<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2018/02/01?registers=between Wed, 18 Dec 2024 16:29:26 -0800 Wed, 18 Dec 2024 16:29:26 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2018/02/01?registers=between Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change To List and Trade Shares of the Perth Mint Physical Gold ETF Trust Pursuant to NYSE Arca Rule 8.201-E https://regulations.justia.com/regulations/fedreg/2018/02/01/2018-01953.html https://regulations.justia.com/regulations/fedreg/2018/02/01/2018-01953.html Thu, 01 Feb 2018 00:00:00 -0800 2018-01953 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-02-01/pdf/2018-01953.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 2 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, To List and Trade Shares of the Hartford Schroders Tax-Aware Bond ETF Under NYSE Arca Rule 8.600-E https://regulations.justia.com/regulations/fedreg/2018/02/01/2018-01952.html https://regulations.justia.com/regulations/fedreg/2018/02/01/2018-01952.html Thu, 01 Feb 2018 00:00:00 -0800 2018-01952 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-02-01/pdf/2018-01952.pdf Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing of Amendment No. 4 and Order Approving on an Accelerated Basis a Proposed Rule Change, as Modified by Amendment No. 4 Thereto, To List and Trade Shares of the iShares Inflation Hedged Corporate Bond ETF Under Rule 14.11(i), Managed Fund Shares https://regulations.justia.com/regulations/fedreg/2018/02/01/2018-01951.html https://regulations.justia.com/regulations/fedreg/2018/02/01/2018-01951.html Thu, 01 Feb 2018 00:00:00 -0800 2018-01951 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-02-01/pdf/2018-01951.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make a Technical Adjustment to its Rules To Allow Sub-Penny Quoting and Order Entry in Managed Fund Shares Priced Less Than $1.00 https://regulations.justia.com/regulations/fedreg/2018/02/01/2018-01950.html https://regulations.justia.com/regulations/fedreg/2018/02/01/2018-01950.html Thu, 01 Feb 2018 00:00:00 -0800 2018-01950 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-02-01/pdf/2018-01950.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Changes to the Required Fund Deposit Calculation in the Government Securities Division Rulebook https://regulations.justia.com/regulations/fedreg/2018/02/01/2018-01949.html https://regulations.justia.com/regulations/fedreg/2018/02/01/2018-01949.html Thu, 01 Feb 2018 00:00:00 -0800 2018-01949 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-02-01/pdf/2018-01949.pdf Notice - Notice of Intention To Cancel Registrations of Certain Investment Advisers Pursuant to Section 203(h) of the Investment Advisors Act of 1940 https://regulations.justia.com/regulations/fedreg/2018/02/01/2018-01948.html https://regulations.justia.com/regulations/fedreg/2018/02/01/2018-01948.html Thu, 01 Feb 2018 00:00:00 -0800 2018-01948 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-02-01/pdf/2018-01948.pdf