Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2018/02/07?limit=200&registers=between&mode=atom 2024-12-18T16:28:36-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2018/02/07/2018-02401.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide Users With Access to Two Additional Third Party Systems and Connectivity to One Additional Third Party Data Feed 2018-02-07T00:00:00-08:00 2018-02-07T00:00:00-08:00 2018-02401 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-02-07/pdf/2018-02401.pdf https://regulations.justia.com/regulations/fedreg/2018/02/07/2018-02400.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide Users With Access to Two Additional Third Party Systems and Connectivity to One Additional Third Party Data Feed 2018-02-07T00:00:00-08:00 2018-02-07T00:00:00-08:00 2018-02400 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-02-07/pdf/2018-02400.pdf https://regulations.justia.com/regulations/fedreg/2018/02/07/2018-02399.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide Users With Access to Two Additional Third Party Systems and Connectivity to One Additional Third Party Data Feed 2018-02-07T00:00:00-08:00 2018-02-07T00:00:00-08:00 2018-02399 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-02-07/pdf/2018-02399.pdf https://regulations.justia.com/regulations/fedreg/2018/02/07/2018-02398.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of a Proposed Rule Change Consisting of Amendments to Rule G-21, on Advertising, Proposed New Rule G-40, on Advertising by Municipal Advisors, and a Technical Amendment to Rule G-42, on Duties of Non-Solicitor Municipal Advisors 2018-02-07T00:00:00-08:00 2018-02-07T00:00:00-08:00 2018-02398 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-02-07/pdf/2018-02398.pdf https://regulations.justia.com/regulations/fedreg/2018/02/07/2018-02397.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 21.1, Definitions, To Modify a Time in Force Applicable to the Exchange's Equity Options Platform 2018-02-07T00:00:00-08:00 2018-02-07T00:00:00-08:00 2018-02397 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-02-07/pdf/2018-02397.pdf https://regulations.justia.com/regulations/fedreg/2018/02/07/2018-02396.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 21.1, Definitions, To Adopt a New Time in Force and To Modify an Existing Time in Force Applicable to the Exchange's Equity Options Platform 2018-02-07T00:00:00-08:00 2018-02-07T00:00:00-08:00 2018-02396 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-02-07/pdf/2018-02396.pdf https://regulations.justia.com/regulations/fedreg/2018/02/07/2018-02395.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Adopt New Equity Trading Rules for Trading UTP Securities on Pillar, Including Orders and Modifiers, Order Ranking and Display, and Order Execution and Routing 2018-02-07T00:00:00-08:00 2018-02-07T00:00:00-08:00 2018-02395 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-02-07/pdf/2018-02395.pdf https://regulations.justia.com/regulations/fedreg/2018/02/07/2018-02394.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Order Approving a Proposed Rule Change To Establish a Nonstandard Expirations Pilot Program 2018-02-07T00:00:00-08:00 2018-02-07T00:00:00-08:00 2018-02394 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-02-07/pdf/2018-02394.pdf https://regulations.justia.com/regulations/fedreg/2018/02/07/2018-02393.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Order Approving a Proposed Rule Change To Expand the Short Term Option Series Program To Allow Monday Expirations for SPY Options 2018-02-07T00:00:00-08:00 2018-02-07T00:00:00-08:00 2018-02393 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-02-07/pdf/2018-02393.pdf