Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2018/02/27?limit=200&registers=between&mode=atom 2024-05-05T08:42:14-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2018/02/27/2018-04032.html Notice - Sunshine Act Meetings 2018-02-27T00:00:00-08:00 2018-02-27T00:00:00-08:00 2018-04032 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-02-27/pdf/2018-04032.pdf https://regulations.justia.com/regulations/fedreg/2018/02/27/2018-03917.html Rule - Investment Company Liquidity Risk Management Programs; Commission Guidance for In-Kind ETFs 2018-02-27T00:00:00-08:00 2018-02-27T00:00:00-08:00 2018-03917 Rule https://www.gpo.gov/fdsys/pkg/FR-2018-02-27/pdf/2018-03917.pdf https://regulations.justia.com/regulations/fedreg/2018/02/27/2018-03895.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade the Shares of the Western Asset Total Return ETF 2018-02-27T00:00:00-08:00 2018-02-27T00:00:00-08:00 2018-03895 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-02-27/pdf/2018-03895.pdf https://regulations.justia.com/regulations/fedreg/2018/02/27/2018-03894.html Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing of a Proposed Rule Change To Adopt Rules Relating to Trading in Index Options 2018-02-27T00:00:00-08:00 2018-02-27T00:00:00-08:00 2018-03894 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-02-27/pdf/2018-03894.pdf https://regulations.justia.com/regulations/fedreg/2018/02/27/2018-03893.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise the Investment Company and Variable Contracts Products Representative (Series 6) Examination 2018-02-27T00:00:00-08:00 2018-02-27T00:00:00-08:00 2018-03893 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-02-27/pdf/2018-03893.pdf https://regulations.justia.com/regulations/fedreg/2018/02/27/2018-03892.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Section VI.A. of the Exchange's Pricing Schedule To Clarify the Exchange's Billing Practices With Respect to Permit Fees 2018-02-27T00:00:00-08:00 2018-02-27T00:00:00-08:00 2018-03892 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-02-27/pdf/2018-03892.pdf https://regulations.justia.com/regulations/fedreg/2018/02/27/2018-03891.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise the Operations Professional (Series 99) Examination 2018-02-27T00:00:00-08:00 2018-02-27T00:00:00-08:00 2018-03891 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-02-27/pdf/2018-03891.pdf https://regulations.justia.com/regulations/fedreg/2018/02/27/2018-03890.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise the Research Analyst (Series 86 and 87) Examinations 2018-02-27T00:00:00-08:00 2018-02-27T00:00:00-08:00 2018-03890 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-02-27/pdf/2018-03890.pdf https://regulations.justia.com/regulations/fedreg/2018/02/27/2018-03889.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise the Investment Banking Representative (Series 79) Examination 2018-02-27T00:00:00-08:00 2018-02-27T00:00:00-08:00 2018-03889 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-02-27/pdf/2018-03889.pdf https://regulations.justia.com/regulations/fedreg/2018/02/27/2018-03888.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Gateway Fees 2018-02-27T00:00:00-08:00 2018-02-27T00:00:00-08:00 2018-03888 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-02-27/pdf/2018-03888.pdf https://regulations.justia.com/regulations/fedreg/2018/02/27/2018-03887.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise the Direct Participation Programs Representative (Series 22) Examination 2018-02-27T00:00:00-08:00 2018-02-27T00:00:00-08:00 2018-03887 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-02-27/pdf/2018-03887.pdf https://regulations.justia.com/regulations/fedreg/2018/02/27/2018-03886.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise the General Securities Representative (Series 7) Examination 2018-02-27T00:00:00-08:00 2018-02-27T00:00:00-08:00 2018-03886 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-02-27/pdf/2018-03886.pdf