03568Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-22/pdf/2018-03568.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/22/2018-03567.htmlNotice - Self-Regulatory Organizations; MIAX PEARL LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 517A, Aggregate Risk Manager for EEMs (“ARM-E”), and Rule 517B, Aggregate Risk Manager for Market Makers (“ARM-M”)2018-02-22T00:00:00-08:002018-02-22T00:00:00-08:002018-03567Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-22/pdf/2018-03567.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/22/2018-03566.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Expand the Short Term Option Series Program2018-02-22T00:00:00-08:002018-02-22T00:00:00-08:002018-03566Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-22/pdf/2018-03566.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/22/2018-03565.htmlNotice - Self-Regulatory Organizations: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange, LLC To Expand the Short Term Option Series Program2018-02-22T00:00:00-08:002018-02-22T00:00:00-08:002018-03565Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-22/pdf/2018-03565.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/21/2018-03582.htmlNotice - Sunshine Act Meetings2018-02-21T00:00:00-08:002018-02-21T00:00:00-08:002018-03582Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-21/pdf/2018-03582.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/21/2018-03454.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Temporarily Amend Rule 7.35-E(a)(8) Relating to the Auction Reference Price for the Trading Halt Auction for ProShares Short VIX Short-Term Futures ETF2018-02-21T00:00:00-08:002018-02-21T00:00:00-08:002018-03454Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-21/pdf/2018-03454.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/21/2018-03453.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Temporarily Amend Rule 11.23(d)(2)(E) Relating to the Halt Auction Collar for a Halt Auction for REX VolMAXX Short Weekly Futures Strategy ETF2018-02-21T00:00:00-08:002018-02-21T00:00:00-08:002018-03453Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-21/pdf/2018-03453.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/21/2018-03452.htmlNotice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend INET Port Fees at Section II, C To Indicate Those Fees Are Not Prorated2018-02-21T00:00:00-08:002018-02-21T00:00:00-08:002018-03452Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-21/pdf/2018-03452.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/21/2018-03451.htmlNotice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Port Fees2018-02-21T00:00:00-08:002018-02-21T00:00:00-08:002018-03451Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-21/pdf/2018-03451.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/21/2018-03450.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's INET Port Fees To Indicate That Those Fees Are Prorated2018-02-21T00:00:00-08:002018-02-21T00:00:00-08:002018-03450Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-21/pdf/2018-03450.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/21/2018-03449.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand the Short Term Option Series Program2018-02-21T00:00:00-08:002018-02-21T00:00:00-08:002018-03449Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-21/pdf/2018-03449.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/21/2018-03448.htmlNotice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Schedule of Fees2018-02-21T00:00:00-08:002018-02-21T00:00:00-08:002018-03448Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-21/pdf/2018-03448.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/20/2018-03467.htmlNotice - Sunshine Act Meetings2018-02-20T00:00:00-08:002018-02-20T00:00:00-08:002018-03467Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-20/pdf/2018-03467.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/20/2018-03314.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List for Equity Transactions in Stocks With a Per Share Stock Price of $1.00 or More To Introduce a New Market at-the-Close and Limit at-the-Close Tier 32018-02-20T00:00:00-08:002018-02-20T00:00:00-08:002018-03314Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-20/pdf/2018-03314.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/20/2018-03313.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Adopt BZX Rule 14.11(k) To Permit the Listing and Trading of Managed Portfolio Shares and To List and Trade Shares of the ClearBridge Appreciation ETF, ClearBridge Large Cap ETF, ClearBridge MidCap Growth ETF, ClearBridge Select ETF, and ClearBridge All Cap Value ETF2018-02-20T00:00:00-08:002018-02-20T00:00:00-08:002018-03313Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-20/pdf/2018-03313.pdf