Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2018/02/01?limit=200&registers=between&mode=atom 2024-05-03T01:24:49-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2018/02/01/2018-01953.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change To List and Trade Shares of the Perth Mint Physical Gold ETF Trust Pursuant to NYSE Arca Rule 8.201-E 2018-02-01T00:00:00-08:00 2018-02-01T00:00:00-08:00 2018-01953 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-02-01/pdf/2018-01953.pdf https://regulations.justia.com/regulations/fedreg/2018/02/01/2018-01952.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 2 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, To List and Trade Shares of the Hartford Schroders Tax-Aware Bond ETF Under NYSE Arca Rule 8.600-E 2018-02-01T00:00:00-08:00 2018-02-01T00:00:00-08:00 2018-01952 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-02-01/pdf/2018-01952.pdf https://regulations.justia.com/regulations/fedreg/2018/02/01/2018-01951.html Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing of Amendment No. 4 and Order Approving on an Accelerated Basis a Proposed Rule Change, as Modified by Amendment No. 4 Thereto, To List and Trade Shares of the iShares Inflation Hedged Corporate Bond ETF Under Rule 14.11(i), Managed Fund Shares 2018-02-01T00:00:00-08:00 2018-02-01T00:00:00-08:00 2018-01951 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-02-01/pdf/2018-01951.pdf https://regulations.justia.com/regulations/fedreg/2018/02/01/2018-01950.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make a Technical Adjustment to its Rules To Allow Sub-Penny Quoting and Order Entry in Managed Fund Shares Priced Less Than $1.00 2018-02-01T00:00:00-08:00 2018-02-01T00:00:00-08:00 2018-01950 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-02-01/pdf/2018-01950.pdf https://regulations.justia.com/regulations/fedreg/2018/02/01/2018-01949.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Changes to the Required Fund Deposit Calculation in the Government Securities Division Rulebook 2018-02-01T00:00:00-08:00 2018-02-01T00:00:00-08:00 2018-01949 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-02-01/pdf/2018-01949.pdf https://regulations.justia.com/regulations/fedreg/2018/02/01/2018-01948.html Notice - Notice of Intention To Cancel Registrations of Certain Investment Advisers Pursuant to Section 203(h) of the Investment Advisors Act of 1940 2018-02-01T00:00:00-08:00 2018-02-01T00:00:00-08:00 2018-01948 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-02-01/pdf/2018-01948.pdf