Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2018/02/27?limit=200®isters=between&mode=atom2024-12-18T15:13:21-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2018/02/27/2018-04032.htmlNotice - Sunshine Act Meetings2018-02-27T00:00:00-08:002018-02-27T00:00:00-08:002018-04032Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-27/pdf/2018-04032.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/27/2018-03917.htmlRule - Investment Company Liquidity Risk Management Programs; Commission Guidance for In-Kind ETFs2018-02-27T00:00:00-08:002018-02-27T00:00:00-08:002018-03917Rulehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-27/pdf/2018-03917.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/27/2018-03895.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade the Shares of the Western Asset Total Return ETF2018-02-27T00:00:00-08:002018-02-27T00:00:00-08:002018-03895Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-27/pdf/2018-03895.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/27/2018-03894.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing of a Proposed Rule Change To Adopt Rules Relating to Trading in Index Options2018-02-27T00:00:00-08:002018-02-27T00:00:00-08:002018-03894Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-27/pdf/2018-03894.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/27/2018-03893.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise the Investment Company and Variable Contracts Products Representative (Series 6) Examination2018-02-27T00:00:00-08:002018-02-27T00:00:00-08:002018-03893Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-27/pdf/2018-03893.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/27/2018-03892.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Section VI.A. of the Exchange's Pricing Schedule To Clarify the Exchange's Billing Practices With Respect to Permit Fees2018-02-27T00:00:00-08:002018-02-27T00:00:00-08:002018-03892Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-27/pdf/2018-03892.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/27/2018-03891.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise the Operations Professional (Series 99) Examination2018-02-27T00:00:00-08:002018-02-27T00:00:00-08:002018-03891Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-27/pdf/2018-03891.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/27/2018-03890.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise the Research Analyst (Series 86 and 87) Examinations2018-02-27T00:00:00-08:002018-02-27T00:00:00-08:002018-03890Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-27/pdf/2018-03890.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/27/2018-03889.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise the Investment Banking Representative (Series 79) Examination2018-02-27T00:00:00-08:002018-02-27T00:00:00-08:002018-03889Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-27/pdf/2018-03889.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/27/2018-03888.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Gateway Fees2018-02-27T00:00:00-08:002018-02-27T00:00:00-08:002018-03888Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-27/pdf/2018-03888.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/27/2018-03887.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise the Direct Participation Programs Representative (Series 22) Examination2018-02-27T00:00:00-08:002018-02-27T00:00:00-08:002018-03887Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-27/pdf/2018-03887.pdfhttps://regulations.justia.com/regulations/fedreg/2018/02/27/2018-03886.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise the General Securities Representative (Series 7) Examination2018-02-27T00:00:00-08:002018-02-27T00:00:00-08:002018-03886Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-02-27/pdf/2018-03886.pdf