<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2018/01/31?registers=between Sat, 21 Dec 2024 09:50:28 -0800 Sat, 21 Dec 2024 09:50:28 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2018/01/31?registers=between Notice - BNP Paribas USA, Inc., et al.; Notice of Application and Temporary Order https://regulations.justia.com/regulations/fedreg/2018/01/31/2018-01905.html https://regulations.justia.com/regulations/fedreg/2018/01/31/2018-01905.html Wed, 31 Jan 2018 00:00:00 -0800 2018-01905 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-31/pdf/2018-01905.pdf Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2018/01/31/2018-01904.html https://regulations.justia.com/regulations/fedreg/2018/01/31/2018-01904.html Wed, 31 Jan 2018 00:00:00 -0800 2018-01904 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-31/pdf/2018-01904.pdf Notice - EquBot LLC and ETF Series Solutions https://regulations.justia.com/regulations/fedreg/2018/01/31/2018-01903.html https://regulations.justia.com/regulations/fedreg/2018/01/31/2018-01903.html Wed, 31 Jan 2018 00:00:00 -0800 2018-01903 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-31/pdf/2018-01903.pdf Notice - FS Series Trust and FS Fund Advisor, LLC; Release No. 32992/January 25, 2018 https://regulations.justia.com/regulations/fedreg/2018/01/31/2018-01834.html https://regulations.justia.com/regulations/fedreg/2018/01/31/2018-01834.html Wed, 31 Jan 2018 00:00:00 -0800 2018-01834 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-31/pdf/2018-01834.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Guggenheim Ultra Short Duration ETF and the Guggenheim Total Return Bond ETF https://regulations.justia.com/regulations/fedreg/2018/01/31/2018-01818.html https://regulations.justia.com/regulations/fedreg/2018/01/31/2018-01818.html Wed, 31 Jan 2018 00:00:00 -0800 2018-01818 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-31/pdf/2018-01818.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Concerning Updates to and Formalization of OCC's Recovery and Orderly Wind-Down Plan https://regulations.justia.com/regulations/fedreg/2018/01/31/2018-01817.html https://regulations.justia.com/regulations/fedreg/2018/01/31/2018-01817.html Wed, 31 Jan 2018 00:00:00 -0800 2018-01817 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-31/pdf/2018-01817.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Concerning Enhanced and New Tools for Recovery Scenarios https://regulations.justia.com/regulations/fedreg/2018/01/31/2018-01816.html https://regulations.justia.com/regulations/fedreg/2018/01/31/2018-01816.html Wed, 31 Jan 2018 00:00:00 -0800 2018-01816 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-31/pdf/2018-01816.pdf