Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2018/02/08?limit=200&registers=between&mode=atom 2024-12-18T15:49:34-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2018/02/08/2018-02543.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Advance Notice, as Modified by Amendment No. 1, To Enhance the Calculation of the Volatility Component of the Clearing Fund Formula That Utilizes a Parametric Value-at-Risk Model and Eliminate the Market Maker Domination Charge 2018-02-08T00:00:00-08:00 2018-02-08T00:00:00-08:00 2018-02543 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-02-08/pdf/2018-02543.pdf https://regulations.justia.com/regulations/fedreg/2018/02/08/2018-02501.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 3, To Amend Section 102.01B of the NYSE Listed Company Manual To Provide for the Listing of Companies That List Without a Prior Exchange Act Registration and That Are Not Listing in Connection With an Underwritten Initial Public Offering and Related Changes to Rules 15, 104, and 123D 2018-02-08T00:00:00-08:00 2018-02-08T00:00:00-08:00 2018-02501 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-02-08/pdf/2018-02501.pdf https://regulations.justia.com/regulations/fedreg/2018/02/08/2018-02498.html Notice - Order Extending Until February 5, 2019 Certain Temporary Exemptions Under the Securities Exchange Act of 1934 in Connection With the Revision of the Definition of “Security” To Encompass Security-Based Swaps and Request for Comment 2018-02-08T00:00:00-08:00 2018-02-08T00:00:00-08:00 2018-02498 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-02-08/pdf/2018-02498.pdf https://regulations.justia.com/regulations/fedreg/2018/02/08/2018-02484.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Certain Changes Regarding the U.S. Equity Cumulative Dividends Fund-Series 2027 and the U.S. Equity Ex-Dividend Fund-Series 2027 2018-02-08T00:00:00-08:00 2018-02-08T00:00:00-08:00 2018-02484 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-02-08/pdf/2018-02484.pdf https://regulations.justia.com/regulations/fedreg/2018/02/08/2018-02483.html Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Default Handling of Market Orders Entered With a Time-in-Force of DAY 2018-02-08T00:00:00-08:00 2018-02-08T00:00:00-08:00 2018-02483 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-02-08/pdf/2018-02483.pdf https://regulations.justia.com/regulations/fedreg/2018/02/08/2018-02482.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of a Proposed Rule Change Relating to Flexibly Structured Options 2018-02-08T00:00:00-08:00 2018-02-08T00:00:00-08:00 2018-02482 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-02-08/pdf/2018-02482.pdf