Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2018/01/31?limit=200&registers=between&mode=atom 2024-12-21T09:54:18-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2018/01/31/2018-01905.html Notice - BNP Paribas USA, Inc., et al.; Notice of Application and Temporary Order 2018-01-31T00:00:00-08:00 2018-01-31T00:00:00-08:00 2018-01905 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-31/pdf/2018-01905.pdf https://regulations.justia.com/regulations/fedreg/2018/01/31/2018-01904.html Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 2018-01-31T00:00:00-08:00 2018-01-31T00:00:00-08:00 2018-01904 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-31/pdf/2018-01904.pdf https://regulations.justia.com/regulations/fedreg/2018/01/31/2018-01903.html Notice - EquBot LLC and ETF Series Solutions 2018-01-31T00:00:00-08:00 2018-01-31T00:00:00-08:00 2018-01903 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-31/pdf/2018-01903.pdf https://regulations.justia.com/regulations/fedreg/2018/01/31/2018-01834.html Notice - FS Series Trust and FS Fund Advisor, LLC; Release No. 32992/January 25, 2018 2018-01-31T00:00:00-08:00 2018-01-31T00:00:00-08:00 2018-01834 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-31/pdf/2018-01834.pdf https://regulations.justia.com/regulations/fedreg/2018/01/31/2018-01818.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Guggenheim Ultra Short Duration ETF and the Guggenheim Total Return Bond ETF 2018-01-31T00:00:00-08:00 2018-01-31T00:00:00-08:00 2018-01818 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-31/pdf/2018-01818.pdf https://regulations.justia.com/regulations/fedreg/2018/01/31/2018-01817.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Concerning Updates to and Formalization of OCC's Recovery and Orderly Wind-Down Plan 2018-01-31T00:00:00-08:00 2018-01-31T00:00:00-08:00 2018-01817 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-31/pdf/2018-01817.pdf https://regulations.justia.com/regulations/fedreg/2018/01/31/2018-01816.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Concerning Enhanced and New Tools for Recovery Scenarios 2018-01-31T00:00:00-08:00 2018-01-31T00:00:00-08:00 2018-01816 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-31/pdf/2018-01816.pdf