Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2018/02/20?limit=200&registers=between&mode=atom 2024-12-18T16:19:00-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2018/02/20/2018-03467.html Notice - Sunshine Act Meetings 2018-02-20T00:00:00-08:00 2018-02-20T00:00:00-08:00 2018-03467 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-02-20/pdf/2018-03467.pdf https://regulations.justia.com/regulations/fedreg/2018/02/20/2018-03314.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List for Equity Transactions in Stocks With a Per Share Stock Price of $1.00 or More To Introduce a New Market at-the-Close and Limit at-the-Close Tier 3 2018-02-20T00:00:00-08:00 2018-02-20T00:00:00-08:00 2018-03314 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-02-20/pdf/2018-03314.pdf https://regulations.justia.com/regulations/fedreg/2018/02/20/2018-03313.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Adopt BZX Rule 14.11(k) To Permit the Listing and Trading of Managed Portfolio Shares and To List and Trade Shares of the ClearBridge Appreciation ETF, ClearBridge Large Cap ETF, ClearBridge MidCap Growth ETF, ClearBridge Select ETF, and ClearBridge All Cap Value ETF 2018-02-20T00:00:00-08:00 2018-02-20T00:00:00-08:00 2018-03313 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-02-20/pdf/2018-03313.pdf https://regulations.justia.com/regulations/fedreg/2018/02/20/2018-03312.html Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand the Short Term Option Series Program 2018-02-20T00:00:00-08:00 2018-02-20T00:00:00-08:00 2018-03312 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-02-20/pdf/2018-03312.pdf https://regulations.justia.com/regulations/fedreg/2018/02/20/2018-03311.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Modify the Listing Requirements Contained in Listing Rule 5635(d) To Change the Definition of Market Value for Purposes of the Shareholder Approval Rules and Eliminate the Requirement for Shareholder Approval of Issuances at a Price Less Than Book Value but Greater Than Market Value 2018-02-20T00:00:00-08:00 2018-02-20T00:00:00-08:00 2018-03311 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-02-20/pdf/2018-03311.pdf https://regulations.justia.com/regulations/fedreg/2018/02/20/2018-03310.html Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Memorialize Functionality Designed To Assist Members in the Event That They Lose Communication 2018-02-20T00:00:00-08:00 2018-02-20T00:00:00-08:00 2018-03310 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-02-20/pdf/2018-03310.pdf https://regulations.justia.com/regulations/fedreg/2018/02/20/2018-03309.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand the Short Term Option Series Program 2018-02-20T00:00:00-08:00 2018-02-20T00:00:00-08:00 2018-03309 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-02-20/pdf/2018-03309.pdf https://regulations.justia.com/regulations/fedreg/2018/02/20/2018-03308.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Memorialize Functionality Designed To Assist Members in the Event that They Lose Communication 2018-02-20T00:00:00-08:00 2018-02-20T00:00:00-08:00 2018-03308 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-02-20/pdf/2018-03308.pdf https://regulations.justia.com/regulations/fedreg/2018/02/20/2018-03307.html Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Memorialize Functionality Which Is Designed To Assist Members in the Event That They Lose Communication 2018-02-20T00:00:00-08:00 2018-02-20T00:00:00-08:00 2018-03307 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-02-20/pdf/2018-03307.pdf https://regulations.justia.com/regulations/fedreg/2018/02/20/2018-03306.html Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand the Short Term Option Series Program 2018-02-20T00:00:00-08:00 2018-02-20T00:00:00-08:00 2018-03306 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-02-20/pdf/2018-03306.pdf