Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2018/02?limit=200®isters=between&min-day=1&max-day=28&mode=atom2025-02-07T14:40:04-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2018/02/28/2018-04087.htmlNotice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 19402018-02-28T00:00:00-08:002018-02-28T00:00:00-08:002018-04087Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-28/pdf/2018-04087.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/28/2018-04086.htmlNotice - Bain Capital Specialty Finance, Inc., et al.2018-02-28T00:00:00-08:002018-02-28T00:00:00-08:002018-04086Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-28/pdf/2018-04086.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/28/2018-04035.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To List and Trade, Under Nasdaq Rule 5705, the Shares of the Horizons Russell 2000 Covered Call ETF2018-02-28T00:00:00-08:002018-02-28T00:00:00-08:002018-04035Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-28/pdf/2018-04035.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/28/2018-04034.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade the Shares of the GraniteShares Bitcoin ETF and the GraniteShares Short Bitcoin ETF, a Series of the GraniteShares ETP Trust, Under Rule 14.11(f)(4), Trust Issued Receipts2018-02-28T00:00:00-08:002018-02-28T00:00:00-08:002018-04034Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-28/pdf/2018-04034.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/28/2018-04033.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To List and Trade Shares of the iShares Gold Exposure ETF, a Series of the iShares U.S. ETF Trust, Under Exchange Rule 14.11(i), Managed Fund Shares2018-02-28T00:00:00-08:002018-02-28T00:00:00-08:002018-04033Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-28/pdf/2018-04033.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/28/2018-04031.htmlNotice - Investor Advisory Committee Meeting2018-02-28T00:00:00-08:002018-02-28T00:00:00-08:002018-04031Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-28/pdf/2018-04031.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/27/2018-04032.htmlNotice - Sunshine Act Meetings2018-02-27T00:00:00-08:002018-02-27T00:00:00-08:002018-04032Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-27/pdf/2018-04032.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/27/2018-03917.htmlRule - Investment Company Liquidity Risk Management Programs; Commission Guidance for In-Kind ETFs2018-02-27T00:00:00-08:002018-02-27T00:00:00-08:002018-03917Rulehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-27/pdf/2018-03917.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/27/2018-03895.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade the Shares of the Western Asset Total Return ETF2018-02-27T00:00:00-08:002018-02-27T00:00:00-08:002018-03895Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-27/pdf/2018-03895.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/27/2018-03894.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing of a Proposed Rule Change To Adopt Rules Relating to Trading in Index Options2018-02-27T00:00:00-08:002018-02-27T00:00:00-08:002018-03894Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-27/pdf/2018-03894.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/27/2018-03893.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise the Investment Company and Variable Contracts Products Representative (Series 6) Examination2018-02-27T00:00:00-08:002018-02-27T00:00:00-08:002018-03893Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-27/pdf/2018-03893.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/27/2018-03892.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Section VI.A. of the Exchange's Pricing Schedule To Clarify the Exchange's Billing Practices With Respect to Permit Fees2018-02-27T00:00:00-08:002018-02-27T00:00:00-08:002018-03892Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-27/pdf/2018-03892.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/27/2018-03891.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise the Operations Professional (Series 99) Examination2018-02-27T00:00:00-08:002018-02-27T00:00:00-08:002018-03891Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-27/pdf/2018-03891.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/27/2018-03890.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise the Research Analyst (Series 86 and 87) Examinations2018-02-27T00:00:00-08:002018-02-27T00:00:00-08:002018-03890Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-27/pdf/2018-03890.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/27/2018-03889.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise the Investment Banking Representative (Series 79) Examination2018-02-27T00:00:00-08:002018-02-27T00:00:00-08:002018-03889Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-27/pdf/2018-03889.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/27/2018-03888.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Gateway Fees2018-02-27T00:00:00-08:002018-02-27T00:00:00-08:002018-03888Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-27/pdf/2018-03888.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/27/2018-03887.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise the Direct Participation Programs Representative (Series 22) Examination2018-02-27T00:00:00-08:002018-02-27T00:00:00-08:002018-03887Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-27/pdf/2018-03887.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/27/2018-03886.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise the General Securities Representative (Series 7) Examination2018-02-27T00:00:00-08:002018-02-27T00:00:00-08:002018-03886Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-27/pdf/2018-03886.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/26/2018-03858.htmlRule - Commission Statement and Guidance on Public Company Cybersecurity Disclosures2018-02-26T00:00:00-08:002018-02-26T00:00:00-08:002018-03858Rulehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-26/pdf/2018-03858.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/26/2018-03787.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify EDGX Rule 21.1 and Related Functionality Applicable to the Exchange's Options Platform2018-02-26T00:00:00-08:002018-02-26T00:00:00-08:002018-03787Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-26/pdf/2018-03787.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/26/2018-03786.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2018-02-26T00:00:00-08:002018-02-26T00:00:00-08:002018-03786Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-26/pdf/2018-03786.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/26/2018-03785.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Innovator S&P 500 15% Shield Strategy ETF Series, Innovator S&P 500 −5% to −35% Shield Strategy ETF Series, Innovator S&P 500 Enhance and 10% Shield Strategy ETF Series, and Innovator S&P 500 Ultra Strategy ETF Series Under Rule 14.11(i)2018-02-26T00:00:00-08:002018-02-26T00:00:00-08:002018-03785Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-26/pdf/2018-03785.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/23/2018-03799.htmlNotice - Sunshine Act Meetings2018-02-23T00:00:00-08:002018-02-23T00:00:00-08:002018-03799Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-23/pdf/2018-03799.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/23/2018-03739.htmlNotice - Submission for OMB Review; Comment Request2018-02-23T00:00:00-08:002018-02-23T00:00:00-08:002018-03739Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-23/pdf/2018-03739.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/23/2018-03699.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Expand the Short Term Options Series Program To Allow Monday Expirations for SPDR S&P 500 ETF Trust Options on the Exchange's Equity Options Platform2018-02-23T00:00:00-08:002018-02-23T00:00:00-08:002018-03699Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-23/pdf/2018-03699.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/23/2018-03698.htmlNotice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 1002018-02-23T00:00:00-08:002018-02-23T00:00:00-08:002018-03698Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-23/pdf/2018-03698.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/23/2018-03697.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Listing Standard for Warrants in Section 105 of the NYSE American Company Guide2018-02-23T00:00:00-08:002018-02-23T00:00:00-08:002018-03697Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-23/pdf/2018-03697.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/23/2018-03696.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Expand the Short Term Options Series Program To Allow Monday Expirations for SPDR S&P 500 ETF Trust Options on the Exchange's Equity Options Platform2018-02-23T00:00:00-08:002018-02-23T00:00:00-08:002018-03696Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-23/pdf/2018-03696.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/23/2018-03695.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Expand the Short Term Options Series Program To Allow Monday Expirations for SPDR S&P 500 ETF Trust Options2018-02-23T00:00:00-08:002018-02-23T00:00:00-08:002018-03695Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-23/pdf/2018-03695.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/23/2018-03694.htmlNotice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 1002018-02-23T00:00:00-08:002018-02-23T00:00:00-08:002018-03694Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-23/pdf/2018-03694.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/23/2018-03693.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Section 902.11 of the Exchange's Listed Company Manual Concerning Fees Applicable to Acquisition Companies for Shares Issued in Connection With the Consummation of a Business Combination2018-02-23T00:00:00-08:002018-02-23T00:00:00-08:002018-03693Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-23/pdf/2018-03693.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/23/2018-03692.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of a Proposed Rule Change To List and Trade the Shares of the Reinhart Intermediate Bond NextShares Fund Under Nasdaq Rule 57452018-02-23T00:00:00-08:002018-02-23T00:00:00-08:002018-03692Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-23/pdf/2018-03692.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/23/2018-03691.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to a New F&O Concentration Charge Policy2018-02-23T00:00:00-08:002018-02-23T00:00:00-08:002018-03691Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-23/pdf/2018-03691.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/22/2018-03589.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Order Setting Aside Action by Delegated Authority and Disapproving a Proposed Rule Change, as Modified by Amendments No. 1 and No. 2, Regarding the Acquisition of CHX Holdings, Inc. by North America Casin Holdings, Inc.2018-02-22T00:00:00-08:002018-02-22T00:00:00-08:002018-03589Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-22/pdf/2018-03589.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/22/2018-03570.htmlNotice - Investment Company Act Release No. 33005A; File No. 812-14808 Morningstar Funds Trust, et al.; Notice of Application2018-02-22T00:00:00-08:002018-02-22T00:00:00-08:002018-03570Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-22/pdf/2018-03570.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/22/2018-03568.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7039 To Modify Pricing for the Nasdaq Last Sale Data Product and To Make Other Related Changes to Nasdaq Rules2018-02-22T00:00:00-08:002018-02-22T00:00:00-08:002018-03568Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-22/pdf/2018-03568.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/22/2018-03567.htmlNotice - Self-Regulatory Organizations; MIAX PEARL LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 517A, Aggregate Risk Manager for EEMs (“ARM-E”), and Rule 517B, Aggregate Risk Manager for Market Makers (“ARM-M”)2018-02-22T00:00:00-08:002018-02-22T00:00:00-08:002018-03567Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-22/pdf/2018-03567.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/22/2018-03566.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Expand the Short Term Option Series Program2018-02-22T00:00:00-08:002018-02-22T00:00:00-08:002018-03566Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-22/pdf/2018-03566.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/22/2018-03565.htmlNotice - Self-Regulatory Organizations: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange, LLC To Expand the Short Term Option Series Program2018-02-22T00:00:00-08:002018-02-22T00:00:00-08:002018-03565Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-22/pdf/2018-03565.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/21/2018-03582.htmlNotice - Sunshine Act Meetings2018-02-21T00:00:00-08:002018-02-21T00:00:00-08:002018-03582Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-21/pdf/2018-03582.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/21/2018-03454.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Temporarily Amend Rule 7.35-E(a)(8) Relating to the Auction Reference Price for the Trading Halt Auction for ProShares Short VIX Short-Term Futures ETF2018-02-21T00:00:00-08:002018-02-21T00:00:00-08:002018-03454Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-21/pdf/2018-03454.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/21/2018-03453.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Temporarily Amend Rule 11.23(d)(2)(E) Relating to the Halt Auction Collar for a Halt Auction for REX VolMAXX Short Weekly Futures Strategy ETF2018-02-21T00:00:00-08:002018-02-21T00:00:00-08:002018-03453Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-21/pdf/2018-03453.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/21/2018-03452.htmlNotice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend INET Port Fees at Section II, C To Indicate Those Fees Are Not Prorated2018-02-21T00:00:00-08:002018-02-21T00:00:00-08:002018-03452Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-21/pdf/2018-03452.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/21/2018-03451.htmlNotice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Port Fees2018-02-21T00:00:00-08:002018-02-21T00:00:00-08:002018-03451Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-21/pdf/2018-03451.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/21/2018-03450.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's INET Port Fees To Indicate That Those Fees Are Prorated2018-02-21T00:00:00-08:002018-02-21T00:00:00-08:002018-03450Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-21/pdf/2018-03450.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/21/2018-03449.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand the Short Term Option Series Program2018-02-21T00:00:00-08:002018-02-21T00:00:00-08:002018-03449Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-21/pdf/2018-03449.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/21/2018-03448.htmlNotice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Schedule of Fees2018-02-21T00:00:00-08:002018-02-21T00:00:00-08:002018-03448Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-21/pdf/2018-03448.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/20/2018-03467.htmlNotice - Sunshine Act Meetings2018-02-20T00:00:00-08:002018-02-20T00:00:00-08:002018-03467Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-20/pdf/2018-03467.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/20/2018-03314.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List for Equity Transactions in Stocks With a Per Share Stock Price of $1.00 or More To Introduce a New Market at-the-Close and Limit at-the-Close Tier 32018-02-20T00:00:00-08:002018-02-20T00:00:00-08:002018-03314Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-20/pdf/2018-03314.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/20/2018-03313.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Adopt BZX Rule 14.11(k) To Permit the Listing and Trading of Managed Portfolio Shares and To List and Trade Shares of the ClearBridge Appreciation ETF, ClearBridge Large Cap ETF, ClearBridge MidCap Growth ETF, ClearBridge Select ETF, and ClearBridge All Cap Value ETF2018-02-20T00:00:00-08:002018-02-20T00:00:00-08:002018-03313Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-20/pdf/2018-03313.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/20/2018-03312.htmlNotice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand the Short Term Option Series Program2018-02-20T00:00:00-08:002018-02-20T00:00:00-08:002018-03312Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-20/pdf/2018-03312.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/20/2018-03311.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Modify the Listing Requirements Contained in Listing Rule 5635(d) To Change the Definition of Market Value for Purposes of the Shareholder Approval Rules and Eliminate the Requirement for Shareholder Approval of Issuances at a Price Less Than Book Value but Greater Than Market Value2018-02-20T00:00:00-08:002018-02-20T00:00:00-08:002018-03311Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-20/pdf/2018-03311.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/20/2018-03310.htmlNotice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Memorialize Functionality Designed To Assist Members in the Event That They Lose Communication2018-02-20T00:00:00-08:002018-02-20T00:00:00-08:002018-03310Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-20/pdf/2018-03310.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/20/2018-03309.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand the Short Term Option Series Program2018-02-20T00:00:00-08:002018-02-20T00:00:00-08:002018-03309Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-20/pdf/2018-03309.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/20/2018-03308.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Memorialize Functionality Designed To Assist Members in the Event that They Lose Communication2018-02-20T00:00:00-08:002018-02-20T00:00:00-08:002018-03308Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-20/pdf/2018-03308.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/20/2018-03307.htmlNotice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Memorialize Functionality Which Is Designed To Assist Members in the Event That They Lose Communication2018-02-20T00:00:00-08:002018-02-20T00:00:00-08:002018-03307Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-20/pdf/2018-03307.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/20/2018-03306.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand the Short Term Option Series Program2018-02-20T00:00:00-08:002018-02-20T00:00:00-08:002018-03306Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-20/pdf/2018-03306.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/16/2018-03202.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change Relating to Simplified Arbitration2018-02-16T00:00:00-08:002018-02-16T00:00:00-08:002018-03202Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-16/pdf/2018-03202.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/16/2018-03201.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change, Security-Based Swap Submission or Advance Notice Relating to Amendments to the ICE Clear Europe CDS Clearing Stress Testing Policy (the “Stress Testing Policy”)2018-02-16T00:00:00-08:002018-02-16T00:00:00-08:002018-03201Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-16/pdf/2018-03201.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/16/2018-03200.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the ICE Clear Europe Rules for the Transition of Trading in Certain F&O Contracts2018-02-16T00:00:00-08:002018-02-16T00:00:00-08:002018-03200Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-16/pdf/2018-03200.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/16/2018-03199.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing of Proposed Rule Change To Adopt IM-8040-3 to Rule 80402018-02-16T00:00:00-08:002018-02-16T00:00:00-08:002018-03199Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-16/pdf/2018-03199.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/16/2018-03197.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Rules Related to the Complex Order Book2018-02-16T00:00:00-08:002018-02-16T00:00:00-08:002018-03197Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-16/pdf/2018-03197.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/15/2018-03113.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, To List and Trade Shares of ProShares QuadPro Funds Under NYSE Arca Rule 8.200-E2018-02-15T00:00:00-08:002018-02-15T00:00:00-08:002018-03113Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-15/pdf/2018-03113.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/15/2018-03112.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change, Security-Based Swap Submission, or Advance Notice Relating to Amendments to the ICE Clear Europe Limited CDS Procedures, CDS Risk Policy, and CDS Risk Model Description2018-02-15T00:00:00-08:002018-02-15T00:00:00-08:002018-03112Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-15/pdf/2018-03112.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/15/2018-03111.htmlNotice - Self-Regulatory Organizations; LCH SA; Notice of Filing of Proposed Rule Change, Security-Based Swap Submission, or Advance Notice Relating to Self-Referencing Transactions2018-02-15T00:00:00-08:002018-02-15T00:00:00-08:002018-03111Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-15/pdf/2018-03111.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/15/2018-03101.htmlNotice - Privacy Act of 1974; System of Records2018-02-15T00:00:00-08:002018-02-15T00:00:00-08:002018-03101Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-15/pdf/2018-03101.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/15/2018-03100.htmlNotice - Privacy Act of 1974; System of Records2018-02-15T00:00:00-08:002018-02-15T00:00:00-08:002018-03100Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-15/pdf/2018-03100.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/15/2018-03097.htmlNotice - Proposed Collection; Comment Request2018-02-15T00:00:00-08:002018-02-15T00:00:00-08:002018-03097Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-15/pdf/2018-03097.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/15/2018-03096.htmlNotice - Proposed Collection; Comment Request2018-02-15T00:00:00-08:002018-02-15T00:00:00-08:002018-03096Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-15/pdf/2018-03096.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/15/2018-03095.htmlNotice - Proposed Collection; Comment Request2018-02-15T00:00:00-08:002018-02-15T00:00:00-08:002018-03095Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-15/pdf/2018-03095.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/15/2018-03094.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of No Objection to an Advance Notice To Increase the Authorized Amount Under the Prefunded Liquidity Program2018-02-15T00:00:00-08:002018-02-15T00:00:00-08:002018-03094Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-15/pdf/2018-03094.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/14/2018-02987.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Amend the By-Laws and Make Other Changes2018-02-14T00:00:00-08:002018-02-14T00:00:00-08:002018-02987Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-14/pdf/2018-02987.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/14/2018-02986.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2018-02-14T00:00:00-08:002018-02-14T00:00:00-08:002018-02986Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-14/pdf/2018-02986.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/14/2018-02985.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Amend the By-Laws and Make Other Changes2018-02-14T00:00:00-08:002018-02-14T00:00:00-08:002018-02985Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-14/pdf/2018-02985.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/14/2018-02984.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change To Amend the By-Laws2018-02-14T00:00:00-08:002018-02-14T00:00:00-08:002018-02984Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-14/pdf/2018-02984.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/14/2018-02983.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Fixed Income Clearing Corporation; National Securities Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes To Amend the Loss Allocation Rules and Make Other Changes2018-02-14T00:00:00-08:002018-02-14T00:00:00-08:002018-02983Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-14/pdf/2018-02983.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/14/2018-02982.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Fixed Income Clearing Corporation; National Securities Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes To Adopt a Recovery & Wind-Down Plan and Related Rules2018-02-14T00:00:00-08:002018-02-14T00:00:00-08:002018-02982Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-14/pdf/2018-02982.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/14/2018-02981.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Permit the Listing and Trading of NQX Index Options on a Pilot Basis2018-02-14T00:00:00-08:002018-02-14T00:00:00-08:002018-02981Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-14/pdf/2018-02981.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/14/2018-02980.htmlNotice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Options Regulatory Fee2018-02-14T00:00:00-08:002018-02-14T00:00:00-08:002018-02980Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-14/pdf/2018-02980.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/14/2018-02979.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Options Regulatory Fee2018-02-14T00:00:00-08:002018-02-14T00:00:00-08:002018-02979Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-14/pdf/2018-02979.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/14/2018-02978.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Order Approving Proposed Rule Change To Restore the Timeframe for Processing Credit Post-Payable Adjustments2018-02-14T00:00:00-08:002018-02-14T00:00:00-08:002018-02978Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-14/pdf/2018-02978.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/14/2018-02977.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Order Approving Proposed Rule Change To Amend Procedures in the DTC Settlement Service Guide Relating to the Intra-Month Collection of Required Participants Fund Deposits2018-02-14T00:00:00-08:002018-02-14T00:00:00-08:002018-02977Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-14/pdf/2018-02977.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/14/2018-02976.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges2018-02-14T00:00:00-08:002018-02-14T00:00:00-08:002018-02976Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-14/pdf/2018-02976.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/14/2018-02975.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Options Regulatory Fee2018-02-14T00:00:00-08:002018-02-14T00:00:00-08:002018-02975Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-14/pdf/2018-02975.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/14/2018-02974.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Order Approving Proposed Rule Change Relating to Amendments to the ICE Clear Europe Collateral and Haircut Policy2018-02-14T00:00:00-08:002018-02-14T00:00:00-08:002018-02974Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-14/pdf/2018-02974.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/14/2018-02973.htmlNotice - Self-Regulatory Organizations; the Options Clearing Corporation; Order Approving Proposed Rule Change Related to the Options Clearing Corporation's Margin Policy2018-02-14T00:00:00-08:002018-02-14T00:00:00-08:002018-02973Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-14/pdf/2018-02973.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/14/2018-02972.htmlNotice - Self-Regulatory Organizations; the Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise the Options Clearing Corporation's Schedule of Fees2018-02-14T00:00:00-08:002018-02-14T00:00:00-08:002018-02972Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-14/pdf/2018-02972.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/13/2018-02865.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule To Amend the BOX Volume Rebate2018-02-13T00:00:00-08:002018-02-13T00:00:00-08:002018-02865Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-13/pdf/2018-02865.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/13/2018-02864.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Section VI. (Technology Fees) of the BOX Fee Schedule2018-02-13T00:00:00-08:002018-02-13T00:00:00-08:002018-02864Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-13/pdf/2018-02864.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/13/2018-02863.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule To Exclude NDX and NDXP Options From the Strategy Caps and From Special Pricing for FLEX Transactions2018-02-13T00:00:00-08:002018-02-13T00:00:00-08:002018-02863Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-13/pdf/2018-02863.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/13/2018-02862.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on the Exchange's Equity Options Platform2018-02-13T00:00:00-08:002018-02-13T00:00:00-08:002018-02862Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-13/pdf/2018-02862.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/13/2018-02861.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Market Data Fees2018-02-13T00:00:00-08:002018-02-13T00:00:00-08:002018-02861Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-13/pdf/2018-02861.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/13/2018-02860.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete Cross-Reference to Rule 124(d) From Rule 10922018-02-13T00:00:00-08:002018-02-13T00:00:00-08:002018-02860Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-13/pdf/2018-02860.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/13/2018-02859.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule Concerning the Floor Broker SPX Surcharge2018-02-13T00:00:00-08:002018-02-13T00:00:00-08:002018-02859Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-13/pdf/2018-02859.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/13/2018-02858.htmlNotice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Market Data Fees2018-02-13T00:00:00-08:002018-02-13T00:00:00-08:002018-02858Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-13/pdf/2018-02858.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/13/2018-02857.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Delete Obsolete Rules2018-02-13T00:00:00-08:002018-02-13T00:00:00-08:002018-02857Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-13/pdf/2018-02857.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/13/2018-02856.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on the Exchange's Equity Options Platform2018-02-13T00:00:00-08:002018-02-13T00:00:00-08:002018-02856Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-13/pdf/2018-02856.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/13/2018-02850.htmlNotice - Investor Advisory Committee Meeting2018-02-13T00:00:00-08:002018-02-13T00:00:00-08:002018-02850Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-13/pdf/2018-02850.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/12/2018-02796.htmlNotice - Proposed Collection; Comment Request2018-02-12T00:00:00-08:002018-02-12T00:00:00-08:002018-02796Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-12/pdf/2018-02796.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/12/2018-02795.htmlNotice - Proposed Collection; Comment Request2018-02-12T00:00:00-08:002018-02-12T00:00:00-08:002018-02795Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-12/pdf/2018-02795.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/12/2018-02727.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Schedule of Fees To Modify Complex Order Fees and Rebates2018-02-12T00:00:00-08:002018-02-12T00:00:00-08:002018-02727Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-12/pdf/2018-02727.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/12/2018-02726.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the LHA Market State® Tactical U.S. Equity ETF, a Series of the ETF Series Solutions, Under Rule 14.11(i), Managed Fund Shares2018-02-12T00:00:00-08:002018-02-12T00:00:00-08:002018-02726Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-12/pdf/2018-02726.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/12/2018-02725.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on Cboe BZX Exchange, Inc.2018-02-12T00:00:00-08:002018-02-12T00:00:00-08:002018-02725Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-12/pdf/2018-02725.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/12/2018-02724.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change, Security-Based Swap Submission, or Advance Notice Relating to ICC's End-of-Day Price Discovery Policies and Procedures2018-02-12T00:00:00-08:002018-02-12T00:00:00-08:002018-02724Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-12/pdf/2018-02724.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/12/2018-02723.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend Certain of the Governing Documents of Its Intermediate Parent Companies2018-02-12T00:00:00-08:002018-02-12T00:00:00-08:002018-02723Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-12/pdf/2018-02723.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/12/2018-02722.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Certain of the Governing/Documents of Its Intermediate Parent Companies2018-02-12T00:00:00-08:002018-02-12T00:00:00-08:002018-02722Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-12/pdf/2018-02722.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/12/2018-02721.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend Certain of the Governing Documents of Its Intermediate Parent Companies2018-02-12T00:00:00-08:002018-02-12T00:00:00-08:002018-02721Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-12/pdf/2018-02721.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/12/2018-02720.htmlNotice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt an IEX Enhanced Market Maker (“IEMM”) Program2018-02-12T00:00:00-08:002018-02-12T00:00:00-08:002018-02720Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-12/pdf/2018-02720.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/12/2018-02719.htmlNotice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend Certain of the Governing Documents of Its Intermediate Parent Companies2018-02-12T00:00:00-08:002018-02-12T00:00:00-08:002018-02719Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-12/pdf/2018-02719.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/09/2018-02568.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To Adopt the Midpoint Extended Life Order2018-02-09T00:00:00-08:002018-02-09T00:00:00-08:002018-02568Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-09/pdf/2018-02568.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/09/2018-02567.htmlNotice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Rules 7030, 7034, and 70512018-02-09T00:00:00-08:002018-02-09T00:00:00-08:002018-02567Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-09/pdf/2018-02567.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/08/2018-02543.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Advance Notice, as Modified by Amendment No. 1, To Enhance the Calculation of the Volatility Component of the Clearing Fund Formula That Utilizes a Parametric Value-at-Risk Model and Eliminate the Market Maker Domination Charge2018-02-08T00:00:00-08:002018-02-08T00:00:00-08:002018-02543Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-08/pdf/2018-02543.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/08/2018-02501.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 3, To Amend Section 102.01B of the NYSE Listed Company Manual To Provide for the Listing of Companies That List Without a Prior Exchange Act Registration and That Are Not Listing in Connection With an Underwritten Initial Public Offering and Related Changes to Rules 15, 104, and 123D2018-02-08T00:00:00-08:002018-02-08T00:00:00-08:002018-02501Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-08/pdf/2018-02501.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/08/2018-02498.htmlNotice - Order Extending Until February 5, 2019 Certain Temporary Exemptions Under the Securities Exchange Act of 1934 in Connection With the Revision of the Definition of “Security” To Encompass Security-Based Swaps and Request for Comment2018-02-08T00:00:00-08:002018-02-08T00:00:00-08:002018-02498Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-08/pdf/2018-02498.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/08/2018-02484.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Certain Changes Regarding the U.S. Equity Cumulative Dividends Fund-Series 2027 and the U.S. Equity Ex-Dividend Fund-Series 20272018-02-08T00:00:00-08:002018-02-08T00:00:00-08:002018-02484Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-08/pdf/2018-02484.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/08/2018-02483.htmlNotice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Default Handling of Market Orders Entered With a Time-in-Force of DAY2018-02-08T00:00:00-08:002018-02-08T00:00:00-08:002018-02483Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-08/pdf/2018-02483.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/08/2018-02482.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of a Proposed Rule Change Relating to Flexibly Structured Options2018-02-08T00:00:00-08:002018-02-08T00:00:00-08:002018-02482Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-08/pdf/2018-02482.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/07/2018-02401.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide Users With Access to Two Additional Third Party Systems and Connectivity to One Additional Third Party Data Feed2018-02-07T00:00:00-08:002018-02-07T00:00:00-08:002018-02401Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-07/pdf/2018-02401.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/07/2018-02400.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide Users With Access to Two Additional Third Party Systems and Connectivity to One Additional Third Party Data Feed2018-02-07T00:00:00-08:002018-02-07T00:00:00-08:002018-02400Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-07/pdf/2018-02400.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/07/2018-02399.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide Users With Access to Two Additional Third Party Systems and Connectivity to One Additional Third Party Data Feed2018-02-07T00:00:00-08:002018-02-07T00:00:00-08:002018-02399Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-07/pdf/2018-02399.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/07/2018-02398.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of a Proposed Rule Change Consisting of Amendments to Rule G-21, on Advertising, Proposed New Rule G-40, on Advertising by Municipal Advisors, and a Technical Amendment to Rule G-42, on Duties of Non-Solicitor Municipal Advisors2018-02-07T00:00:00-08:002018-02-07T00:00:00-08:002018-02398Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-07/pdf/2018-02398.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/07/2018-02397.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 21.1, Definitions, To Modify a Time in Force Applicable to the Exchange's Equity Options Platform2018-02-07T00:00:00-08:002018-02-07T00:00:00-08:002018-02397Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-07/pdf/2018-02397.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/07/2018-02396.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 21.1, Definitions, To Adopt a New Time in Force and To Modify an Existing Time in Force Applicable to the Exchange's Equity Options Platform2018-02-07T00:00:00-08:002018-02-07T00:00:00-08:002018-02396Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-07/pdf/2018-02396.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/07/2018-02395.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Adopt New Equity Trading Rules for Trading UTP Securities on Pillar, Including Orders and Modifiers, Order Ranking and Display, and Order Execution and Routing2018-02-07T00:00:00-08:002018-02-07T00:00:00-08:002018-02395Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-07/pdf/2018-02395.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/07/2018-02394.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Order Approving a Proposed Rule Change To Establish a Nonstandard Expirations Pilot Program2018-02-07T00:00:00-08:002018-02-07T00:00:00-08:002018-02394Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-07/pdf/2018-02394.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/07/2018-02393.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Order Approving a Proposed Rule Change To Expand the Short Term Option Series Program To Allow Monday Expirations for SPY Options2018-02-07T00:00:00-08:002018-02-07T00:00:00-08:002018-02393Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-07/pdf/2018-02393.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/06/2018-02392.htmlNotice - Sunshine Act Meetings2018-02-06T00:00:00-08:002018-02-06T00:00:00-08:002018-02392Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-06/pdf/2018-02392.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/06/2018-02271.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate the Execution Protections Rule2018-02-06T00:00:00-08:002018-02-06T00:00:00-08:002018-02271Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-06/pdf/2018-02271.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/06/2018-02270.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To Amend NYSE Arca Rule 1.1(ll) To Establish How the Official Closing Price Would Be Determined for an Exchange-Listed Security That Is a Derivative Securities Product if the Exchange Does Not Conduct a Closing Auction or if a Closing Auction Trade Is Less Than a Round Lot2018-02-06T00:00:00-08:002018-02-06T00:00:00-08:002018-02270Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-06/pdf/2018-02270.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/06/2018-02269.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt Rule 7600(i) To Allow Split-Price Transactions on the Trading Floor2018-02-06T00:00:00-08:002018-02-06T00:00:00-08:002018-02269Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-06/pdf/2018-02269.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/05/2018-02257.htmlNotice - Proposed Collection; Comment Request2018-02-05T00:00:00-08:002018-02-05T00:00:00-08:002018-02257Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-05/pdf/2018-02257.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/05/2018-02256.htmlNotice - Proposed Collection; Comment Request2018-02-05T00:00:00-08:002018-02-05T00:00:00-08:002018-02256Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-05/pdf/2018-02256.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/05/2018-02255.htmlNotice - Proposed Collection; Comment Request2018-02-05T00:00:00-08:002018-02-05T00:00:00-08:002018-02255Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-05/pdf/2018-02255.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/05/2018-02171.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate the Consolidated Audit Trail Compliance Rules2018-02-05T00:00:00-08:002018-02-05T00:00:00-08:002018-02171Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-05/pdf/2018-02171.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/05/2018-02170.htmlNotice - Gadsden ETF Trust and Gadsden, LLC2018-02-05T00:00:00-08:002018-02-05T00:00:00-08:002018-02170Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-05/pdf/2018-02170.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/05/2018-02169.htmlNotice - Columbia Funds Series Trust, et al.2018-02-05T00:00:00-08:002018-02-05T00:00:00-08:002018-02169Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-05/pdf/2018-02169.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/05/2018-02168.htmlNotice - Janney Montgomery Scott LLC; Notice of Application2018-02-05T00:00:00-08:002018-02-05T00:00:00-08:002018-02168Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-05/pdf/2018-02168.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/02/2018-02130.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade the Shares of the ProShares Bitcoin ETF and the ProShares Short Bitcoin ETF Under NYSE Arca Rule 8.200-E, Commentary .022018-02-02T00:00:00-08:002018-02-02T00:00:00-08:002018-02130Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-02/pdf/2018-02130.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/02/2018-02129.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate the Consolidated Audit Trail Compliance Rules2018-02-02T00:00:00-08:002018-02-02T00:00:00-08:002018-02129Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-02/pdf/2018-02129.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/02/2018-02128.htmlNotice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate the Consolidated Audit Trail Compliance Rules2018-02-02T00:00:00-08:002018-02-02T00:00:00-08:002018-02128Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-02/pdf/2018-02128.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/02/2018-02127.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate the Consolidated Audit Trail Compliance Rules2018-02-02T00:00:00-08:002018-02-02T00:00:00-08:002018-02127Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-02/pdf/2018-02127.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/02/2018-02126.htmlNotice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate the Consolidated Audit Trail Compliance Rules2018-02-02T00:00:00-08:002018-02-02T00:00:00-08:002018-02126Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-02/pdf/2018-02126.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/02/2018-02125.htmlNotice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate the Consolidated Audit Trail Compliance Rules2018-02-02T00:00:00-08:002018-02-02T00:00:00-08:002018-02125Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-02/pdf/2018-02125.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/02/2018-02124.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise The Options Clearing Corporation's Schedule of Fees2018-02-02T00:00:00-08:002018-02-02T00:00:00-08:002018-02124Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-02/pdf/2018-02124.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/02/2018-02118.htmlNotice - Proposed Collection; Comment Request2018-02-02T00:00:00-08:002018-02-02T00:00:00-08:002018-02118Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-02/pdf/2018-02118.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/02/2018-02117.htmlNotice - Proposed Collection; Comment Request2018-02-02T00:00:00-08:002018-02-02T00:00:00-08:002018-02117Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-02/pdf/2018-02117.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/02/2018-02116.htmlNotice - Proposed Collection; Comment Request2018-02-02T00:00:00-08:002018-02-02T00:00:00-08:002018-02116Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-02/pdf/2018-02116.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/02/2018-02115.htmlNotice - Submission for OMB Review; Comment Request2018-02-02T00:00:00-08:002018-02-02T00:00:00-08:002018-02115Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-02/pdf/2018-02115.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/01/2018-01953.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change To List and Trade Shares of the Perth Mint Physical Gold ETF Trust Pursuant to NYSE Arca Rule 8.201-E2018-02-01T00:00:00-08:002018-02-01T00:00:00-08:002018-01953Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-01/pdf/2018-01953.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/01/2018-01952.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 2 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, To List and Trade Shares of the Hartford Schroders Tax-Aware Bond ETF Under NYSE Arca Rule 8.600-E2018-02-01T00:00:00-08:002018-02-01T00:00:00-08:002018-01952Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-01/pdf/2018-01952.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/01/2018-01951.htmlNotice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing of Amendment No. 4 and Order Approving on an Accelerated Basis a Proposed Rule Change, as Modified by Amendment No. 4 Thereto, To List and Trade Shares of the iShares Inflation Hedged Corporate Bond ETF Under Rule 14.11(i), Managed Fund Shares2018-02-01T00:00:00-08:002018-02-01T00:00:00-08:002018-01951Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-01/pdf/2018-01951.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/01/2018-01950.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make a Technical Adjustment to its Rules To Allow Sub-Penny Quoting and Order Entry in Managed Fund Shares Priced Less Than $1.002018-02-01T00:00:00-08:002018-02-01T00:00:00-08:002018-01950Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-01/pdf/2018-01950.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/01/2018-01949.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Changes to the Required Fund Deposit Calculation in the Government Securities Division Rulebook2018-02-01T00:00:00-08:002018-02-01T00:00:00-08:002018-01949Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-01/pdf/2018-01949.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/01/2018-01948.htmlNotice - Notice of Intention To Cancel Registrations of Certain Investment Advisers Pursuant to Section 203(h) of the Investment Advisors Act of 19402018-02-01T00:00:00-08:002018-02-01T00:00:00-08:002018-01948Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-01/pdf/2018-01948.pdf